WESTERN ASSET MTG DEFINED OP DMO
COM · Closed-End Fund · CUSIP 95790B109
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.94.
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 45 |
| Q4 2022 | 47 |
| Q1 2023 | 49 |
| Q2 2023 | 49 |
| Q3 2023 | 48 |
| Q4 2023 | 44 |
| Q1 2024 | 47 |
| Q2 2024 | 47 |
| Q3 2024 | 45 |
| Q4 2024 | 40 |
| Q1 2025 | 43 |
| Q2 2025 | 39 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 19 | 26 |
| Q4 2023 | 21 | 19 |
| Q1 2024 | 21 | 23 |
| Q2 2024 | 14 | 27 |
| Q3 2024 | 16 | 20 |
| Q4 2024 | 19 | 17 |
| Q1 2025 | 25 | 12 |
| Q2 2025 | 18 | 17 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +389.5k |
| MORGAN STANLEY | Added | +22.3k |
| LPL Financial LLC | Added | +20.7k |
| Cambridge Investment Research Advisors, Inc. | Added | +18.6k |
| Baird Financial Group, Inc. | Added | +17.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +14.6k |
| Consolidated Portfolio Review Corp | Added | +9.9k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +8.8k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Added | +7.6k |
| Aviance Capital Partners, LLC | Added | +5.8k |
Biggest sellers
| GUGGENHEIM CAPITAL LLC | Reduced | -61.4k |
| MML INVESTORS SERVICES, LLC | Reduced | -35.6k |
| Moors & Cabot, Inc. | Sold out | -24.1k |
| JOURNEY STRATEGIC WEALTH LLC | Reduced | -20.5k |
| RAYMOND JAMES FINANCIAL INC | Reduced | -18.6k |
| Walleye Capital LLC | Sold out | -18.1k |
| Virtu Financial LLC | Sold out | -17.3k |
| CHOREO, LLC | Reduced | -13.9k |
| SFI Advisors, LLC | Sold out | -12.2k |
| OSAIC HOLDINGS, INC. | Reduced | -3.6k |
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 2 | $31.6k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-06-02 | Sale Hillary A Director | Bought | $20.0k1.7k shares |
| 2025-05-27 | GRILLO ANTHONY Director | Bought | $11.6k1.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| ROYAL BANK OF CANADA 0.00% of their portfolio | 778.0k $9.3m | Added +389.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 230.5k $2.8m | Added +8.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 218.8k $2.6m | Added +17.4k |
| LPL Financial LLC 0.00% of their portfolio | 206.7k $2.5m | Added +20.7k |
| Consolidated Portfolio Review Corp 0.30% of their portfolio | 183.1k $2.2m | Added +9.9k |
| MORGAN STANLEY 0.00% of their portfolio | 158.1k $1.9m | Added +22.3k |
| Thomas J. Herzfeld Advisors, Inc. 0.60% of their portfolio | 140.0k $1.7m | Reduced -1.0k |
| Venture Visionary Partners LLC 0.06% of their portfolio | 124.8k $1.5m | Added +44 |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 118.9k $1.4m | Reduced -61.4k |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 78.7k $940.0k | Reduced -714 |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 78.6k $938.4k | Reduced -18.6k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.27% of their portfolio | 53.7k $641.0k | Added +7.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 50.8k $606.8k | Reduced -3.6k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 50.7k $605.6k | Added +300 |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 44.7k $533.3k | Added +1.7k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 39.1k $466.0k | Added +18.6k |
| Aviance Capital Partners, LLC 0.06% of their portfolio | 38.1k $455.4k | Added +5.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 36.6k $437.0k | Added +14.6k |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 33.9k $405.0k | Unchanged |
| SeaCrest Wealth Management, LLC 0.04% of their portfolio | 33.8k $403.5k | Reduced -1.3k |
| UBS Group AG 0.00% of their portfolio | 27.8k $332.3k | Added +104 |
| CHOREO, LLC 0.00% of their portfolio | 18.9k $225.1k | Reduced -13.9k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio | 17.2k $205.9k | Added +905 |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 15.5k $185.1k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 15.5k $185.0k | Added +2.4k |
| JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio | 13.3k $159.4k | Reduced -20.5k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 12.4k $148.0k | Reduced -35.6k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 7.0k $83.9k | Reduced -2.8k |
| CoreCap Advisors, LLC 0.00% of their portfolio | 6.4k $76.4k | Unchanged |
| MAI Capital Management 0.00% of their portfolio | 1.7k $20.2k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.0k $11.9k | Unchanged |
| PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio | 450 $5.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 378 $5.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 317 $3.8k | Reduced -316 |
| COMERICA BANK 0.00% of their portfolio | 309 $3.7k | Unchanged |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 200 $2.0k | New |
| CITIGROUP INC 0.00% of their portfolio | 4 $48 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 0 $1 | Reduced -90 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |