Vault-13

WESTERN DIGITAL CORP. WDC 1.5 02.01.24

NOTE 1.500% 2/0 · US DOMESTIC · CUSIP 958102AP0

109 institutional holders -17 vs Q3 2023
148,660,248148.7m shares reported held*
$574.6mreported value*
17 new 15 added 29 reduced 37 sold out net sold ≈ $440.1m (-13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.87.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 108Q1 23: 116Q2 23: 124Q3 23: 126Q4 23: 109109Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022108
Q1 2023116
Q2 2023124
Q3 2023126
Q4 2023109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 66 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223736
Q1 20234933
Q2 20234739
Q3 20233049
Q4 20233266

Biggest buyers

GLAZER CAPITAL, LLC Added +28,103,000+28.1m
Kohlberg Kravis Roberts & Co. L.P. New +22,263,000+22.3m
III Capital Management New +20,626,000+20.6m
TRUIST FINANCIAL CORP Added +20,339,000+20.3m
Radcliffe Capital Management, L.P. New +16,631,000+16.6m
D. E. Shaw & Co., Inc. New +15,500,000+15.5m
PIPER SANDLER & CO. Added +8,044,000+8.0m
DEUTSCHE BANK AG\ New +7,530,000+7.5m
TELEMUS CAPITAL, LLC New +6,505,000+6.5m
ARISTEIA CAPITAL, L.L.C. New +4,000,000+4.0m

Biggest sellers

TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -165,000,000-165.0m
LORD, ABBETT & CO. LLC Sold out -59,501,000-59.5m
Opti Capital Management, LP Sold out -49,354,000-49.4m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -48,800,000-48.8m
Invesco Ltd. Sold out -46,426,000-46.4m
VICTORY CAPITAL MANAGEMENT INC Reduced -35,354,500-35.4m
Calamos Advisors LLC Sold out -28,028,000-28.0m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -26,429,000-26.4m
STATE STREET CORP Reduced -25,634,000-25.6m
OAKTREE CAPITAL MANAGEMENT LP Sold out -21,581,000-21.6m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VICTORY CAPITAL MANAGEMENT INC 0.09% of their portfolio San Antonio, TX 84,474,00084.5m $84.1m $84.1m 0.09% Reduced -35.4m -35,354,500
2 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 55,310,00055.3m $55.1m $55.1m 0.10% Reduced -4.2m -4,191,000
3 GLAZER CAPITAL, LLC 4.87% of their portfolio New York, NY 47,410,00047.4m $47.2m $47.2m 4.87% Added +28.1m +28,103,000
4 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.05% of their portfolio FRANKFURT AM MAIN, 2M 36,950,00037.0m $36.8m $36.8m 0.05% Reduced -4.5m -4,500,000
5 Fort Baker Capital Management LP 3.38% of their portfolio Larkspur, CA 26,894,00026.9m $27.0m $27.0m 3.38% Reduced -3.6m -3,606,000
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,040,00025.0m $24.9m $24.9m 0.00% Reduced -12.6m -12,556,000
7 Kohlberg Kravis Roberts & Co. L.P. 0.65% of their portfolio NEW YORK, NY 22,263,00022.3m $22.2m $22.2m 0.65% New
8 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 21,640,00021.6m $21.5m $21.5m 0.03% Added +20.3m +20,339,000
9 III Capital Management 1.19% of their portfolio BOCA RATON, FL 20,626,00020.6m $20.5m $20.5m 1.19% New
10 PIPER SANDLER & CO. 15.30% of their portfolio MINNEAPOLIS, MN 20,355,00020.4m $20.3m $20.3m 15.30% Added +8.0m +8,044,000
11 Radcliffe Capital Management, L.P. 2.22% of their portfolio BALA CYNWYD, PA 16,631,00016.6m $16.6m $16.6m 2.22% New
12 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 15,500,00015.5m $15.4m $15.4m 0.02% New
13 SSI INVESTMENT MANAGEMENT LLC 1.15% of their portfolio Los Angeles, CA 15,396,00015.4m $15.1m $15.1m 1.15% Added +425.0k +425,000
14 Financial Sense Advisors, Inc. 5.41% of their portfolio SAN DIEGO, CA 14,319,00014.3m $14.4m $14.4m 5.41% Reduced -545.0k -545,000
15 INCOME RESEARCH & MANAGEMENT 9.48% of their portfolio Boston, MA 13,733,00013.7m $13.7m $13.7m 9.48% Reduced -1.1m -1,100,000
16 Brandywine Global Investment Management, LLC 0.10% of their portfolio PHILADELPHIA, PA 12,725,00012.7m $12.7m $12.7m 0.10% Unchanged
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,057,00012.1m $12.0m $12.0m 0.00% Reduced -1.1m -1,104,000
18 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 10,250,00010.2m $10.1m $10.1m 0.01% Reduced -500.0k -500,000
19 PALISADE CAPITAL MANAGEMENT, LP 0.25% of their portfolio FORT LEE, NJ 9,432,0009.4m $9.4m $9.4m 0.25% Unchanged
20 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 8,003,0008.0m $7.9m $7.9m 0.02% Reduced -3.0m -2,997,000
21 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7,530,0007.5m $7.5m $7.5m 0.00% New
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,328,0007.3m $7.3m $7.3m 0.00% Reduced -282.0k -282,000
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,770,0006.8m $6.7m $6.7m 0.00% Added +3.4m +3,444,000
24 TELEMUS CAPITAL, LLC 0.53% of their portfolio Southfield, MI 6,505,0006.5m $6.5m $6.5m 0.53% New
25 MacKay Shields LLC 0.16% of their portfolio New York, NY 5,359,0005.4m $5.4m $5.4m 0.16% Reduced -11.0k -11,000
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 4,600,0004.6m $4.6m $4.6m 0.01% Added +100.0k +100,000
27 ARISTEIA CAPITAL, L.L.C. 0.16% of their portfolio GREENWICH, CT 4,000,0004.0m $4.0m $4.0m 0.16% New
28 CONNING INC. 0.13% of their portfolio HARTFORD, CT 3,850,0003.9m $3.8m $3.8m 0.13% Unchanged
29 F/m Investments LLC 1.98% of their portfolio WASHINGTON, DC 3,512,0003.5m $3.5m $3.5m 1.98% New
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,193,0003.2m $3.2m $3.2m 0.00% Reduced -1.5m -1,530,000
31 ONTARIO TEACHERS PENSION PLAN BOARD 0.03% of their portfolio Toronto, A6 3,000,0003.0m $3.0m $3.0m 0.03% Unchanged
32 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,750,0002.8m $2.7m $2.7m 0.00% Reduced -25.6m -25,634,000
33 AXA S.A. 0.00% of their portfolio PARIS, I0 2,312,0002.3m $2.3m $2.3m 0.00% Added +1.2m +1,156,000
34 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 0.31% of their portfolio Glendale, CA 1,530,0001.5m $1.5m $1.5m 0.31% Unchanged
35 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,500,0001.5m $1.4m $1.4m 0.00% Reduced -6.8m -6,750,000
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,431,0001.4m $1.4m $1.4m 0.00% Reduced -17.0k -17,000
37 BOOTHBAY FUND MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 1,226,0001.2m $1.2m $1.2m 0.04% New
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,182,0001.2m $1.2m $1.2m 0.00% Reduced -1.5m -1,500,000
39 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 900,000900.0k $896.4k $896.4k 0.01% New
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $696.8k $696.8k 0.00% Unchanged
41 Fox Hill Wealth Management 0.39% of their portfolio DEDHAM, MA 508,000508.0k $502.1k $502.1k 0.39% First filing
42 Warberg Asset Management LLC 0.15% of their portfolio WINNETKA, IL 504,000504.0k $501.8k $501.8k 0.15% New
43 ZAZOVE ASSOCIATES LLC 0.06% of their portfolio INCLINE VILLAGE, NV 500,000500.0k $498.0k $498.0k 0.06% Unchanged
44 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 359,000359.0k $359.4k $359.4k 0.00% Added +119.0k +119,000
45 JAG CAPITAL MANAGEMENT, LLC 0.04% of their portfolio ST LOUIS, MO 261,000261.0k $260.0k $260.0k 0.04% Unchanged
46 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 250,000250.0k $249.0k $249.0k 0.01% Unchanged
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 234,060234.1k $234.1k $234.1k 0.00% Reduced -31.4k -31,350
48 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 225,000225.0k $224.1k $224.1k 0.00% Reduced -25.0k -25,000
49 Cutler Capital Management, LLC 0.09% of their portfolio WORCESTER, MA 210,000210.0k $209.2k $209.2k 0.09% Reduced -40.0k -40,000
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 191,000191.0k $191.0k $191.0k 0.00% Unchanged
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 181,000181.0k $180.3k $180.3k 0.00% Added +48.0k +48,000
52 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 152,000152.0k $151.4k $151.4k 0.01% Reduced -202.0k -202,000
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 145,000145.0k $144.3k $144.3k 0.00% Reduced -25.0k -25,000
54 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 140,000140.0k $139.4k $139.4k 0.00% Unchanged
55 SEAVIEW INVESTMENT MANAGERS LLC 0.04% of their portfolio MIAMI, FL 140,000140.0k $139.4k $139.4k 0.04% Unchanged
56 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 115,000115.0k $115.0k $115.0k 0.00% Reduced -31.0k -31,000
57 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 100,000100.0k $98.8k $98.8k 0.01% New
58 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 82,00082.0k $81.7k $81.7k 0.00% Unchanged
59 BEACON INVESTMENT ADVISORS LLC 0.05% of their portfolio Gaithersburg, MD 77,00077.0k $76.7k $76.7k 0.05% Unchanged
60 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 72,00072.0k $71.7k $71.7k 0.00% Unchanged
61 DFPG INVESTMENTS, LLC 0.01% of their portfolio SANDY, UT 69,00069.0k $68.4k $68.4k 0.01% Unchanged
62 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 67,00067.0k $66.2k $66.2k 0.00% Added +27.0k +27,000
63 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 50,00050.0k $49.8k $49.8k 0.00% New
64 Fiduciary Group, LLC 0.01% of their portfolio SAVANNAH, GA 50,00050.0k $49.8k $49.8k 0.01% Unchanged
65 Integrated Advisors Network LLC 0.00% of their portfolio DALLAS, TX 50,00050.0k $49.7k $49.7k 0.00% Unchanged
66 Gladstone Institutional Advisory LLC 0.00% of their portfolio Bedminster, NJ 50,00050.0k $49.8k $49.8k 0.00% New
67 Claro Advisors Inc. 0.01% of their portfolio BOSTON, MA 47,00047.0k $47.1k $47.1k 0.01% New
68 CHILDRESS CAPITAL ADVISORS, LLC 0.01% of their portfolio HOUSTON, TX 46,00046.0k $45.8k $45.8k 0.01% Unchanged
69 Northside Capital Management, LLC 0.01% of their portfolio Hood River, OR 44,00044.0k $43.5k $43.5k 0.01% New
70 Bison Wealth, LLC 0.01% of their portfolio Atlanta, GA 44,00044.0k $43.8k $43.8k 0.01% Unchanged
71 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 44,00044.0k $44.0k $44.0k 0.00% Reduced -5.0k -5,000
72 Schechter Investment Advisors, LLC 0.00% of their portfolio BIRMINGHAM, MI 40,00040.0k $39.8k $39.8k 0.00% Unchanged
73 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 38,00038.0k $37.0k $37.0k 0.00% Added +9.0k +9,000
74 Goldstein Advisors, LLC 0.55% of their portfolio Madison, WI 33,00033.0k $3.3m $3.3m 0.55% Added +7.0k +7,000
75 PATRON PARTNERS, LLC 0.02% of their portfolio HOUSTON, TX 32,00032.0k $31.6k $31.6k 0.02% Unchanged
76 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 31,00031.0k $30.6k $30.6k 0.01% Unchanged
77 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 30,00030.0k $29.9k $29.9k 0.00% New
78 Significant Wealth Partners LLC 0.02% of their portfolio CARY, IL 30,00030.0k $29.7k $29.7k 0.02% First filing
79 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,00029.0k $28.9k $28.9k 0.00% Unchanged
80 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 28,00028.0k $27.9k $27.9k 0.00% Unchanged
81 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 25,00025.0k $24.9k $24.9k 0.00% Unchanged
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 24,00024.0k $23.9k $23.9k 0.00% Unchanged
83 Florida Trust Wealth Management Co 0.00% of their portfolio SANIBEL, FL 24,00024.0k $23.9k $23.9k 0.00% First filing
84 FourThought Financial Partners, LLC 0.00% of their portfolio VENICE, FL 23,00023.0k $22.9k $22.9k 0.00% Unchanged
85 Certified Advisory Corp 0.00% of their portfolio ALTAMONTE SPRINGS, FL 20,00020.0k $19.9k $19.9k 0.00% Unchanged
86 Financial & Tax Architects, LLC 0.01% of their portfolio ST LOUIS, MO 19,00019.0k $18.8k $18.8k 0.01% Unchanged
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,00018.0k $17.8k $17.8k 0.00% Reduced -24.0k -24,000
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 18,00018.0k $17.9k $17.9k 0.00% Unchanged
89 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 15,00015.0k $14.9k $14.9k 0.00% Unchanged
90 LYELL WEALTH MANAGEMENT, LP 0.00% of their portfolio MENLO PARK, CA 15,00015.0k $14.8k $14.8k 0.00% Unchanged
91 180 WEALTH ADVISORS, LLC 0.00% of their portfolio FEDERAL WAY, WA 15,00015.0k $14.9k $14.9k 0.00% Added +1.0k +1,000
92 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.00% of their portfolio CONCORD, MA 15,00015.0k $14.9k $14.9k 0.00% Unchanged
93 Sightline Wealth Advisors, LLC 0.01% of their portfolio GROTON, CT 15,00015.0k $14.9k $14.9k 0.01% Unchanged
94 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,00014.0k $13.8k $13.8k 0.00% Reduced -500.0k -500,000
95 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio CEDAR RAPIDS, IA 12,00012.0k $12.0k $12.0k 0.00% Unchanged
96 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,00011.0k $11.0k $11.0k 0.00% Unchanged
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,00010.0k $10.0k $10.0k 0.00% Reduced -26.0k -26,000
98 Independent Wealth Network Inc. 0.01% of their portfolio URBANDALE, IA 10,00010.0k $9.9k $9.9k 0.01% Unchanged
99 Carmel Capital Partners, LLC 0.01% of their portfolio SAN DIEGO, CA 10,00010.0k $9.9k $9.9k 0.01% Unchanged
100 Candriam S.C.A. 0.04% of their portfolio STRASSEN, N4 5,7505.8k $5.8m $5.8m 0.04% Added +1.3k +1,300