Vault-13

WESTERN DIGITAL CORP. WDC 1.5 02.01.24

NOTE 1.500% 2/0 · US DOMESTIC · CUSIP 958102AP0

126 institutional holders +2 vs Q2 2023
161,589,950161.6m shares reported held*
$997.9mreported value*
14 new 16 added 36 reduced 13 sold out net sold ≈ $81.1m (-29.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.18.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 108Q1 23: 116Q2 23: 124Q3 23: 126126Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022108
Q1 2023116
Q2 2023124
Q3 2023126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 37 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 47 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 49 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223736
Q1 20234933
Q2 20234739
Q3 20233049

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +104,787,000+104.8m
Opti Capital Management, LP New +49,354,000+49.4m
GLAZER CAPITAL, LLC Added +7,341,000+7.3m
Fort Baker Capital Management LP Added +5,000,000+5.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +4,500,000+4.5m
STATE STREET CORP Added +3,140,000+3.1m
GOLDMAN SACHS GROUP INC New +2,682,000+2.7m
PIER 88 INVESTMENT PARTNERS LLC Added +1,710,000+1.7m
RATIONAL ADVISORS, INC. Added +1,710,000+1.7m
SSI INVESTMENT MANAGEMENT LLC Added +936,000+936.0k

Biggest sellers

BlackRock Inc. Reduced -44,610,000-44.6m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -20,545,000-20.5m
LORD, ABBETT & CO. LLC Reduced -16,133,000-16.1m
LORD, ABBETT & CO. LLC Reduced -16,133,000-16.1m
CQS (US), LLC Sold out -16,000,000-16.0m
WELLS FARGO & COMPANY/MN Reduced -12,588,000-12.6m
DEUTSCHE BANK AG\ Sold out -11,646,000-11.6m
ROYAL BANK OF CANADA Reduced -10,515,000-10.5m
TORONTO DOMINION BANK Sold out -10,000,000-10.0m
CITADEL ADVISORS LLC Sold out -10,000,000-10.0m

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 3.48% of their portfolio NEW YORK, NY 165,000,000165.0m $162.8m $162.8m 3.48% Added +104.8m +104,787,000
2 VICTORY CAPITAL MANAGEMENT INC 0.14% of their portfolio San Antonio, TX 119,828,500119.8m $117.8m $117.8m 0.14% Reduced -3.2m -3,239,000
3 LORD, ABBETT & CO. LLC 0.11% of their portfolio JERSEY CITY, NJ 59,501,00059.5m $58.6m $58.6m 0.11% Reduced -16.1m -16,133,000
4 LORD, ABBETT & CO. LLC 0.11% of their portfolio JERSEY CITY, NJ 59,501,00059.5m $58.6m $58.6m 0.11% Reduced -16.1m -16,133,000
5 Opti Capital Management, LP 3.50% of their portfolio New York, NY 49,354,00049.4m $48.6k $48.6k 3.50% New
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 48,800,00048.8m $48.0m $48.0m 0.02% Reduced -3.6m -3,600,000
7 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 46,426,00046.4m $45.6m $45.6m 0.01% Unchanged
8 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.06% of their portfolio FRANKFURT AM MAIN, 2M 41,450,00041.5m $40.8m $40.8m 0.06% Reduced -2.0m -2,000,000
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,596,00037.6m $37.0m $37.0m 0.00% Reduced -1.2m -1,155,000
10 Fort Baker Capital Management LP 2.96% of their portfolio Larkspur, CA 30,500,00030.5m $30.1m $30.1m 2.96% Added +5.0m +5,000,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 28,384,00028.4m $28.0m $28.0m 0.00% Added +3.1m +3,140,000
12 Calamos Advisors LLC 0.15% of their portfolio NAPERVILLE, IL 28,028,00028.0m $27.6m $27.6m 0.15% Unchanged
13 ADVENT CAPITAL MANAGEMENT /DE/ 0.61% of their portfolio NEW YORK, NY 26,429,00026.4m $26.1m $26.1m 0.61% Reduced -20.5m -20,545,000
14 OAKTREE CAPITAL MANAGEMENT LP 0.32% of their portfolio LOS ANGELES, CA 21,581,00021.6m $21.3m $21.3m 0.32% Reduced -832.0k -832,000
15 PIER 88 INVESTMENT PARTNERS LLC 5.11% of their portfolio SAN FRANCISCO, CA 20,858,08020.9m $20.5m $20.5m 5.11% Added +1.7m +1,710,000
16 GLAZER CAPITAL, LLC 1.24% of their portfolio New York, NY 19,307,00019.3m $19.0m $19.0m 1.24% Added +7.3m +7,341,000
17 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 17,350,00017.4m $17.1m $17.1m 0.04% Unchanged
18 SSI INVESTMENT MANAGEMENT LLC 1.20% of their portfolio Los Angeles, CA 14,971,00015.0m $14.7m $14.7m 1.20% Added +936.0k +936,000
19 Financial Sense Advisors, Inc. 6.27% of their portfolio SAN DIEGO, CA 14,864,00014.9m $14.6m $14.6m 6.27% Added +15.0k +15,000
20 INCOME RESEARCH & MANAGEMENT 11.41% of their portfolio Boston, MA 14,833,00014.8m $14.6m $14.6m 11.41% Reduced -3.8m -3,770,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,161,00013.2m $12.9m $12.9m 0.00% Reduced -1.1m -1,134,000
22 Brandywine Global Investment Management, LLC 0.11% of their portfolio PHILADELPHIA, PA 12,725,00012.7m $12.6m $12.6m 0.11% Unchanged
23 Linden Advisors LP 0.13% of their portfolio New York, NY 12,500,00012.5m $12.3m $12.3m 0.13% Reduced -3.5m -3,500,000
24 PIPER SANDLER & CO. 11.46% of their portfolio MINNEAPOLIS, MN 12,311,00012.3m $12.1m $12.1m 11.46% Unchanged
25 RWC Asset Management LLP 0.76% of their portfolio LONDON, X0 11,850,00011.8m $11.7m $11.7m 0.76% Unchanged
26 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.03% of their portfolio Paris, I0 11,000,00011.0m $10.8m $10.8m 0.03% Reduced -1.5m -1,500,000
27 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 10,750,00010.8m $10.6m $10.6m 0.02% Added +500.0k +500,000
28 PALISADE CAPITAL MANAGEMENT, LP 0.26% of their portfolio FORT LEE, NJ 9,432,0009.4m $9.3m $9.3m 0.26% Reduced -31.0k -31,000
29 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 9,396,0009.4m $9.3m $9.3m 0.01% Reduced -1.4m -1,369,000
30 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 8,250,0008.2m $7.8m $7.8m 0.01% Reduced -5.5m -5,500,000
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,610,0007.6m $7.5m $7.5m 0.00% Reduced -12.6m -12,588,000
32 BlackRock Inc. 0.00% of their portfolio New York, NY 7,305,0007.3m $7.2m $7.2m 0.00% Reduced -44.6m -44,610,000
33 MacKay Shields LLC 0.15% of their portfolio New York, NY 5,370,0005.4m $5.4m $5.4m 0.15% Unchanged
34 RATIONAL ADVISORS, INC. 0.43% of their portfolio San Juan, PR 4,833,0804.8m $4.8m $4.8m 0.43% Added +1.7m +1,710,000
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,723,0004.7m $4.6m $4.6m 0.00% Reduced -10.5m -10,515,000
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 4,500,0004.5m $4.4m $4.4m 0.01% New
37 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,490,0004.5m $4.4m $4.4m 0.00% Reduced -72.0k -72,000
38 CONNING INC. 0.14% of their portfolio HARTFORD, CT 3,850,0003.9m $3.8m $3.8m 0.14% Reduced -600.0k -600,000
39 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 15.18% of their portfolio TOKYO, M0 3,440,0003.4m $3.4m $3.4m 15.18% Unchanged
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,326,0003.3m $3.3m $3.3m 0.00% Reduced -1.2m -1,204,000
41 AEGON USA Investment Management, LLC 2.23% of their portfolio CEDAR RAPIDS, IA 3,145,0003.1m $3.1m $3.1m 2.23% Reduced -400.0k -400,000
42 ONTARIO TEACHERS PENSION PLAN BOARD 0.03% of their portfolio Toronto, A6 3,000,0003.0m $3.0m $3.0m 0.03% Unchanged
43 Monashee Investment Management LLC 1.23% of their portfolio Boston, MA 3,000,0003.0m $3.0m $3.0m 1.23% Reduced -198.0k -198,000
44 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 2,720,0002.7m $2.7m $2.7m 0.00% Reduced -1.2m -1,200,000
45 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,682,0002.7m $2.6m $2.6m 0.00% New
46 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 0.33% of their portfolio Glendale, CA 1,530,0001.5m $1.5m $1.5m 0.33% Unchanged
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,448,0001.4m $1.4m $1.4m 0.00% Reduced -128.0k -128,000
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,301,0001.3m $1.3m $1.3m 0.00% Reduced -3.2m -3,227,000
49 AXA S.A. 0.00% of their portfolio PARIS, I0 1,156,0001.2m $1.1m $1.1m 0.00% Unchanged
50 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 830,000830.0k $817.1k $817.1k 0.00% Added +720.0k +720,000
51 Liberty Mutual Group Asset Management Inc. 0.20% of their portfolio Boston, MA 750,000750.0k $737.2k $737.2k 0.20% Unchanged
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $689.1k $689.1k 0.00% Unchanged
53 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 700,000700.0k $689.1k $689.1k 0.00% New
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 514,000514.0k $505.8k $505.8k 0.00% Reduced -35.0k -35,000
55 ZAZOVE ASSOCIATES LLC 0.05% of their portfolio INCLINE VILLAGE, NV 500,000500.0k $492.0k $492.0k 0.05% Unchanged
56 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 354,000354.0k $348.0k $348.0k 0.01% New
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 265,410265.4k $265.4k $265.4k 0.00% Added +3.6k +3,642
58 JAG CAPITAL MANAGEMENT, LLC 0.03% of their portfolio ST LOUIS, MO 261,000261.0k $256.6k $256.6k 0.03% Unchanged
59 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 260,000260.0k $255.7k $255.7k 0.00% New
60 Cutler Capital Management, LLC 0.11% of their portfolio WORCESTER, MA 250,000250.0k $245.8k $245.8k 0.11% Unchanged
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 250,000250.0k $245.8k $245.8k 0.01% Unchanged
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 250,000250.0k $245.8k $245.8k 0.00% Reduced -25.0k -25,000
63 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 240,000240.0k $237.1k $237.1k 0.00% Added +56.0k +56,000
64 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 217,000217.0k $213.3k $213.3k 0.01% Reduced -103.0k -103,000
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 191,000191.0k $188.0k $188.0k 0.00% Unchanged
66 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 170,000170.0k $167.1k $167.1k 0.00% Unchanged
67 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 146,000146.0k $144.0k $144.0k 0.00% Added +31.0k +31,000
68 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 141,000141.0k $138.6k $138.6k 0.00% Reduced -105.0k -105,000
69 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 140,000140.0k $137.6k $137.6k 0.00% Unchanged
70 SEAVIEW INVESTMENT MANAGERS LLC 0.05% of their portfolio MIAMI, FL 140,000140.0k $137.6k $137.6k 0.05% Reduced -10.0k -10,000
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 133,000133.0k $130.7k $130.7k 0.00% Unchanged
72 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 100,000100.0k $98.4k $98.4k 0.01% Unchanged
73 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 82,00082.0k $80.6k $80.6k 0.00% Unchanged
74 BEACON INVESTMENT ADVISORS LLC 0.05% of their portfolio Gaithersburg, MD 77,00077.0k $75.7k $75.7k 0.05% New
75 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 72,00072.0k $70.8k $70.8k 0.00% Unchanged
76 DFPG INVESTMENTS, LLC 0.01% of their portfolio SANDY, UT 69,00069.0k $68.0k $68.0k 0.01% Unchanged
77 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 69,00069.0k $67.9k $67.9k 0.00% Unchanged
78 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 50,00050.0k $49.1k $49.1k 0.00% Unchanged
79 Fiduciary Group, LLC 0.01% of their portfolio SAVANNAH, GA 50,00050.0k $49.1k $49.1k 0.01% Unchanged
80 Integrated Advisors Network LLC 0.00% of their portfolio DALLAS, TX 50,00050.0k $49.3k $49.3k 0.00% New
81 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 49,00049.0k $48.0k $48.0k 0.00% Reduced -39.0k -39,000
82 Claro Advisors Inc. 0.01% of their portfolio BOSTON, MA 47,00047.0k $46.2k $46.2k 0.01% Unchanged
83 CHILDRESS CAPITAL ADVISORS, LLC 0.01% of their portfolio HOUSTON, TX 46,00046.0k $45.2k $45.2k 0.01% Unchanged
84 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 44,00044.0k $43.2k $43.2k 0.00% New
85 Northside Capital Management, LLC 0.01% of their portfolio Hood River, OR 44,00044.0k $43.3k $43.3k 0.01% Unchanged
86 Bison Wealth, LLC 0.01% of their portfolio Atlanta, GA 44,00044.0k $43.3k $43.3k 0.01% Added +10.0k +10,000
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 42,00042.0k $41.3k $41.3k 0.00% Added +6.0k +6,000
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 40,00040.0k $39.3k $39.3k 0.00% New
89 Schechter Investment Advisors, LLC 0.00% of their portfolio BIRMINGHAM, MI 40,00040.0k $39.3k $39.3k 0.00% Unchanged
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 36,00036.0k $35.4k $35.4k 0.00% New
91 PATRON PARTNERS, LLC 0.02% of their portfolio HOUSTON, TX 32,00032.0k $31.5k $31.5k 0.02% Unchanged
92 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 31,00031.0k $30.5k $30.5k 0.01% Unchanged
93 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 30,00030.0k $29.5k $29.5k 0.01% New
94 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 29,00029.0k $28.0k $28.0k 0.00% First filing
95 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,00029.0k $28.5k $28.5k 0.00% Unchanged
96 Oaktree Fund Advisors, LLC 0.03% of their portfolio LOS ANGLES, CA 29,00029.0k $28.7k $28.7k 0.03% Reduced -29.0k -29,000
97 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 28,00028.0k $27.5k $27.5k 0.00% Unchanged
98 Goldstein Advisors, LLC 0.01% of their portfolio Madison, WI 26,00026.0k $25.6k $25.6k 0.01% Unchanged
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 25,00025.0k $24.6k $24.6k 0.00% Unchanged
100 Traynor Capital Management, Inc. 0.00% of their portfolio MALVERN, PA 25,00025.0k $24.6k $24.6k 0.00% Unchanged