Vault-13

WESTERN ASSET GLOBAL CORP DE GDO

COM · Closed-End Fund · CUSIP 95790C107

48 institutional holders -1 vs Q1 2024
5,878,0255.9m shares reported held*
$71.8mreported value*
5 new 16 added 9 reduced 7 sold out net sold ≈ $6.2m (-511.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.21.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 47Q1 23: 48Q2 23: 46Q3 23: 48Q4 23: 47Q1 24: 49Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202247
Q4 202247
Q1 202348
Q2 202346
Q3 202348
Q4 202347
Q1 202449
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 19 cut or sold outQ2 23: 18 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 15 cut or sold outQ4 23: 18 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 15 cut or sold outQ2 24: 21 bought or addedQ2 24: 16 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222121
Q1 20231719
Q2 20231814
Q3 20231415
Q4 20231816
Q1 20242115
Q2 20242116

Biggest buyers

JANE STREET GROUP, LLC Added +235,632+235.6k
Almitas Capital LLC New +202,723+202.7k
Atlas Wealth LLC New +157,573+157.6k
SIT INVESTMENT ASSOCIATES INC Added +83,111+83.1k
Allspring Global Investments Holdings, LLC Added +50,706+50.7k
CSS LLC/IL New +22,849+22.8k
GUGGENHEIM CAPITAL LLC Added +14,079+14.1k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +12,850+12.8k
WELLS FARGO & COMPANY/MN Added +12,531+12.5k
CITADEL ADVISORS LLC New +10,263+10.3k

Biggest sellers

MORGAN STANLEY Reduced -1,125,884-1.1m
SHUFRO ROSE & CO LLC Sold out -46,000-46.0k
PFG Investments, LLC Sold out -37,188-37.2k
BANK OF AMERICA CORP /DE/ Reduced -33,646-33.6k
Moloney Securities Asset Management, LLC Sold out -28,365-28.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -20,517-20.5k
PNC Financial Services Group, Inc. Sold out -11,800-11.8k
INVESTMENT HOUSE LLC Sold out -10,750-10.8k
OSAIC HOLDINGS, INC. Reduced -5,598-5.6k
UBS Group AG Reduced -5,278-5.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (2.5%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (4.7%, 2026-07-30)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.35% of their portfolio Minneapolis, MN 1,231,3021.2m $15.0m $15.0m 0.35% Added +83.1k +83,111
2 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.59% of their portfolio EDINA, MN 814,268814.3k $9.9m $9.9m 0.59% Added +12.8k +12,850
3 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 580,750580.8k $7.1m $7.1m 0.01% Added +50.7k +50,706
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 364,540364.5k $4.5m $4.5m 0.00% Reduced -1.1m -1,125,884
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 329,091329.1k $4.0m $4.0m 0.00% Added +235.6k +235,632
6 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 322,370322.4k $3.9m $3.9m 0.03% Added +14.1k +14,079
7 FCA CORP /TX 1.19% of their portfolio HOUSTON, TX 303,541303.5k $3.7m $3.7m 1.19% Added +5.6k +5,594
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 262,059262.1k $3.2m $3.2m 0.00% Added +12.5k +12,531
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 260,516260.5k $3.2m $3.2m 0.00% Reduced -33.6k -33,646
10 Almitas Capital LLC 1.03% of their portfolio SANTA MONICA, CA 202,723202.7k $2.5m $2.5m 1.03% New
11 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 169,581169.6k $2.1m $2.1m 0.00% Unchanged
12 Atlas Wealth LLC 0.23% of their portfolio CINCINNATI, OH 157,573157.6k $1.9m $1.9m 0.23% New
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 156,464156.5k $1.9m $1.9m 0.00% Added +4.7k +4,669
14 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 90,29490.3k $1.1m $1.1m 0.00% Unchanged
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 72,27972.3k $882.5k $882.5k 0.00% Reduced -3.8k -3,825
16 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 64,35064.3k $794.0k $794.0k 0.04% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 58,19558.2k $710.6k $710.6k 0.00% Reduced -5.3k -5,278
18 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 58,13258.1k $709.8k $709.8k 0.00% Unchanged
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 53,87353.9k $657.8k $657.8k 0.00% Added +673 +673
20 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 45,66645.7k $557.6k $557.6k 0.02% Added +53 +53
21 Consolidated Portfolio Review Corp 0.10% of their portfolio WOODBURY, NY 35,16335.2k $429.3k $429.3k 0.10% Reduced -2.0k -2,025
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 25,74825.7k $314.4k $314.4k 0.03% Added +5.6k +5,606
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 24,77024.8k $302.4k $302.4k 0.00% Added +100 +100
24 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 22,84922.8k $279.0k $279.0k 0.02% New
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,44521.4k $262.0k $262.0k 0.00% Reduced -20.5k -20,517
26 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,05021.1k $257.0k $257.0k 0.00% Reduced -809 -809
27 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 20,93520.9k $250.0k $250.0k 0.00% First filing
28 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,70516.7k $204.0k $204.0k 0.02% Unchanged
29 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 14,34414.3k $175.0k $175.0k 0.02% Added +340 +340
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,06014.1k $172.0k $172.0k 0.00% Added +60 +60
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,35413.4k $163.1k $163.1k 0.00% Added +323 +323
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,32310.3k $126.0k $126.0k 0.00% Reduced -2.8k -2,761
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,26310.3k $125.3k $125.3k 0.00% New
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,3886.4k $78.0k $78.0k 0.00% Reduced -5.6k -5,598
35 WETZEL INVESTMENT ADVISORS, INC. 0.04% of their portfolio INDIANAPOLIS, IN 6,0006.0k $74.9k $74.9k 0.04% New
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,2243.2k $39.4k $39.4k 0.00% Added +80 +80
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,7962.8k $34.1k $34.1k 0.00% Unchanged
38 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 2,6542.7k $32.4k $32.4k 0.01% Unchanged
39 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,2862.3k $28.0k $28.0k 0.00% Unchanged
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8521.9k $22.6k $22.6k 0.00% Unchanged
41 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,0601.1k $12.9k $12.9k 0.00% Unchanged
42 ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio Palm Beach Gardens, FL 840840 $10.3k $10.3k 0.00% Unchanged
43 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 740740 $9.0k $9.0k 0.00% Unchanged
44 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 554554 $6.8k $6.8k 0.00% Unchanged
45 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 515515 $6.3k $6.3k 0.00% Unchanged
46 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $6.1k $6.1k 0.00% Unchanged
47 CWM, LLC 0.00% of their portfolio OMAHA, NE 4040 $0 $0 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged