WESTERN ASSET MTG DEFINED OP DMO
COM · Closed-End Fund · CUSIP 95790B109
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.71.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 45 |
| Q4 2022 | 47 |
| Q1 2023 | 49 |
| Q2 2023 | 49 |
| Q3 2023 | 48 |
| Q4 2023 | 44 |
| Q1 2024 | 47 |
| Q2 2024 | 47 |
| Q3 2024 | 45 |
| Q4 2024 | 40 |
| Q1 2025 | 43 |
| Q2 2025 | 39 |
| Q3 2025 | 43 |
| Q4 2025 | 43 |
| Q1 2026 | 44 |
| Q2 2026 | 44 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 16 | 20 |
| Q4 2024 | 19 | 17 |
| Q1 2025 | 25 | 12 |
| Q2 2025 | 18 | 17 |
| Q3 2025 | 19 | 16 |
| Q4 2025 | 19 | 17 |
| Q1 2026 | 21 | 19 |
| Q2 2026 | 19 | 24 |
Biggest buyers
| Advisors Asset Management, Inc. | New | +151.1k |
| RIVERBRIDGE PARTNERS LLC | New | +64.4k |
| GUGGENHEIM CAPITAL LLC | Added | +50.5k |
| Baird Financial Group, Inc. | Added | +47.9k |
| Cambridge Investment Research Advisors, Inc. | Added | +36.5k |
| HighTower Advisors, LLC | New | +28.7k |
| CITADEL ADVISORS LLC | New | +28.4k |
| RAYMOND JAMES FINANCIAL INC | Added | +12.7k |
| CoreCap Advisors, LLC | Added | +11.0k |
| Equitable Holdings, Inc. | Added | +5.7k |
Biggest sellers
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -59.0k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -52.2k |
| MORGAN STANLEY | Reduced | -40.1k |
| COHEN & STEERS, INC. | Sold out | -40.0k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -23.8k |
| CHOREO, LLC | Sold out | -15.5k |
| SeaCrest Wealth Management, LLC | Reduced | -5.4k |
| LPL Financial LLC | Reduced | -5.0k |
| OSAIC HOLDINGS, INC. | Reduced | -4.4k |
| ROYAL BANK OF CANADA | Reduced | -4.1k |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 2 | $31.6k | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
| Q2 2026 | 0 | — | 1 | $15.5k | — |
| Q3 2026 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-04-13 | COLMAN CAROL L Director | Sold | $15.5k1.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| ROYAL BANK OF CANADA 0.00% of their portfolio | 397.8k $4.3m | Reduced -4.1k |
| LPL Financial LLC 0.00% of their portfolio | 279.6k $3.0m | Reduced -5.0k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 185.1k $2.0m | Added +50.5k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 182.3k $2.0m | Added +47.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 167.5k $1.8m | Reduced -59.0k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 160.7k $1.7m | Added +12.7k |
| MORGAN STANLEY 0.00% of their portfolio | 154.8k $1.7m | Reduced -40.1k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 151.1k $1.6m | New |
| Venture Visionary Partners LLC 0.04% of their portfolio | 125.0k $1.3m | Added +51 |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 83.9k $898.0k | Added +1.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 72.8k $780.0k | Added +36.5k |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 66.5k $712.0k | Reduced -23.8k |
| RIVERBRIDGE PARTNERS LLC 0.02% of their portfolio | 64.4k $689.7k | New |
| Thomas J. Herzfeld Advisors, Inc. 0.21% of their portfolio | 62.7k $671.1k | Reduced -52.2k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio | 53.7k $575.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 43.5k $466.1k | Reduced -2.4k |
| Aviance Capital Partners, LLC 0.05% of their portfolio | 42.2k $451.8k | Added +1.0k |
| Noble Wealth Management PBC 0.19% of their portfolio | 39.8k $426.7k | Added +5.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 37.2k $398.8k | Reduced -4.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.2k $334.4k | Reduced -2.8k |
| HighTower Advisors, LLC 0.00% of their portfolio | 28.7k $307.4k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 28.4k $303.9k | New |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 25.9k $277.2k | Reduced -5.4k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 17.4k $186.4k | Added +11.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 17.4k $186.2k | Added +3.2k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 17.3k $185.8k | Added +5.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 16.3k $175.1k | Reduced -761 |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.12% of their portfolio | 16.2k $173.7k | Reduced -1.3k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 15.5k $166.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 13.4k $143.8k | Reduced -500 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 13.2k $141.1k | Added +2.5k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 10.6k $113.0k | Reduced -27 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.2k $55.7k | Reduced -400 |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 2.9k $31.6k | New |
| HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio | 1.2k $13.2k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.0k $10.7k | Unchanged |
| PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio | 590 $6.0k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 500 $5.4k | New |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 314 $3.4k | Reduced -289 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 307 $3.3k | Reduced -9 |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 32 $343 | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 7 $75 | Reduced -225 |
| CITIGROUP INC 0.00% of their portfolio | 4 $43 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $8 | Unchanged |