Vault-13

WESTERN ASSET HIGH YIELD DEF HYI

COM · Closed-End Fund · CUSIP 95768B107

57 institutional holders -2 vs Q4 2023
8,095,0338.1m shares reported held*
$96.8mreported value*
6 new 16 added 21 reduced 7 sold out net bought ≈ $1.2m (+96.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.96.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 53Q1 23: 52Q2 23: 54Q3 23: 53Q4 23: 59Q1 24: 5757Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202252
Q4 202253
Q1 202352
Q2 202354
Q3 202353
Q4 202359
Q1 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 28 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221725
Q1 20232223
Q2 20231727
Q3 20231825
Q4 20231926
Q1 20242228

Biggest buyers

MORGAN STANLEY Added +412,795+412.8k
GUGGENHEIM CAPITAL LLC Added +55,302+55.3k
Bramshill Investments, LLC Added +50,480+50.5k
PFG Investments, LLC New +35,273+35.3k
Hara Capital LLC Added +32,533+32.5k
Invesco Ltd. New +16,997+17.0k
Cetera Investment Advisers New +12,446+12.4k
RAYMOND JAMES & ASSOCIATES Added +11,591+11.6k
Future Financial Wealth Managment LLC New +6,900+6.9k
LPL Financial LLC Added +6,614+6.6k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -281,021-281.0k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -49,274-49.3k
Shaker Financial Services, LLC Reduced -40,275-40.3k
Camelot Portfolios, LLC Reduced -34,619-34.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -31,534-31.5k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -26,814-26.8k
BANK OF AMERICA CORP /DE/ Reduced -15,132-15.1k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -12,140-12.1k
Cetera Advisor Networks LLC Sold out -10,862-10.9k
Capital Investment Advisors, LLC Reduced -8,529-8.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.8%, 2026-07-30)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.41% of their portfolio Minneapolis, MN 1,500,6541.5m $17.9m $17.9m 0.41% Reduced -281.0k -281,021
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,231,1131.2m $14.7m $14.7m 0.00% Added +412.8k +412,795
3 Bramshill Investments, LLC 1.40% of their portfolio NAPLES, FL 994,149994.1k $11.9m $11.9m 1.40% Added +50.5k +50,480
4 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.60% of their portfolio EDINA, MN 882,572882.6k $10.6m $10.6m 0.60% Reduced -26.8k -26,814
5 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 498,754498.8k $6.0m $6.0m 0.01% Added +2.0k +1,972
6 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 414,066414.1k $5.0m $5.0m 0.04% Added +55.3k +55,302
7 Uncommon Cents Investing LLC 1.12% of their portfolio JANESVILLE, WI 304,855304.9k $3.6m $3.6m 1.12% Reduced -1.3k -1,300
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 291,187291.2k $3.5m $3.5m 0.00% Reduced -7.1k -7,095
9 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.18% of their portfolio London, X0 178,462178.5k $2.1m $2.1m 0.18% Reduced -49.3k -49,274
10 Hara Capital LLC 1.11% of their portfolio BELLEVUE, WA 154,018154.0k $1.8m $1.8m 1.11% Added +32.5k +32,533
11 PRIVATE MANAGEMENT GROUP INC 0.06% of their portfolio IRVINE, CA 138,838138.8k $1.7m $1.7m 0.06% Reduced -3.5k -3,472
12 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 138,478138.5k $1.7m $1.7m 0.00% Unchanged
13 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 138,201138.2k $1.7m $1.7m 0.04% Reduced -8.5k -8,529
14 1607 Capital Partners, LLC 0.13% of their portfolio Richmond, VA 135,571135.6k $1.6m $1.6m 0.13% Unchanged
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 129,059129.1k $1.5m $1.5m 0.00% Added +11.6k +11,591
16 TFB Advisors LLC 0.39% of their portfolio OVERLAND PARK, KS 93,70793.7k $1.1m $1.1m 0.39% Unchanged
17 E&G Advisors, LLC 0.33% of their portfolio HOUSTON, TX 87,25287.3k $1.0m $1.0m 0.33% Reduced -300 -300
18 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 67,95368.0k $812.7k $812.7k 0.01% Added +1.1k +1,059
19 Camelot Portfolios, LLC 0.67% of their portfolio Maumee, OH 57,41757.4k $686.7k $686.7k 0.67% Reduced -34.6k -34,619
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,05056.0k $670.4k $670.4k 0.00% Reduced -5.3k -5,262
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,77154.8k $655.1k $655.1k 0.00% Added +212 +212
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 48,90248.9k $584.9k $584.9k 0.00% Reduced -15.1k -15,132
23 Relative Value Partners Group, LLC 0.03% of their portfolio NORTHBROOK, IL 45,69145.7k $548.3k $548.3k 0.03% Reduced -8.2k -8,171
24 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 41,65941.7k $502.2k $502.2k 0.19% Reduced -40.3k -40,275
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,35837.4k $446.8k $446.8k 0.00% Added +6.6k +6,614
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 36,23536.2k $433.4k $433.4k 0.00% Reduced -3.2k -3,159
27 Consolidated Portfolio Review Corp 0.11% of their portfolio WOODBURY, NY 35,27335.3k $421.9k $421.9k 0.11% Reduced -2.3k -2,320
28 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 35,27335.3k $421.9k $421.9k 0.03% New
29 Gilman Hill Asset Management, LLC 0.07% of their portfolio NEW CANAAN, CT 33,17533.2k $396.8k $396.8k 0.07% Added +2.5k +2,500
30 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.09% of their portfolio LEAWOOD, KS 20,63720.6k $246.8k $246.8k 0.09% Added +1.3k +1,321
31 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 19,50019.5k $233.2k $233.2k 0.02% Unchanged
32 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 18,39018.4k $219.9k $219.9k 0.02% Unchanged
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 16,99717.0k $203.3k $203.3k 0.00% New
34 SFI Advisors, LLC 0.15% of their portfolio Montclair, NJ 16,17416.2k $193.4k $193.4k 0.15% Reduced -8.4k -8,361
35 GC Wealth Management RIA, LLC 0.04% of their portfolio Cambridge, MA 15,69515.7k $187.7k $187.7k 0.04% Added +3.4k +3,393
36 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 15,42315.4k $184.5k $184.5k 0.01% Added +3.1k +3,121
37 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 14,40514.4k $172.3k $172.3k 0.01% Reduced -3.0k -3,021
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,44612.4k $148.9k $148.9k 0.00% New
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 11,55311.6k $137.4k $137.4k 0.01% Unchanged
40 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 11,37511.4k $137.1k $137.1k 0.01% Unchanged
41 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 11,00011.0k $131.6k $131.6k 0.01% Unchanged
42 Stonebrook Private Inc. 0.04% of their portfolio NORTHVILLE, MI 10,82810.8k $129.5k $129.5k 0.04% Reduced -1.9k -1,931
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,32010.3k $123.0k $123.0k 0.00% Unchanged
44 Future Financial Wealth Managment LLC 0.06% of their portfolio CINCINNATI, OH 6,9006.9k $82.5k $82.5k 0.06% New
45 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,1866.2k $74.0k $74.0k 0.00% Added +131 +131
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,8983.9k $47.0k $47.0k 0.00% Reduced -1.8k -1,800
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,5502.5k $30.5k $30.5k 0.00% Added +2.0k +2,050
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3352.3k $27.9k $27.9k 0.00% Added +292 +292
49 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,9592.0k $23.4k $23.4k 0.00% Reduced -600 -600
50 SJS Investment Consulting Inc. 0.00% of their portfolio SYLVANIA, OH 1,5301.5k $18.3k $18.3k 0.00% Unchanged
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1941.2k $14.3k $14.3k 0.00% Unchanged
52 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,1161.1k $13.3k $13.3k 0.00% Unchanged
53 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 800800 $9.0k $9.0k 0.01% New
54 Gilliland Jeter Wealth Management LLC 0.00% of their portfolio LITTLE ROCK, AR 529529 $6.3k $6.3k 0.00% New
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 441441 $5.3k $5.3k 0.00% Reduced -13 -13
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 159159 $2.0k $2.0k 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged