Vault-13

WESTERN ASSET INVESTMENT GRA PAI

COM · Closed-End Fund · CUSIP 95766T100

41 institutional holders +3 vs Q1 2024
2,060,9332.1m shares reported held*
$24.9mreported value*
8 new 11 added 10 reduced 5 sold out net sold ≈ $168.7k (-14.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.08.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 33Q1 23: 33Q2 23: 38Q3 23: 40Q4 23: 39Q1 24: 38Q2 24: 4141Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202235
Q4 202233
Q1 202333
Q2 202338
Q3 202340
Q4 202339
Q1 202438
Q2 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 12 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 12 cut or sold outQ2 23: 18 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 12 cut or sold outQ4 23: 17 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 17 cut or sold outQ2 24: 19 bought or addedQ2 24: 15 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221213
Q1 20231312
Q2 2023186
Q3 20231812
Q4 20231715
Q1 20241517
Q2 20241915

Biggest buyers

Shaker Financial Services, LLC New +66,426+66.4k
SFI Advisors, LLC New +46,333+46.3k
GUGGENHEIM CAPITAL LLC Added +45,858+45.9k
JONES FINANCIAL COMPANIES LLLP New +19,229+19.2k
Baird Financial Group, Inc. New +15,835+15.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,431+11.4k
WOLVERINE ASSET MANAGEMENT LLC New +7,310+7.3k
SeaBridge Investment Advisors LLC Added +5,915+5.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +5,650+5.7k
LPL Financial LLC Added +5,604+5.6k

Biggest sellers

Karpus Management, Inc. Reduced -60,000-60.0k
MORGAN STANLEY Reduced -57,000-57.0k
1607 Capital Partners, LLC Reduced -44,554-44.6k
Hennion & Walsh Asset Management, Inc. Reduced -29,380-29.4k
Invesco Ltd. Sold out -17,540-17.5k
Janney Montgomery Scott LLC Sold out -11,556-11.6k
Granite Investment Partners, LLC Sold out -11,132-11.1k
WELLS FARGO & COMPANY/MN Reduced -9,532-9.5k
Tortoise Investment Management, LLC Reduced -7,945-7.9k
PNC Financial Services Group, Inc. Reduced -7,307-7.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-01-06 12.1% 1.1m≈ $13.9m 2026-01-06
1607 Capital Partners, LLC 13G · institution -1.1 pts · filed 2026-08-14 5.9% -1.1 pts 558.4k≈ $6.8m 2026-08-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1607 Capital Partners, LLC 0.53% of their portfolio Richmond, VA 494,312494.3k $6.0m $6.0m 0.53% Reduced -44.6k -44,554
2 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 186,946186.9k $2.3m $2.3m 0.02% Added +45.9k +45,858
3 Hennion & Walsh Asset Management, Inc. 0.10% of their portfolio Parsippany, NJ 167,146167.1k $2.0m $2.0m 0.10% Reduced -29.4k -29,380
4 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 157,296157.3k $1.9m $1.9m 0.00% Added +3.9k +3,933
5 SeaBridge Investment Advisors LLC 0.44% of their portfolio SUMMIT, NJ 140,365140.4k $1.7m $1.7m 0.44% Added +5.9k +5,915
6 Karpus Management, Inc. 0.05% of their portfolio Pittsford, NY 140,000140.0k $1.7m $1.7m 0.05% Reduced -60.0k -60,000
7 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 89,22489.2k $1.1m $1.1m 0.00% Unchanged
8 Shaker Financial Services, LLC 0.33% of their portfolio Arlington, VA 66,42666.4k $805.8k $805.8k 0.33% New
9 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 58,57658.6k $707.6k $707.6k 0.03% Unchanged
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 50,76350.8k $613.2k $613.2k 0.00% Added +5.6k +5,604
11 SFI Advisors, LLC 0.43% of their portfolio Montclair, NJ 46,33346.3k $559.7k $559.7k 0.43% New
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,29240.3k $486.7k $486.7k 0.00% Added +660 +660
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,49833.5k $404.6k $404.6k 0.00% Added +2.3k +2,254
14 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 29,76029.8k $359.5k $359.5k 0.01% Unchanged
15 Meadow Creek Wealth Advisors LLC 0.34% of their portfolio ATLANTA, GA 29,70229.7k $358.8k $358.8k 0.34% Reduced -83 -83
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 27,42627.4k $331.3k $331.3k 0.00% Reduced -57.0k -57,000
17 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 26,91226.9k $325.1k $325.1k 0.05% Added +416 +416
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,77325.8k $311.3k $311.3k 0.00% Added +3.0k +2,979
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 24,87824.9k $300.5k $300.5k 0.03% Added +3.1k +3,130
20 Martin Capital Partners, LLC 0.11% of their portfolio EUGENE, OR 22,75022.8k $275.0k $275.0k 0.11% Unchanged
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,80221.8k $263.4k $263.4k 0.00% Reduced -9.5k -9,532
22 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 20,73220.7k $250.0k $250.0k 0.00% Unchanged
23 FMB WEALTH MANAGEMENT 0.18% of their portfolio WESTLAKE VILLAGE, CA 19,82319.8k $239.5k $239.5k 0.18% Unchanged
24 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 19,22919.2k $232.3k $232.3k 0.00% New
25 Whitener Capital Management, Inc. 0.06% of their portfolio Rocky Mount, NC 16,63016.6k $200.9k $200.9k 0.06% Added +390 +390
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,83515.8k $191.3k $191.3k 0.00% New
27 Gilman Hill Asset Management, LLC 0.03% of their portfolio NEW CANAAN, CT 15,00015.0k $181.2k $181.2k 0.03% Added +2.5k +2,500
28 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.07% of their portfolio NEW YORK, NY 14,95615.0k $180.7k $180.7k 0.07% Unchanged
29 Tortoise Investment Management, LLC 0.02% of their portfolio WHITE PLAINS, NY 14,79214.8k $178.7k $178.7k 0.02% Reduced -7.9k -7,945
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,43111.4k $138.1k $138.1k 0.00% New
31 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 7,3107.3k $88.3k $88.3k 0.00% New
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,4276.4k $77.6k $77.6k 0.00% Reduced -3.3k -3,343
33 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 5,6505.7k $68.3k $68.3k 0.01% New
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,1794.2k $50.5k $50.5k 0.00% Unchanged
35 Founders Capital Management 0.02% of their portfolio HOUSTON, TX 3,1403.1k $37.9k $37.9k 0.02% Unchanged
36 M&R CAPITAL MANAGEMENT INC 0.01% of their portfolio SUMMIT, NJ 2,5002.5k $30.2k $30.2k 0.01% Unchanged
37 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,5011.5k $18.1k $18.1k 0.00% Reduced -668 -668
38 Family Firm, Inc. 0.00% of their portfolio BETHESDA, MD 850850 $10.3k $10.3k 0.00% New
39 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 628628 $7.6k $7.6k 0.00% Reduced -7.3k -7,307
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 140140 $1.7k $1.7k 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged