WESTERN ASSET DIVERSIFIED IN WDI
COM SHS BEN INT · Closed-End Fund · CUSIP 95790K109
52
institutional holders
+5 vs Q3 2022
14.9m
shares reported held*
$189.6mreported value*
14 new
21 added
11 reduced
7 sold out
net bought ≈ $24.9m (+2.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.70.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 52 |
Biggest buyers
| Allspring Global Investments Holdings, LLC | New | +540.8k |
| MORGAN STANLEY | Added | +448.6k |
| Saba Capital Management, L.P. | Added | +374.7k |
| FRANKLIN RESOURCES INC | Added | +250.0k |
| Matisse Capital | Added | +110.0k |
| Penserra Capital Management LLC | Added | +63.9k |
| COHEN & STEERS, INC. | Added | +51.5k |
| Invesco Ltd. | New | +41.7k |
| Elequin Capital, LP | New | +40.0k |
| STIFEL FINANCIAL CORP | Added | +39.3k |
Biggest sellers
| SIT INVESTMENT ASSOCIATES INC | Reduced | -58.6k |
| Quantedge Capital Pte Ltd | Reduced | -48.4k |
| Shaker Financial Services, LLC | Reduced | -37.1k |
| Relative Value Partners Group, LLC | Reduced | -32.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -23.5k |
| Almitas Capital LLC | Sold out | -19.0k |
| Ahrens Investment Partners LLC | Sold out | -16.2k |
| TRUIST FINANCIAL CORP | Sold out | -13.9k |
| 1607 Capital Partners, LLC | Reduced | -11.7k |
| Mason & Associates Inc | Sold out | -10.0k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 3.9m $49.2m | Added +448.6k |
| 1607 Capital Partners, LLC 1.45% of their portfolio | 1.7m $21.2m | Reduced -11.7k |
| SIT INVESTMENT ASSOCIATES INC 0.59% of their portfolio | 1.7m $21.0m | Reduced -58.6k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.66% of their portfolio | 1.2m $14.7m | Reduced -23.5k |
| Saba Capital Management, L.P. 0.24% of their portfolio | 1.1m $14.4m | Added +374.7k |
| Penserra Capital Management LLC 0.20% of their portfolio | 711.5k $9.0m | Added +63.9k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.61% of their portfolio | 595.0k $7.6m | Added +35.5k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 540.8k $6.9m | New |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 500.0k $6.3m | Added +250.0k |
| Relative Value Partners Group, LLC 0.44% of their portfolio | 490.4k $6.2m | Reduced -32.0k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 423.6k $5.4m | Added +51.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 391.8k $5.0m | Added +670 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 296.2k $3.8m | Reduced -2.0k |
| Matisse Capital 1.33% of their portfolio | 220.0k $2.8m | Added +110.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 204.6k $2.6m | Added +39.3k |
| OPPENHEIMER & CO INC 0.05% of their portfolio | 183.5k $2.3m | Added +16.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 99.0k $1.3m | Reduced -6.2k |
| Shaker Financial Services, LLC 0.41% of their portfolio | 69.0k $876.6k | Reduced -37.1k |
| Family Manage LLC 0.21% of their portfolio | 68.2k $865.8k | Added +13.7k |
| LPL Financial LLC 0.00% of their portfolio | 44.3k $562.8k | Added +12.0k |
| Invesco Ltd. 0.00% of their portfolio | 41.7k $529.6k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 41.0k $521.0k | Added +5.0k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.27% of their portfolio | 40.1k $519.5k | Unchanged |
| Elequin Capital, LP 0.14% of their portfolio | 40.0k $507.5k | New |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 34.9k $443.0k | Reduced -9.1k |
| Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio | 31.4k $399.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.1k $395.0k | New |
| Hilltop Holdings Inc. 0.05% of their portfolio | 27.9k $354.3k | Added +1.8k |
| Quantedge Capital Pte Ltd 0.11% of their portfolio | 25.7k $326.5k | Reduced -48.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 25.5k $323.7k | Added +12.7k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 25.3k $320.0k | Added +5.3k |
| Walleye Capital LLC 0.01% of their portfolio | 23.5k $298.9k | New |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 20.4k $259.0k | Added +800 |
| Private Advisor Group, LLC 0.01% of their portfolio | 20.3k $258.0k | New |
| Moors & Cabot, Inc. 0.02% of their portfolio | 18.4k $234.3k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 18.0k $228.0k | Added +1.2k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 17.9k $226.9k | Reduced -5.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 14.5k $184.6k | New |
| Weiss Asset Management LP 0.01% of their portfolio | 13.5k $170.9k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 13.0k $165.0k | Added +1.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.6k $147.1k | New |
| UBS Group AG 0.00% of their portfolio | 11.4k $144.2k | Reduced -1.3k |
| Virtu Financial LLC 0.02% of their portfolio | 11.2k $143.0k | New |
| FIRST FOUNDATION ADVISORS 0.01% of their portfolio | 10.3k $130.4k | Unchanged |
| Allie Family Office LLC 0.10% of their portfolio | 10.0k $127.0k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 9.1k $115.6k | New |
| SIGNATUREFD, LLC 0.00% of their portfolio | 7.0k $88.4k | Added +2.0k |
| Rosenberg Matthew Hamilton 0.02% of their portfolio | 4.0k $50.8k | New |
| Avion Wealth 0.00% of their portfolio | 1.2k $15.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 228 $5.0k | Added +36 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 118 $1.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |