WESTERN ASSET MTG DEFINED OP DMO
COM · Closed-End Fund · CUSIP 95790B109
49
institutional holders
+0 vs Q1 2023
3.7m
shares reported held*
$38.7mreported value*
5 new
15 added
16 reduced
7 sold out
net sold ≈ $2.2m (-203.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.58.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 45 |
| Q4 2022 | 47 |
| Q1 2023 | 49 |
| Q2 2023 | 49 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 24 | 18 |
| Q1 2023 | 20 | 24 |
| Q2 2023 | 20 | 23 |
Biggest buyers
| MORGAN STANLEY | Added | +241.3k |
| Logan Stone Capital, LLC | New | +89.4k |
| Thomas J. Herzfeld Advisors, Inc. | Added | +60.2k |
| HighTower Advisors, LLC | New | +16.8k |
| Consolidated Portfolio Review Corp | Added | +15.7k |
| Arlington Capital Management, Inc. | New | +13.9k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +13.0k |
| AE Wealth Management LLC | Added | +8.6k |
| Moors & Cabot, Inc. | Added | +8.2k |
| ROYAL BANK OF CANADA | Added | +4.5k |
Biggest sellers
| Integrated Wealth Concepts LLC | Reduced | -503.2k |
| U.S. Capital Wealth Advisors, LLC | Sold out | -35.4k |
| Saba Capital Management, L.P. | Sold out | -24.5k |
| Invesco Ltd. | Reduced | -23.1k |
| BANK OF AMERICA CORP /DE/ | Reduced | -18.1k |
| GUGGENHEIM CAPITAL LLC | Reduced | -13.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -13.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -12.3k |
| UBS Group AG | Reduced | -9.3k |
| RIVERBRIDGE PARTNERS LLC | Reduced | -8.7k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 676.7k $7.2m | Added +241.3k |
| SIT INVESTMENT ASSOCIATES INC 0.12% of their portfolio | 417.1k $4.4m | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 1.47% of their portfolio | 348.5k $3.7m | Added +60.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 243.5k $2.6m | Reduced -403 |
| Consolidated Portfolio Review Corp 0.58% of their portfolio | 232.0k $2.5m | Added +15.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 209.6k $2.2m | Added +4.5k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 134.5k $1.4m | Reduced -13.7k |
| Matisse Capital 0.85% of their portfolio | 130.0k $1.4m | Unchanged |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 115.8k $1.2m | Reduced -793 |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 111.1k $1.2m | Reduced -8.7k |
| Logan Stone Capital, LLC 0.32% of their portfolio | 89.4k $946.3k | New |
| NewEdge Advisors, LLC 0.01% of their portfolio | 83.9k $887.2k | Added +2.6k |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 78.2k $827.0k | Reduced -253 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 76.5k $809.6k | Reduced -18.1k |
| Moors & Cabot, Inc. 0.04% of their portfolio | 59.1k $625.3k | Added +8.2k |
| Mid-American Wealth Advisory Group, Inc. 0.49% of their portfolio | 58.3k $626.2k | First filing |
| Invesco Ltd. 0.00% of their portfolio | 53.1k $561.9k | Reduced -23.1k |
| LPL Financial LLC 0.00% of their portfolio | 52.5k $555.8k | Reduced -1.4k |
| AE Wealth Management LLC 0.00% of their portfolio | 47.0k $497.0k | Added +8.6k |
| UBS Group AG 0.00% of their portfolio | 40.3k $426.4k | Reduced -9.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 36.5k $386.0k | Added +301 |
| Regal Investment Advisors LLC 0.03% of their portfolio | 33.1k $350.0k | Unchanged |
| ROBERTS GLORE & CO INC /IL/ 0.11% of their portfolio | 33.0k $348.8k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 26.5k $280.0k | Reduced -335 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 25.0k $264.5k | First filing |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 24.1k $254.8k | Added +43 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.3k $225.0k | Added +252 |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 20.7k $219.1k | Added +863 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 18.5k $196.0k | Added +681 |
| HighTower Advisors, LLC 0.00% of their portfolio | 16.8k $174.0k | New |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 15.9k $168.6k | Reduced -815 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 15.1k $160.2k | Reduced -1.1k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.13% of their portfolio | 14.2k $150.4k | Added +146 |
| Arlington Capital Management, Inc. 0.13% of their portfolio | 13.9k $147.6k | New |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 13.9k $147.6k | Reduced -503.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 13.7k $145.1k | Reduced -3.6k |
| Quad-Cities Investment Group, LLC 0.09% of their portfolio | 13.3k $141.2k | Reduced -72 |
| SFI Advisors, LLC 0.13% of their portfolio | 13.2k $139.4k | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio | 13.0k $137.2k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 12.6k $133.5k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.0k $10.6k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 650 $6.9k | Unchanged |
| PIN OAK INVESTMENT ADVISORS INC 0.01% of their portfolio | 450 $5.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 378 $4.0k | Added +96 |
| BESSEMER GROUP INC 0.00% of their portfolio | 363 $4.0k | New |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 200 $2.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 79 $836 | Reduced -659 |
| CITIGROUP INC 0.00% of their portfolio | 4 $42 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $9 | Added +1 |