Vault-13

WESTERN ASSET INVESTMENT GRA PAI

COM · Closed-End Fund · CUSIP 95766T100

32 institutional holders -2 vs Q4 2025
3,234,0753.2m shares reported held*
$39.1mreported value*
3 new 11 added 12 reduced 4 sold out net bought ≈ $672.1k (+55.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.08.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 33Q1 23: 33Q2 23: 38Q3 23: 40Q4 23: 39Q1 24: 38Q2 24: 41Q3 24: 42Q4 24: 36Q1 25: 34Q2 25: 35Q3 25: 32Q4 25: 34Q1 26: 3232Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202235
Q4 202233
Q1 202333
Q2 202338
Q3 202340
Q4 202339
Q1 202438
Q2 202441
Q3 202442
Q4 202436
Q1 202534
Q2 202535
Q3 202532
Q4 202534
Q1 202632

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 19 bought or addedQ2 24: 15 cut or sold outQ3 24: 14 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 17 cut or sold outQ1 25: 12 bought or addedQ1 25: 14 cut or sold outQ1 25Q2 25: 12 bought or addedQ2 25: 12 cut or sold outQ3 25: 12 bought or addedQ3 25: 16 cut or sold outQ3 25Q4 25: 16 bought or addedQ4 25: 13 cut or sold outQ1 26: 14 bought or addedQ1 26: 16 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241915
Q3 20241419
Q4 20241317
Q1 20251214
Q2 20251212
Q3 20251216
Q4 20251613
Q1 20261416

Biggest buyers

Hennion & Walsh Asset Management, Inc. Added +42,483+42.5k
GUGGENHEIM CAPITAL LLC Added +28,553+28.6k
LPL Financial LLC Added +15,568+15.6k
Focus Partners Advisor Solutions, LLC New +11,021+11.0k
JONES FINANCIAL COMPANIES LLLP Added +10,276+10.3k
1607 Capital Partners, LLC Added +7,113+7.1k
STIFEL FINANCIAL CORP Added +6,614+6.6k
SIT INVESTMENT ASSOCIATES INC Added +6,038+6.0k
FIFTH THIRD BANCORP New +2,450+2.5k
Rockefeller Capital Management L.P. New +1,000+1.0k

Biggest sellers

Logan Stone Capital, LLC Sold out -18,620-18.6k
StoneX Group Inc. Sold out -13,358-13.4k
UBS Group AG Reduced -8,033-8.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -7,652-7.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -6,708-6.7k
Fiera Capital Corp Reduced -5,665-5.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,867-4.9k
CLIFFORD SWAN INVESTMENT COUNSEL LLC Reduced -3,700-3.7k
Shaker Financial Services, LLC Reduced -2,804-2.8k
Kestra Advisory Services, LLC Sold out -2,537-2.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-01-06 12.1% 1.1m≈ $13.9m 2026-01-06
1607 Capital Partners, LLC 13G · institution -1.1 pts · filed 2026-08-14 5.9% -1.1 pts 558.4k≈ $6.8m 2026-08-14

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.28% of their portfolio Minneapolis, MN 1,154,6801.2m $14.0m $14.0m 0.28% Added +6.0k +6,038
2 1607 Capital Partners, LLC 0.63% of their portfolio Richmond, VA 720,002720.0k $8.7m $8.7m 0.63% Added +7.1k +7,113
3 Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio Parsippany, NJ 266,332266.3k $3.2m $3.2m 0.11% Added +42.5k +42,483
4 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 216,086216.1k $2.6m $2.6m 0.02% Added +28.6k +28,553
5 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 209,289209.3k $2.5m $2.5m 0.00% Added +10.3k +10,276
6 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 127,558127.6k $1.5m $1.5m 0.01% Reduced -5.7k -5,665
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 91,21791.2k $1.1m $1.1m 0.00% Added +15.6k +15,568
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 47,13847.1k $570.1k $570.1k 0.00% Added +452 +452
9 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 45,91245.9k $555.3k $555.3k 0.01% Reduced -7.7k -7,652
10 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,68242.7k $516.2k $516.2k 0.00% Added +6.6k +6,614
11 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 38,31438.3k $463.4k $463.4k 0.05% Added +250 +250
12 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 35,53435.5k $429.8k $429.8k 0.15% Reduced -2.8k -2,804
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 31,47231.5k $380.7k $380.7k 0.00% Reduced -321 -321
14 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.01% of their portfolio PASADENA, CA 27,35127.4k $330.8k $330.8k 0.01% Reduced -3.7k -3,700
15 Meadow Creek Wealth Advisors LLC 0.21% of their portfolio ATLANTA, GA 26,40326.4k $319.3k $319.3k 0.21% Reduced -80 -80
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22,87722.9k $276.7k $276.7k 0.00% Added +363 +363
17 Martin Capital Partners, LLC 0.09% of their portfolio EUGENE, OR 19,51819.5k $236.0k $236.0k 0.09% Unchanged
18 Whitener Capital Management, Inc. 0.04% of their portfolio Rocky Mount, NC 16,29216.3k $197.1k $197.1k 0.04% Reduced -220 -220
19 Gilman Hill Asset Management, LLC 0.03% of their portfolio NEW CANAAN, CT 15,00015.0k $181.4k $181.4k 0.03% Unchanged
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,56012.6k $151.9k $151.9k 0.00% Added +2 +2
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,42611.4k $138.2k $138.2k 0.00% Reduced -37 -37
22 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 11,02111.0k $133.3k $133.3k 0.00% New
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,87110.9k $131.5k $131.5k 0.00% Reduced -4.9k -4,867
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,3558.4k $101.1k $101.1k 0.00% Reduced -75 -75
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,3448.3k $100.9k $100.9k 0.00% Reduced -8.0k -8,033
26 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 5,6505.7k $69.2k $69.2k 0.00% Unchanged
27 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9604.0k $47.9k $47.9k 0.00% Unchanged
28 Founders Capital Management 0.02% of their portfolio HOUSTON, TX 3,1403.1k $38.0k $38.0k 0.02% Unchanged
29 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,4502.5k $29.6k $29.6k 0.00% New
30 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,5011.5k $18.2k $18.2k 0.00% Unchanged
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0001.0k $12.1k $12.1k 0.00% New
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 140140 $1.7k $1.7k 0.00% Reduced -6.7k -6,708