WESTERN ASSET DIVERSIFIED IN WDI
COM SHS BEN INT · Closed-End Fund · CUSIP 95790K109
56
institutional holders
+0 vs Q1 2023
14.8m
shares reported held*
$200.3mreported value*
8 new
21 added
13 reduced
8 sold out
net sold ≈ $5.5m (-440.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.50.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 52 |
| Q1 2023 | 56 |
| Q2 2023 | 56 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 18 |
| Q1 2023 | 33 | 18 |
| Q2 2023 | 29 | 21 |
Biggest buyers
| MORGAN STANLEY | Added | +180.5k |
| BANK OF AMERICA CORP /DE/ | Added | +149.2k |
| WELLS FARGO & COMPANY/MN | Added | +72.4k |
| Penserra Capital Management LLC | Added | +49.8k |
| COHEN & STEERS, INC. | Added | +31.5k |
| LAZARD ASSET MANAGEMENT LLC | New | +30.0k |
| STIFEL FINANCIAL CORP | Added | +27.4k |
| GUGGENHEIM CAPITAL LLC | Added | +18.7k |
| JPMORGAN CHASE & CO | Added | +14.1k |
| Azimuth Capital Investment Management LLC | New | +11.2k |
Biggest sellers
| Relative Value Partners Group, LLC | Reduced | -391.0k |
| Saba Capital Management, L.P. | Reduced | -285.0k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -120.1k |
| OPPENHEIMER & CO INC | Reduced | -113.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -91.3k |
| 1607 Capital Partners, LLC | Reduced | -11.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -10.6k |
| Advisory Services Network, LLC | Sold out | -9.1k |
| LPL Financial LLC | Reduced | -8.6k |
| Elequin Capital, LP | Sold out | -5.4k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 4.8m $64.1m | Added +180.5k |
| 1607 Capital Partners, LLC 1.50% of their portfolio | 1.6m $21.0m | Reduced -11.2k |
| SIT INVESTMENT ASSOCIATES INC 0.54% of their portfolio | 1.5m $20.5m | Reduced -120.1k |
| Penserra Capital Management LLC 0.21% of their portfolio | 798.2k $10.8m | Added +49.8k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.48% of their portfolio | 714.0k $9.6m | Reduced -91.3k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 672.1k $9.1m | Unchanged |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.63% of their portfolio | 582.6k $7.8m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 548.4k $7.4m | Added +149.2k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 500.9k $6.7m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 498.2k $6.7m | Added +72.4k |
| Saba Capital Management, L.P. 0.22% of their portfolio | 495.6k $6.7m | Reduced -285.0k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 438.1k $5.9m | Added +31.5k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 317.7k $4.3m | Added +27.4k |
| Relative Value Partners Group, LLC 0.22% of their portfolio | 253.5k $3.4m | Reduced -391.0k |
| LPL Financial LLC 0.00% of their portfolio | 144.9k $2.0m | Reduced -8.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 121.7k $1.6m | Added +7.2k |
| Matisse Capital 0.92% of their portfolio | 110.0k $1.5m | Unchanged |
| OPPENHEIMER & CO INC 0.02% of their portfolio | 85.7k $1.2m | Reduced -113.0k |
| Shaker Financial Services, LLC 0.34% of their portfolio | 56.6k $769.5k | Added +8.7k |
| Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio | 48.7k $655.0k | Added +1.4k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 42.4k $571.6k | First filing |
| Invesco Ltd. 0.00% of their portfolio | 41.2k $554.8k | Reduced -2.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 40.2k $542.2k | Reduced -750 |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.24% of their portfolio | 40.1k $542.4k | Unchanged |
| Hilltop Holdings Inc. 0.06% of their portfolio | 35.0k $472.1k | Added +6.7k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 34.9k $469.8k | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 34.3k $461.5k | Added +18.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 32.4k $437.0k | Added +127 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 32.1k $431.9k | Added +14.1k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 30.0k $404.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 27.3k $367.8k | Added +1.7k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 26.3k $353.4k | Reduced -1.2k |
| UBS Group AG 0.00% of their portfolio | 24.7k $332.3k | Added +1.7k |
| Family Manage LLC 0.07% of their portfolio | 24.5k $330.1k | Reduced -57 |
| Private Advisor Group, LLC 0.00% of their portfolio | 21.3k $286.8k | Added +614 |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 21.1k $284.0k | Added +156 |
| Moors & Cabot, Inc. 0.02% of their portfolio | 19.6k $263.3k | Reduced -100 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 15.2k $205.4k | Added +2.5k |
| Azimuth Capital Investment Management LLC 0.01% of their portfolio | 11.2k $151.5k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 11.2k $151.0k | Reduced -1.8k |
| SeaCrest Wealth Management, LLC 0.02% of their portfolio | 11.0k $148.6k | Added +667 |
| Consolidated Portfolio Review Corp 0.03% of their portfolio | 10.4k $139.8k | New |
| Mariner, LLC 0.00% of their portfolio | 10.3k $139.4k | New |
| FIRST FOUNDATION ADVISORS 0.01% of their portfolio | 10.3k $138.3k | Unchanged |
| Lido Advisors, LLC 0.00% of their portfolio | 10.0k $134.7k | New |
| Allie Family Office LLC 0.10% of their portfolio | 10.0k $134.7k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 7.4k $99.3k | Added +211 |
| Rosenberg Matthew Hamilton 0.02% of their portfolio | 4.0k $53.9k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2.5k $33.7k | New |
| CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio | 2.1k $28.7k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.2k $20.1k | New |
| FNY Investment Advisers, LLC 0.02% of their portfolio | 1.0k $13.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 302 $4.0k | Added +75 |
| Glassman Wealth Services 0.00% of their portfolio | 267 $3.6k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 118 $1.6k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |