Vault-13

WESTERN ASSET MTG DEFINED OP DMO

COM · Closed-End Fund · CUSIP 95790B109

47 institutional holders +0 vs Q1 2024
2,561,8482.6m shares reported held*
$30.6mreported value*
3 new 11 added 24 reduced 3 sold out net sold ≈ $18.2m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.93.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 47Q1 23: 49Q2 23: 49Q3 23: 48Q4 23: 44Q1 24: 47Q2 24: 4747Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202247
Q1 202349
Q2 202349
Q3 202348
Q4 202344
Q1 202447
Q2 202447

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 24 cut or sold outQ2 23: 20 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 26 cut or sold outQ4 23: 21 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 23 cut or sold outQ2 24: 14 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222418
Q1 20232024
Q2 20232023
Q3 20231926
Q4 20232119
Q1 20242123
Q2 20241427

Biggest buyers

ROYAL BANK OF CANADA Added +43,882+43.9k
CITADEL ADVISORS LLC New +14,938+14.9k
GUGGENHEIM CAPITAL LLC Added +14,005+14.0k
UBS Group AG Added +5,681+5.7k
Financial Network Wealth Advisors LLC New +5,623+5.6k
CoreCap Advisors, LLC Added +4,975+5.0k
LPL Financial LLC Added +3,056+3.1k
Baird Financial Group, Inc. Added +1,539+1.5k
WELLS FARGO & COMPANY/MN Added +1,529+1.5k
INTEGRATED CAPITAL MANAGEMENT, INC. Added +1,381+1.4k

Biggest sellers

MORGAN STANLEY Reduced -724,359-724.4k
PFG Investments, LLC Sold out -250,150-250.2k
Pathstone Holdings, LLC Reduced -167,339-167.3k
SIT INVESTMENT ASSOCIATES INC Reduced -117,813-117.8k
Thomas J. Herzfeld Advisors, Inc. Reduced -102,250-102.2k
Consolidated Portfolio Review Corp Reduced -57,447-57.4k
RIVERBRIDGE PARTNERS LLC Reduced -49,499-49.5k
Moors & Cabot, Inc. Reduced -38,500-38.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -36,639-36.6k
ROBERTS GLORE & CO INC /IL/ Sold out -30,968-31.0k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 335,964336.0k $4.0m $4.0m 0.00% Added +43.9k +43,882
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 293,730293.7k $3.5m $3.5m 0.00% Reduced -724.4k -724,359
3 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 193,895193.9k $2.3m $2.3m 0.02% Added +14.0k +14,005
4 Consolidated Portfolio Review Corp 0.52% of their portfolio WOODBURY, NY 188,428188.4k $2.2m $2.2m 0.52% Reduced -57.4k -57,447
5 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 186,500186.5k $2.2m $2.2m 0.01% Reduced -167.3k -167,339
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 185,171185.2k $2.2m $2.2m 0.00% Reduced -36.6k -36,639
7 Thomas J. Herzfeld Advisors, Inc. 0.49% of their portfolio MIAMI BEACH, FL 117,691117.7k $1.4m $1.4m 0.49% Reduced -102.2k -102,250
8 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 112,062112.1k $1.3m $1.3m 0.01% Reduced -6.6k -6,632
9 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 101,162101.2k $1.2m $1.2m 0.00% Added +1.5k +1,539
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 83,13783.1k $991.8k $991.8k 0.00% Added +3.1k +3,056
11 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 81,65581.7k $974.1k $974.1k 0.01% Reduced -49.5k -49,499
12 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 80,45180.5k $960.0k $960.0k 0.02% Reduced -117.8k -117,813
13 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 77,66077.7k $926.0k $926.0k 0.01% Reduced -938 -938
14 Venture Visionary Partners LLC 0.04% of their portfolio Sylvania, OH 69,77869.8k $832.5k $832.5k 0.04% Unchanged
15 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 62,92162.9k $750.6k $750.6k 0.01% Reduced -1.9k -1,900
16 ROBINSON CAPITAL MANAGEMENT, LLC 0.16% of their portfolio GROSSE POINTE FARMS, MI 37,05137.1k $443.9k $443.9k 0.16% Unchanged
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,86934.9k $416.0k $416.0k 0.00% Reduced -15.5k -15,479
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 34,82834.8k $415.5k $415.5k 0.00% Added +5.7k +5,681
19 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 28,93128.9k $345.1k $345.1k 0.05% Reduced -123 -123
20 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 24,10024.1k $287.5k $287.5k 0.02% Reduced -38.5k -38,500
21 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 22,45822.5k $267.9k $267.9k 0.03% Added +1.2k +1,209
22 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 22,05222.1k $264.2k $264.2k 0.00% Reduced -8.4k -8,441
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,66521.7k $258.0k $258.0k 0.00% Reduced -302 -302
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,69220.7k $247.0k $247.0k 0.00% Reduced -196 -196
25 Regal Investment Advisors LLC 0.01% of their portfolio KENTWOOD, MI 16,84216.8k $200.9k $200.9k 0.01% Reduced -8.6k -8,585
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,16716.2k $192.9k $192.9k 0.00% Reduced -1.5k -1,515
27 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,50015.5k $184.9k $184.9k 0.00% Unchanged
28 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 15,49015.5k $184.8k $184.8k 0.15% Added +1.4k +1,381
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,93814.9k $178.2k $178.2k 0.00% New
30 SFI Advisors, LLC 0.12% of their portfolio Montclair, NJ 12,92812.9k $154.2k $154.2k 0.12% Reduced -500 -500
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,61612.6k $150.5k $150.5k 0.00% Unchanged
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,09611.1k $132.4k $132.4k 0.00% Reduced -900 -900
33 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 5,8005.8k $69.2k $69.2k 0.01% Added +5.0k +4,975
34 Financial Network Wealth Advisors LLC 0.05% of their portfolio MURRAY, UT 5,6235.6k $67.1k $67.1k 0.05% New
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,8324.8k $57.6k $57.6k 0.00% Added +1.5k +1,529
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,8204.8k $57.5k $57.5k 0.00% Reduced -62 -62
37 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 1,6521.7k $19.7k $19.7k 0.01% Added +53 +53
38 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 1,4461.4k $17.2k $17.2k 0.01% Added +46 +46
39 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,2691.3k $15.1k $15.1k 0.00% Reduced -1.7k -1,705
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0001.0k $11.9k $11.9k 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 650650 $7.8k $7.8k 0.00% Unchanged
42 WETZEL INVESTMENT ADVISORS, INC. 0.00% of their portfolio INDIANAPOLIS, IN 600600 $7.0k $7.0k 0.00% New
43 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 536536 $6.4k $6.4k 0.00% Reduced -239 -239
44 PIN OAK INVESTMENT ADVISORS INC 0.00% of their portfolio HOUSTON, TX 450450 $5.0k $5.0k 0.00% Unchanged
45 CWM, LLC 0.00% of their portfolio OMAHA, NE 378378 $5.0k $5.0k 0.00% Unchanged
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 360360 $4.3k $4.3k 0.00% Reduced -102 -102
47 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 44 $48 $48 0.00% Unchanged