Vault-13

WESTERN ASSET MTG DEFINED OP DMO

COM · Closed-End Fund · CUSIP 95790B109

44 institutional holders +0 vs Q1 2026
2,634,3842.6m shares reported held*
$28.2mreported value*
7 new 12 added 18 reduced 6 sold out net bought ≈ $2.1m (+191.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.71.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 47Q1 23: 49Q2 23: 49Q3 23: 48Q4 23: 44Q1 24: 47Q2 24: 47Q3 24: 45Q4 24: 40Q1 25: 43Q2 25: 39Q3 25: 43Q4 25: 43Q1 26: 44Q2 26: 4444Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202245
Q4 202247
Q1 202349
Q2 202349
Q3 202348
Q4 202344
Q1 202447
Q2 202447
Q3 202445
Q4 202440
Q1 202543
Q2 202539
Q3 202543
Q4 202543
Q1 202644
Q2 202644

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 16 bought or addedQ3 24: 20 cut or sold outQ4 24: 19 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 12 cut or sold outQ2 25: 18 bought or addedQ2 25: 17 cut or sold outQ2 25Q3 25: 19 bought or addedQ3 25: 16 cut or sold outQ4 25: 19 bought or addedQ4 25: 17 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 19 cut or sold outQ2 26: 19 bought or addedQ2 26: 24 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241620
Q4 20241917
Q1 20252512
Q2 20251817
Q3 20251916
Q4 20251917
Q1 20262119
Q2 20261924

Biggest buyers

Advisors Asset Management, Inc. New +151,129+151.1k
RIVERBRIDGE PARTNERS LLC New +64,397+64.4k
GUGGENHEIM CAPITAL LLC Added +50,542+50.5k
Baird Financial Group, Inc. Added +47,908+47.9k
Cambridge Investment Research Advisors, Inc. Added +36,487+36.5k
HighTower Advisors, LLC New +28,700+28.7k
CITADEL ADVISORS LLC New +28,371+28.4k
RAYMOND JAMES FINANCIAL INC Added +12,660+12.7k
CoreCap Advisors, LLC Added +11,000+11.0k
Equitable Holdings, Inc. Added +5,729+5.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -59,026-59.0k
Thomas J. Herzfeld Advisors, Inc. Reduced -52,230-52.2k
MORGAN STANLEY Reduced -40,112-40.1k
COHEN & STEERS, INC. Sold out -40,000-40.0k
SIT INVESTMENT ASSOCIATES INC Reduced -23,761-23.8k
CHOREO, LLC Sold out -15,498-15.5k
SeaCrest Wealth Management, LLC Reduced -5,393-5.4k
LPL Financial LLC Reduced -4,965-5.0k
OSAIC HOLDINGS, INC. Reduced -4,351-4.4k
ROYAL BANK OF CANADA Reduced -4,140-4.1k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 2 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 1 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20252$31.6k0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—1$15.5k—
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-04-13 COLMAN CAROL L Director Sold 1,400 $11.07 $15.5k1.4k shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 397,812397.8k $4.3m $4.3m 0.00% Reduced -4.1k -4,140
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 279,605279.6k $3.0m $3.0m 0.00% Reduced -5.0k -4,965
3 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 185,115185.1k $2.0m $2.0m 0.01% Added +50.5k +50,542
4 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 182,317182.3k $2.0m $2.0m 0.00% Added +47.9k +47,908
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,508167.5k $1.8m $1.8m 0.00% Reduced -59.0k -59,026
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 160,702160.7k $1.7m $1.7m 0.00% Added +12.7k +12,660
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 154,799154.8k $1.7m $1.7m 0.00% Reduced -40.1k -40,112
8 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 151,129151.1k $1.6m $1.6m 0.02% New
9 Venture Visionary Partners LLC 0.04% of their portfolio Sylvania, OH 125,019125.0k $1.3m $1.3m 0.04% Added +51 +51
10 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 83,88383.9k $898.0k $898.0k 0.01% Added +1.3k +1,287
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 72,78872.8k $780.0k $780.0k 0.00% Added +36.5k +36,487
12 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 66,52166.5k $712.0k $712.0k 0.01% Reduced -23.8k -23,761
13 RIVERBRIDGE PARTNERS LLC 0.02% of their portfolio MINNEAPOLIS, MN 64,39764.4k $689.7k $689.7k 0.02% New
14 Thomas J. Herzfeld Advisors, Inc. 0.21% of their portfolio MIAMI BEACH, FL 62,65762.7k $671.1k $671.1k 0.21% Reduced -52.2k -52,230
15 ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio GROSSE POINTE FARMS, MI 53,68753.7k $575.0k $575.0k 0.25% Unchanged
16 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 43,52143.5k $466.1k $466.1k 0.00% Reduced -2.4k -2,400
17 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 42,18842.2k $451.8k $451.8k 0.05% Added +1.0k +1,014
18 Noble Wealth Management PBC 0.19% of their portfolio GREENWOOD VILLAGE, CO 39,83739.8k $426.7k $426.7k 0.19% Added +5.0k +5,040
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,23437.2k $398.8k $398.8k 0.00% Reduced -4.4k -4,351
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,22331.2k $334.4k $334.4k 0.00% Reduced -2.8k -2,765
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,70028.7k $307.4k $307.4k 0.00% New
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,37128.4k $303.9k $303.9k 0.00% New
23 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 25,88725.9k $277.2k $277.2k 0.03% Reduced -5.4k -5,393
24 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 17,40017.4k $186.4k $186.4k 0.01% Added +11.0k +11,000
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,38917.4k $186.2k $186.2k 0.00% Added +3.2k +3,169
26 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 17,34417.3k $185.8k $185.8k 0.00% Added +5.7k +5,729
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 16,34816.3k $175.1k $175.1k 0.00% Reduced -761 -761
28 INTEGRATED CAPITAL MANAGEMENT, INC. 0.12% of their portfolio JESSUP, PA 16,21716.2k $173.7k $173.7k 0.12% Reduced -1.3k -1,349
29 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,50015.5k $166.0k $166.0k 0.00% Unchanged
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,42913.4k $143.8k $143.8k 0.00% Reduced -500 -500
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,17313.2k $141.1k $141.1k 0.00% Added +2.5k +2,532
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,55110.6k $113.0k $113.0k 0.00% Reduced -27 -27
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,2005.2k $55.7k $55.7k 0.00% Reduced -400 -400
34 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 2,9482.9k $31.6k $31.6k 0.00% New
35 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 1,2301.2k $13.2k $13.2k 0.00% Unchanged
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0001.0k $10.7k $10.7k 0.00% Unchanged
37 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 590590 $6.0k $6.0k 0.00% Unchanged
38 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 500500 $5.4k $5.4k 0.00% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 314314 $3.4k $3.4k 0.00% Reduced -289 -289
40 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 307307 $3.3k $3.3k 0.00% Reduced -9 -9
41 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 3232 $343 $343 0.00% New
42 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 77 $75 $75 0.00% Reduced -225 -225
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 44 $43 $43 0.00% Unchanged
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $8 $8 0.00% Unchanged