Vault-13

WESTERN ASSET GLOBAL CORP DE GDO

COM · Closed-End Fund · CUSIP 95790C107

49 institutional holders +2 vs Q4 2023
6,368,3856.4m shares reported held*
$79.5mreported value*
5 new 16 added 12 reduced 3 sold out net bought ≈ $6.9m (+549.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 47Q1 23: 48Q2 23: 46Q3 23: 48Q4 23: 47Q1 24: 4949Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202247
Q4 202247
Q1 202348
Q2 202346
Q3 202348
Q4 202347
Q1 202449

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 18 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 15 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222121
Q1 20231719
Q2 20231814
Q3 20231415
Q4 20231816
Q1 20242115

Biggest buyers

MORGAN STANLEY Added +387,816+387.8k
JANE STREET GROUP, LLC New +93,459+93.5k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +65,157+65.2k
PFG Investments, LLC New +37,188+37.2k
FCA CORP /TX Added +35,352+35.4k
GUGGENHEIM CAPITAL LLC Added +31,497+31.5k
Cetera Investment Advisers New +13,084+13.1k
WELLS FARGO & COMPANY/MN Added +12,447+12.4k
Moloney Securities Asset Management, LLC Added +9,943+9.9k
PNC Financial Services Group, Inc. Added +3,800+3.8k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -42,859-42.9k
McGowan Group Asset Management, Inc. Sold out -26,732-26.7k
Emergent Wealth Advisors, LLC Sold out -22,670-22.7k
AMERIPRISE FINANCIAL INC Reduced -10,875-10.9k
RAYMOND JAMES & ASSOCIATES Reduced -10,330-10.3k
BANK OF AMERICA CORP /DE/ Reduced -9,895-9.9k
SHUFRO ROSE & CO LLC Reduced -8,000-8.0k
JPMORGAN CHASE & CO Sold out -5,938-5.9k
Raymond James Financial Services Advisors, Inc. Reduced -5,425-5.4k
UBS Group AG Reduced -3,459-3.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (2.5%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (4.7%, 2026-07-30)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,490,4241.5m $18.6m $18.6m 0.00% Added +387.8k +387,816
2 SIT INVESTMENT ASSOCIATES INC 0.33% of their portfolio Minneapolis, MN 1,148,1911.1m $14.3m $14.3m 0.33% Added +383 +383
3 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.57% of their portfolio EDINA, MN 801,418801.4k $10.0m $10.0m 0.57% Added +65.2k +65,157
4 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 530,044530.0k $6.6m $6.6m 0.01% Unchanged
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 308,291308.3k $3.8m $3.8m 0.03% Added +31.5k +31,497
6 FCA CORP /TX 1.20% of their portfolio HOUSTON, TX 297,947297.9k $3.7m $3.7m 1.20% Added +35.4k +35,352
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 294,162294.2k $3.7m $3.7m 0.00% Reduced -9.9k -9,895
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 249,528249.5k $3.1m $3.1m 0.00% Added +12.4k +12,447
9 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 169,581169.6k $2.1m $2.1m 0.00% Unchanged
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 151,795151.8k $1.9m $1.9m 0.00% Reduced -10.9k -10,875
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 93,45993.5k $1.2m $1.2m 0.00% New
12 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 90,29490.3k $1.1m $1.1m 0.00% Unchanged
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 76,10476.1k $949.8k $949.8k 0.00% Reduced -10.3k -10,330
14 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 64,35064.3k $810.0k $810.0k 0.04% Reduced -1.6k -1,600
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,47363.5k $792.1k $792.1k 0.00% Reduced -3.5k -3,459
16 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 58,13258.1k $725.5k $725.5k 0.00% Added +519 +519
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 53,20053.2k $663.9k $663.9k 0.00% Reduced -5.4k -5,425
18 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 46,00046.0k $574.1k $574.1k 0.05% Reduced -8.0k -8,000
19 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 45,61345.6k $569.2k $569.2k 0.02% Added +1.6k +1,631
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,96242.0k $524.0k $524.0k 0.00% Reduced -42.9k -42,859
21 Consolidated Portfolio Review Corp 0.12% of their portfolio WOODBURY, NY 37,18837.2k $464.1k $464.1k 0.12% Added +508 +508
22 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 37,18837.2k $464.1k $464.1k 0.03% New
23 Moloney Securities Asset Management, LLC 0.05% of their portfolio MANCHESTER, MO 28,36528.4k $354.0k $354.0k 0.05% Added +9.9k +9,943
24 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 24,67024.7k $307.9k $307.9k 0.00% Added +2.8k +2,800
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,85921.9k $272.8k $272.8k 0.00% Reduced -2.8k -2,798
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 20,14220.1k $251.4k $251.4k 0.02% Added +2.3k +2,349
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,70516.7k $207.8k $207.8k 0.02% Unchanged
28 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 14,00414.0k $174.0k $174.0k 0.02% Reduced -3.1k -3,092
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,00014.0k $175.0k $175.0k 0.00% Reduced -500 -500
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,08413.1k $163.3k $163.3k 0.00% New
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,03113.0k $162.6k $162.6k 0.00% Added +170 +170
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,98612.0k $149.6k $149.6k 0.00% Added +2.2k +2,181
33 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,80011.8k $147.3k $147.3k 0.00% Added +3.8k +3,800
34 INVESTMENT HOUSE LLC 0.01% of their portfolio REDONDO BEACH, CA 10,75010.8k $134.2k $134.2k 0.01% Reduced -500 -500
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,1443.1k $39.2k $39.2k 0.00% Added +50 +50
36 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,7962.8k $34.9k $34.9k 0.00% Unchanged
37 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 2,6542.7k $33.1k $33.1k 0.01% New
38 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,2862.3k $29.0k $29.0k 0.00% Unchanged
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8521.9k $23.1k $23.1k 0.00% Unchanged
40 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,4641.5k $18.3k $18.3k 0.00% Unchanged
41 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,2001.2k $14.0k $14.0k 0.01% New
42 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,0601.1k $13.2k $13.2k 0.00% Unchanged
43 ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio Palm Beach Gardens, FL 840840 $10.5k $10.5k 0.00% Unchanged
44 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 740740 $9.2k $9.2k 0.00% Unchanged
45 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 554554 $6.9k $6.9k 0.00% Unchanged
46 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 515515 $6.4k $6.4k 0.00% Unchanged
47 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $6.2k $6.2k 0.00% Unchanged
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 4040 $0 $0 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged