Vault-13

WESTERN ASSET MTG DEFINED OP DMO

COM · Closed-End Fund · CUSIP 95790B109

39 institutional holders -4 vs Q1 2025
2,835,8852.8m shares reported held*
$33.9mreported value*
2 new 16 added 12 reduced 5 sold out net bought ≈ $3.5m (+290.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.94.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 47Q1 23: 49Q2 23: 49Q3 23: 48Q4 23: 44Q1 24: 47Q2 24: 47Q3 24: 45Q4 24: 40Q1 25: 43Q2 25: 3939Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202245
Q4 202247
Q1 202349
Q2 202349
Q3 202348
Q4 202344
Q1 202447
Q2 202447
Q3 202445
Q4 202440
Q1 202543
Q2 202539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 19 bought or addedQ3 23: 26 cut or sold outQ4 23: 21 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 23 cut or sold outQ2 24: 14 bought or addedQ2 24: 27 cut or sold outQ2 24Q3 24: 16 bought or addedQ3 24: 20 cut or sold outQ4 24: 19 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 12 cut or sold outQ2 25: 18 bought or addedQ2 25: 17 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231926
Q4 20232119
Q1 20242123
Q2 20241427
Q3 20241620
Q4 20241917
Q1 20252512
Q2 20251817

Biggest buyers

ROYAL BANK OF CANADA Added +389,485+389.5k
MORGAN STANLEY Added +22,331+22.3k
LPL Financial LLC Added +20,655+20.7k
Cambridge Investment Research Advisors, Inc. Added +18,554+18.6k
Baird Financial Group, Inc. Added +17,374+17.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +14,619+14.6k
Consolidated Portfolio Review Corp Added +9,916+9.9k
ENVESTNET ASSET MANAGEMENT INC Added +8,793+8.8k
ROBINSON CAPITAL MANAGEMENT, LLC Added +7,620+7.6k
Aviance Capital Partners, LLC Added +5,800+5.8k

Biggest sellers

GUGGENHEIM CAPITAL LLC Reduced -61,354-61.4k
MML INVESTORS SERVICES, LLC Reduced -35,627-35.6k
Moors & Cabot, Inc. Sold out -24,100-24.1k
JOURNEY STRATEGIC WEALTH LLC Reduced -20,500-20.5k
RAYMOND JAMES FINANCIAL INC Reduced -18,625-18.6k
Walleye Capital LLC Sold out -18,064-18.1k
Virtu Financial LLC Sold out -17,326-17.3k
CHOREO, LLC Reduced -13,943-13.9k
SFI Advisors, LLC Sold out -12,245-12.2k
OSAIC HOLDINGS, INC. Reduced -3,638-3.6k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 2 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20252$31.6k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-06-02 Sale Hillary A Director Bought 1,694 $11.80 $20.0k1.7k shares new
2025-05-27 GRILLO ANTHONY Director Bought 1,000 $11.60 $11.6k1.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 777,972778.0k $9.3m $9.3m 0.00% Added +389.5k +389,485
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 230,453230.5k $2.8m $2.8m 0.00% Added +8.8k +8,793
3 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 218,782218.8k $2.6m $2.6m 0.00% Added +17.4k +17,374
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 206,710206.7k $2.5m $2.5m 0.00% Added +20.7k +20,655
5 Consolidated Portfolio Review Corp 0.30% of their portfolio WOODBURY, NY 183,114183.1k $2.2m $2.2m 0.30% Added +9.9k +9,916
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 158,071158.1k $1.9m $1.9m 0.00% Added +22.3k +22,331
7 Thomas J. Herzfeld Advisors, Inc. 0.60% of their portfolio MIAMI BEACH, FL 139,971140.0k $1.7m $1.7m 0.60% Reduced -1.0k -1,023
8 Venture Visionary Partners LLC 0.06% of their portfolio Sylvania, OH 124,809124.8k $1.5m $1.5m 0.06% Added +44 +44
9 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 118,914118.9k $1.4m $1.4m 0.01% Reduced -61.4k -61,354
10 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 78,70978.7k $940.0k $940.0k 0.01% Reduced -714 -714
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 78,59178.6k $938.4k $938.4k 0.00% Reduced -18.6k -18,625
12 ROBINSON CAPITAL MANAGEMENT, LLC 0.27% of their portfolio GROSSE POINTE FARMS, MI 53,68753.7k $641.0k $641.0k 0.27% Added +7.6k +7,620
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,81850.8k $606.8k $606.8k 0.00% Reduced -3.6k -3,638
14 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 50,72150.7k $605.6k $605.6k 0.00% Added +300 +300
15 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 44,66444.7k $533.3k $533.3k 0.01% Added +1.7k +1,696
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,06239.1k $466.0k $466.0k 0.00% Added +18.6k +18,554
17 Aviance Capital Partners, LLC 0.06% of their portfolio NAPLES, FL 38,14338.1k $455.4k $455.4k 0.06% Added +5.8k +5,800
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,60336.6k $437.0k $437.0k 0.00% Added +14.6k +14,619
19 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 33,88033.9k $405.0k $405.0k 0.01% Unchanged
20 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 33,79633.8k $403.5k $403.5k 0.04% Reduced -1.3k -1,257
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 27,82727.8k $332.3k $332.3k 0.00% Added +104 +104
22 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 18,85418.9k $225.1k $225.1k 0.00% Reduced -13.9k -13,943
23 INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio JESSUP, PA 17,24417.2k $205.9k $205.9k 0.16% Added +905 +905
24 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,50015.5k $185.1k $185.1k 0.00% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,49015.5k $185.0k $185.0k 0.00% Added +2.4k +2,424
26 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 13,35013.3k $159.4k $159.4k 0.01% Reduced -20.5k -20,500
27 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,37312.4k $148.0k $148.0k 0.00% Reduced -35.6k -35,627
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,0257.0k $83.9k $83.9k 0.00% Reduced -2.8k -2,813
29 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6,4006.4k $76.4k $76.4k 0.00% Unchanged
30 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,6941.7k $20.2k $20.2k 0.00% New
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0001.0k $11.9k $11.9k 0.00% Unchanged
32 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 450450 $5.0k $5.0k 0.00% Unchanged
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 378378 $5.0k $5.0k 0.00% Unchanged
34 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 317317 $3.8k $3.8k 0.00% Reduced -316 -316
35 COMERICA BANK 0.00% of their portfolio DALLAS, TX 309309 $3.7k $3.7k 0.00% Unchanged
36 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 200200 $2.0k $2.0k 0.00% New
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 44 $48 $48 0.00% Unchanged
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Reduced -90 -90
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged