Vault-13

WESTERN AST INFL LKD OPP & I WIW

COM · Closed-End Fund · CUSIP 95766R104

92 institutional holders -4 vs Q1 2025
25,538,33825.5m shares reported held*
$223.7mreported value*
10 new 34 added 28 reduced 13 sold out net bought ≈ $517.6k (+59.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.76.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 96Q4 22: 92Q1 23: 91Q2 23: 84Q3 23: 88Q4 23: 99Q1 24: 91Q2 24: 94Q3 24: 96Q4 24: 95Q1 25: 96Q2 25: 9292Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202296
Q4 202292
Q1 202391
Q2 202384
Q3 202388
Q4 202399
Q1 202491
Q2 202494
Q3 202496
Q4 202495
Q1 202596
Q2 202592

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 36 bought or addedQ3 23: 39 cut or sold outQ4 23: 42 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 35 cut or sold outQ2 24: 39 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 50 bought or addedQ3 24: 38 cut or sold outQ4 24: 42 bought or addedQ4 24: 44 cut or sold outQ4 24Q1 25: 51 bought or addedQ1 25: 33 cut or sold outQ2 25: 44 bought or addedQ2 25: 41 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233639
Q4 20234240
Q1 20245335
Q2 20243936
Q3 20245038
Q4 20244244
Q1 20255133
Q2 20254441

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +107,360+107.4k
CAPSTONE INVESTMENT ADVISORS, LLC Added +106,074+106.1k
ROYAL BANK OF CANADA Added +99,731+99.7k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +79,119+79.1k
ROBINSON CAPITAL MANAGEMENT, LLC New +68,740+68.7k
OSAIC HOLDINGS, INC. Added +67,220+67.2k
UBS Group AG Added +50,800+50.8k
FIRST TRUST ADVISORS LP Added +42,474+42.5k
MORGAN STANLEY Added +31,241+31.2k
1607 Capital Partners, LLC Added +30,762+30.8k

Biggest sellers

LPL Financial LLC Reduced -451,700-451.7k
Allspring Global Investments Holdings, LLC Reduced -104,018-104.0k
RIVERBRIDGE PARTNERS LLC Reduced -36,796-36.8k
CITADEL ADVISORS LLC Sold out -34,190-34.2k
Hennion & Walsh Asset Management, Inc. Sold out -33,182-33.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -24,756-24.8k
Private Advisor Group, LLC Reduced -23,986-24.0k
Almitas Capital LLC Sold out -22,523-22.5k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -18,550-18.6k
Arnhold LLC Sold out -17,500-17.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +4.4 pts · filed 2025-08-05 8.5% +4.4 pts 5.2m≈ $43.9m 2025-08-05

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20231$41.5k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,384,8637.4m $64.7m $64.7m 0.00% Added +31.2k +31,241
2 1607 Capital Partners, LLC 1.39% of their portfolio Richmond, VA 1,957,8902.0m $17.2m $17.2m 1.39% Added +30.8k +30,762
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.94% of their portfolio WEST PALM BEACH, FL 1,949,2191.9m $17.1m $17.1m 0.94% Reduced -18.6k -18,550
4 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 1,819,6531.8m $15.9m $15.9m 0.03% Reduced -104.0k -104,018
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,491,3301.5m $13.1m $13.1m 0.00% Added +23.4k +23,401
6 PenderFund Capital Management Ltd. 2.06% of their portfolio VANCOUVER, A1 995,797995.8k $8.7m $8.7m 2.06% Added +28.9k +28,941
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 994,948994.9k $8.7m $8.7m 0.00% Added +7.9k +7,860
8 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 845,457845.5k $7.4m $7.4m 0.06% Added +107.4k +107,360
9 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 807,090807.1k $7.1m $7.1m 0.04% Reduced -24.0k -23,986
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 713,059713.1k $6.2m $6.2m 0.00% Added +23.2k +23,152
11 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 533,886533.9k $4.7m $4.7m 0.01% Added +19.2k +19,228
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 497,533497.5k $4.4m $4.4m 0.01% Reduced -286 -286
13 CAPSTONE INVESTMENT ADVISORS, LLC 0.03% of their portfolio NEW YORK, NY 462,748462.7k $4.1m $4.1m 0.03% Added +106.1k +106,074
14 Wakefield Asset Management LLLP 0.74% of their portfolio Englewood, CO 300,938300.9k $2.6m $2.6m 0.74% Reduced -1.9k -1,912
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 273,186273.2k $2.4m $2.4m 0.00% Added +67.2k +67,220
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 260,743260.7k $2.3m $2.3m 0.00% Reduced -6.0k -6,009
17 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 257,700257.7k $2.3m $2.3m 0.01% Reduced -6.2k -6,246
18 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.48% of their portfolio LEAWOOD, KS 245,397245.4k $2.1m $2.1m 0.48% Added +79.1k +79,119
19 Matisse Capital 0.95% of their portfolio PORTLAND, OR 230,000230.0k $2.0m $2.0m 0.95% Reduced -533 -533
20 Atala Financial Inc 1.30% of their portfolio CALABASAS, CA 214,693214.7k $1.9m $1.9m 1.30% Unchanged
21 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 203,176203.2k $1.8m $1.8m 0.00% Added +42.5k +42,474
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,212186.2k $1.6m $1.6m 0.00% Added +99.7k +99,731
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 184,419184.4k $1.6m $1.6m 0.00% Added +24.7k +24,749
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 180,877180.9k $1.6m $1.6m 0.00% Added +50.8k +50,800
25 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 166,249166.2k $1.5m $1.5m 0.03% Unchanged
26 NWF Advisory Services Inc. 0.16% of their portfolio Los Angeles, CA 156,750156.8k $1.4m $1.4m 0.16% Added +300 +300
27 ROBERTS GLORE & CO INC /IL/ 0.38% of their portfolio DEERFIELD, IL 149,138149.1k $1.3m $1.3m 0.38% Reduced -6.5k -6,452
28 Ionic Capital Management LLC 1.42% of their portfolio NEW YORK, NY 144,740144.7k $1.3m $1.3m 1.42% Added +15.0k +15,000
29 RIVERBRIDGE PARTNERS LLC 0.02% of their portfolio MINNEAPOLIS, MN 137,320137.3k $1.2m $1.2m 0.02% Reduced -36.8k -36,796
30 GRACE & WHITE INC /NY 0.20% of their portfolio NY, NY 124,620124.6k $1.1m $1.1m 0.20% Unchanged
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 105,273105.3k $922.0k $922.0k 0.00% Reduced -3.0k -3,047
32 Cutler Capital Management, LLC 0.31% of their portfolio WORCESTER, MA 101,492101.5k $889.1k $889.1k 0.31% Added +10.8k +10,827
33 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 87,66487.7k $767.9k $767.9k 0.02% Reduced -496 -496
34 STANSBERRY ASSET MANAGEMENT, LLC 0.08% of their portfolio Westlake, TX 83,32783.3k $729.9k $729.9k 0.08% Added +4.8k +4,789
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,67478.7k $689.2k $689.2k 0.00% Reduced -451.7k -451,700
36 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 75,06875.1k $657.6k $657.6k 0.02% Added +6.1k +6,125
37 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 73,13373.1k $640.6k $640.6k 0.04% Added +2 +2
38 Traub Capital Management LLC 0.56% of their portfolio NEEDHAM, MA 69,41169.4k $608.0k $608.0k 0.56% First filing
39 ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio GROSSE POINTE FARMS, MI 68,74068.7k $602.2k $602.2k 0.25% New
40 TWIN FOCUS CAPITAL PARTNERS, LLC 0.08% of their portfolio Boston, MA 67,46367.5k $591.0k $591.0k 0.08% Added +2.4k +2,400
41 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 65,90065.9k $577.3k $577.3k 0.01% Added +12.0k +12,000
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 57,61457.6k $504.7k $504.7k 0.00% Added +2.8k +2,804
43 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 56,15356.2k $491.9k $491.9k 0.02% Reduced -17.0k -17,014
44 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 53,84253.8k $471.7k $471.7k 0.02% Unchanged
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,86552.9k $463.1k $463.1k 0.00% Added +10.0k +9,960
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 51,15351.2k $448.1k $448.1k 0.00% Added +4.7k +4,672
47 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 43,81643.8k $383.8k $383.8k 0.03% Reduced -24.8k -24,756
48 UHLMANN PRICE SECURITIES, LLC 0.20% of their portfolio SKOKIE, IL 32,18132.2k $281.9k $281.9k 0.20% Reduced -1.6k -1,635
49 BlackDiamond Wealth Management, LLC 0.15% of their portfolio NEW YORK, NY 30,28430.3k $265.9k $265.9k 0.15% Reduced -9.6k -9,556
50 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 28,90028.9k $253.2k $253.2k 0.02% Unchanged
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,10623.1k $202.4k $202.4k 0.00% Reduced -675 -675
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,84722.8k $200.1k $200.1k 0.00% New
53 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 21,45121.5k $187.9k $187.9k 0.03% Added +10.6k +10,551
54 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 19,79719.8k $173.4k $173.4k 0.00% Added +8.4k +8,385
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,30619.3k $169.0k $169.0k 0.00% Added +344 +344
56 ACCREDITED INVESTOR SERVICES, LLC 0.12% of their portfolio ST. CLOUD, MN 18,62318.6k $163.1k $163.1k 0.12% Reduced -569 -569
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 18,30518.3k $160.4k $160.4k 0.00% Unchanged
58 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 16,96617.0k $148.6k $148.6k 0.01% Reduced -834 -834
59 VERUS CAPITAL PARTNERS, LLC 0.01% of their portfolio SCOTTSDALE, AZ 16,85916.9k $147.7k $147.7k 0.01% Reduced -347 -347
60 GRIES FINANCIAL LLC 0.03% of their portfolio Cleveland, OH 16,12616.1k $141.3k $141.3k 0.03% Reduced -1.1k -1,122
61 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 14,42314.4k $126.3k $126.3k 0.00% New
62 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio CEDAR RAPIDS, IA 14,17514.2k $124.2k $124.2k 0.01% Added +185 +185
63 HBW ADVISORY SERVICES LLC 0.02% of their portfolio SIMI VALLEY, CA 14,09814.1k $123.5k $123.5k 0.02% New
64 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 13,06613.1k $114.5k $114.5k 0.00% Reduced -12.5k -12,472
65 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 12,37712.4k $108.0k $108.0k 0.00% Reduced -4.8k -4,774
66 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 12,06812.1k $105.7k $105.7k 0.01% Reduced -57 -57
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,00012.0k $105.0k $105.0k 0.00% New
68 DKM Wealth Management, Inc. 0.09% of their portfolio STOCKTON, CA 12,00012.0k $105.1k $105.1k 0.09% Unchanged
69 GatePass Capital, LLC 0.07% of their portfolio INDEPENDENCE, OH 11,50011.5k $100.7k $100.7k 0.07% New
70 Mezzasalma Advisors, LLC 0.03% of their portfolio TINTON FALLS, NJ 11,08911.1k $97.1k $97.1k 0.03% Added +237 +237
71 Hara Capital LLC 0.06% of their portfolio BELLEVUE, WA 10,77410.8k $94.4k $94.4k 0.06% Unchanged
72 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 10,00010.0k $87.6k $87.6k 0.01% New
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,9979.0k $78.8k $78.8k 0.00% Unchanged
74 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 7,8167.8k $68.5k $68.5k 0.01% Reduced -81 -81
75 WPG Advisers, LLC 0.04% of their portfolio BALTIMORE, MD 5,5095.5k $48.3k $48.3k 0.04% Reduced -591 -591
76 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 4,9915.0k $43.7k $43.7k 0.00% Added +60 +60
77 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 3,0003.0k $26.3k $26.3k 0.00% Unchanged
78 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 2,3642.4k $20.7k $20.7k 0.01% Unchanged
79 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 2,1902.2k $19.2k $19.2k 0.00% Unchanged
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8861.9k $16.5k $16.5k 0.00% Added +41 +41
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,7371.7k $15.0k $15.0k 0.00% Unchanged
82 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,6701.7k $14.6k $14.6k 0.00% Unchanged
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1501.1k $10.1k $10.1k 0.00% Added +300 +300
84 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,0001.0k $8.8k $8.8k 0.00% Unchanged
85 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 708708 $6.2k $6.2k 0.00% Unchanged
86 EVERMAY WEALTH MANAGEMENT LLC 0.00% of their portfolio ARLINGTON, VA 500500 $4.4k $4.4k 0.00% New
87 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio GLASTONBURY, CT 500500 $4.4k $4.4k 0.00% New
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $4.4k $4.4k 0.00% Unchanged
89 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 200200 $1.8k $1.8k 0.00% New
90 BFSG, LLC 0.00% of their portfolio IRVINE, CA 7575 $657 $657 0.00% Unchanged
91 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 55 $40 $40 0.00% Reduced -404 -404
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged