WESTERN ASSET GLOBAL CORP DE GDO
COM · Closed-End Fund · CUSIP 95790C107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.48.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 47 |
| Q1 2023 | 48 |
| Q2 2023 | 46 |
| Q3 2023 | 48 |
| Q4 2023 | 47 |
| Q1 2024 | 49 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 21 | 21 |
| Q1 2023 | 17 | 19 |
| Q2 2023 | 18 | 14 |
| Q3 2023 | 14 | 15 |
| Q4 2023 | 18 | 16 |
| Q1 2024 | 21 | 15 |
Biggest buyers
| MORGAN STANLEY | Added | +387.8k |
| JANE STREET GROUP, LLC | New | +93.5k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | Added | +65.2k |
| PFG Investments, LLC | New | +37.2k |
| FCA CORP /TX | Added | +35.4k |
| GUGGENHEIM CAPITAL LLC | Added | +31.5k |
| Cetera Investment Advisers | New | +13.1k |
| WELLS FARGO & COMPANY/MN | Added | +12.4k |
| Moloney Securities Asset Management, LLC | Added | +9.9k |
| PNC Financial Services Group, Inc. | Added | +3.8k |
Biggest sellers
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -42.9k |
| McGowan Group Asset Management, Inc. | Sold out | -26.7k |
| Emergent Wealth Advisors, LLC | Sold out | -22.7k |
| AMERIPRISE FINANCIAL INC | Reduced | -10.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -10.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -9.9k |
| SHUFRO ROSE & CO LLC | Reduced | -8.0k |
| JPMORGAN CHASE & CO | Sold out | -5.9k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -5.4k |
| UBS Group AG | Reduced | -3.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (2.5%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (4.7%, 2026-07-30)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.5m $18.6m | Added +387.8k |
| SIT INVESTMENT ASSOCIATES INC 0.33% of their portfolio | 1.1m $14.3m | Added +383 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.57% of their portfolio | 801.4k $10.0m | Added +65.2k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 530.0k $6.6m | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 308.3k $3.8m | Added +31.5k |
| FCA CORP /TX 1.20% of their portfolio | 297.9k $3.7m | Added +35.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 294.2k $3.7m | Reduced -9.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 249.5k $3.1m | Added +12.4k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 169.6k $2.1m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 151.8k $1.9m | Reduced -10.9k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 93.5k $1.2m | New |
| Cerity Partners LLC 0.00% of their portfolio | 90.3k $1.1m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 76.1k $949.8k | Reduced -10.3k |
| Sowell Financial Services LLC 0.04% of their portfolio | 64.3k $810.0k | Reduced -1.6k |
| UBS Group AG 0.00% of their portfolio | 63.5k $792.1k | Reduced -3.5k |
| Fiera Capital Corp 0.00% of their portfolio | 58.1k $725.5k | Added +519 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 53.2k $663.9k | Reduced -5.4k |
| SHUFRO ROSE & CO LLC 0.05% of their portfolio | 46.0k $574.1k | Reduced -8.0k |
| Dynamic Advisor Solutions LLC 0.02% of their portfolio | 45.6k $569.2k | Added +1.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 42.0k $524.0k | Reduced -42.9k |
| Consolidated Portfolio Review Corp 0.12% of their portfolio | 37.2k $464.1k | Added +508 |
| PFG Investments, LLC 0.03% of their portfolio | 37.2k $464.1k | New |
| Moloney Securities Asset Management, LLC 0.05% of their portfolio | 28.4k $354.0k | Added +9.9k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 24.7k $307.9k | Added +2.8k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 21.9k $272.8k | Reduced -2.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio | 20.1k $251.4k | Added +2.3k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 16.7k $207.8k | Unchanged |
| LANARK FINANCIAL, INC. 0.02% of their portfolio | 14.0k $174.0k | Reduced -3.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.0k $175.0k | Reduced -500 |
| Cetera Investment Advisers 0.00% of their portfolio | 13.1k $163.3k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 13.0k $162.6k | Added +170 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.0k $149.6k | Added +2.2k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 11.8k $147.3k | Added +3.8k |
| INVESTMENT HOUSE LLC 0.01% of their portfolio | 10.8k $134.2k | Reduced -500 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.1k $39.2k | Added +50 |
| COMERICA BANK 0.00% of their portfolio | 2.8k $34.9k | Unchanged |
| Gilliland Jeter Wealth Management LLC 0.01% of their portfolio | 2.7k $33.1k | New |
| BESSEMER GROUP INC 0.00% of their portfolio | 2.3k $29.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.9k $23.1k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 1.5k $18.3k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.2k $14.0k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.1k $13.2k | Unchanged |
| ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 840 $10.5k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 740 $9.2k | Unchanged |
| Investors Research Corp 0.00% of their portfolio | 554 $6.9k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 515 $6.4k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 500 $6.2k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 40 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |