Vault-13

WESTERN AST INFL LKD OPP & I WIW

COM · Closed-End Fund · CUSIP 95766R104

94 institutional holders +3 vs Q1 2024
25,781,81025.8m shares reported held*
$220.8mreported value*
9 new 30 added 28 reduced 8 sold out net sold ≈ $115.5m (-13.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.56.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 96Q4 22: 92Q1 23: 91Q2 23: 84Q3 23: 88Q4 23: 99Q1 24: 91Q2 24: 9494Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202296
Q4 202292
Q1 202391
Q2 202384
Q3 202388
Q4 202399
Q1 202491
Q2 202494

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 43 cut or sold outQ2 23: 34 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 39 cut or sold outQ4 23: 42 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 35 cut or sold outQ2 24: 39 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224646
Q1 20234043
Q2 20233440
Q3 20233639
Q4 20234240
Q1 20245335
Q2 20243936

Biggest buyers

Allspring Global Investments Holdings, LLC Added +638,378+638.4k
Private Advisor Group, LLC Added +275,850+275.9k
LPL Financial LLC Added +223,784+223.8k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +108,084+108.1k
GUGGENHEIM CAPITAL LLC Added +86,377+86.4k
Concorde Asset Management, LLC New +67,350+67.3k
Cutler Capital Management, LLC Added +64,194+64.2k
UBS Group AG Added +34,847+34.8k
Penserra Capital Management LLC Added +31,697+31.7k
Kestra Advisory Services, LLC New +16,397+16.4k

Biggest sellers

MORGAN STANLEY Reduced -13,723,447-13.7m
SIT INVESTMENT ASSOCIATES INC Reduced -297,303-297.3k
WealthPLAN Partners, LLC Sold out -208,145-208.1k
Janney Montgomery Scott LLC Reduced -162,399-162.4k
1607 Capital Partners, LLC Reduced -105,800-105.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -100,616-100.6k
CSS LLC/IL Reduced -99,281-99.3k
Tortoise Investment Management, LLC Reduced -92,709-92.7k
BANK OF AMERICA CORP /DE/ Reduced -89,667-89.7k
Almitas Capital LLC Sold out -84,641-84.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +4.4 pts · filed 2025-08-05 8.5% +4.4 pts 5.2m≈ $43.9m 2025-08-05

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$50.8k0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20231$41.5k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,395,9327.4m $62.9m $62.9m 0.00% Reduced -13.7m -13,723,447
2 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 3,049,6173.0m $26.0m $26.0m 0.04% Added +638.4k +638,378
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.84% of their portfolio WEST PALM BEACH, FL 2,091,9152.1m $17.8m $17.8m 0.84% Added +108.1k +108,084
4 Penserra Capital Management LLC 0.15% of their portfolio ORINDA, CA 1,426,4731.4m $12.1m $12.1m 0.15% Added +31.7k +31,697
5 Beach Point Capital Management LP 3.86% of their portfolio Santa Monica, CA 1,281,9271.3m $10.9m $10.9m 3.86% Reduced -28.8k -28,779
6 1607 Capital Partners, LLC 0.83% of their portfolio Richmond, VA 1,084,9601.1m $9.2m $9.2m 0.83% Reduced -105.8k -105,800
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 931,132931.1k $7.9m $7.9m 0.00% Reduced -33.0k -32,997
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 859,637859.6k $7.3m $7.3m 0.00% Reduced -89.7k -89,667
9 SIT INVESTMENT ASSOCIATES INC 0.12% of their portfolio Minneapolis, MN 629,065629.1k $5.4m $5.4m 0.12% Reduced -297.3k -297,303
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 521,122521.1k $4.4m $4.4m 0.00% Added +223.8k +223,784
11 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 519,527519.5k $4.4m $4.4m 0.01% Added +8.1k +8,058
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 507,563507.6k $4.3m $4.3m 0.01% Reduced -27.8k -27,795
13 PenderFund Capital Management Ltd. 1.41% of their portfolio VANCOUVER, A1 439,485439.5k $5.1m $5.1m 1.41% Added +10.0k +10,033
14 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 363,119363.1k $3.1m $3.1m 0.02% Added +275.9k +275,850
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 350,449350.4k $3.0m $3.0m 0.00% Reduced -4.9k -4,941
16 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 321,396321.4k $2.7m $2.7m 0.02% Added +86.4k +86,377
17 Wakefield Asset Management LLLP 0.88% of their portfolio Englewood, CO 294,969295.0k $2.5m $2.5m 0.88% Reduced -1.6k -1,601
18 ROBERTS GLORE & CO INC /IL/ 0.66% of their portfolio DEERFIELD, IL 257,947257.9k $2.2m $2.2m 0.66% Added +2.9k +2,928
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.17% of their portfolio Englewood, NJ 234,423234.4k $2.0m $2.0m 0.17% Reduced -100.6k -100,616
20 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 209,295209.3k $1.8m $1.8m 0.01% Unchanged
21 Matisse Capital 0.84% of their portfolio PORTLAND, OR 199,617199.6k $1.7m $1.7m 0.84% Unchanged
22 GRACE & WHITE INC /NY 0.30% of their portfolio NY, NY 189,321189.3k $1.6m $1.6m 0.30% Reduced -2.2k -2,200
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 178,125178.1k $1.5m $1.5m 0.00% Added +9.4k +9,368
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 172,710172.7k $1.5m $1.5m 0.00% Reduced -162.4k -162,399
25 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 168,430168.4k $1.4m $1.4m 0.02% Added +6.9k +6,862
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 144,979145.0k $1.2m $1.2m 0.00% Added +34.8k +34,847
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 143,737143.7k $1.2m $1.2m 0.00% Added +3.3k +3,306
28 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 134,897134.9k $1.1m $1.1m 0.04% Reduced -6.1k -6,094
29 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 120,596120.6k $1.0m $1.0m 0.02% Added +2.0k +2,034
30 Tortoise Investment Management, LLC 0.10% of their portfolio WHITE PLAINS, NY 104,696104.7k $891.0k $891.0k 0.10% Reduced -92.7k -92,709
31 CSS LLC/IL 0.06% of their portfolio CHICAGO, IL 98,19298.2k $835.6k $835.6k 0.06% Reduced -99.3k -99,281
32 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 97,88297.9k $833.0k $833.0k 0.01% Reduced -12.0k -12,049
33 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.25% of their portfolio LEAWOOD, KS 83,03183.0k $706.6k $706.6k 0.25% Added +7.7k +7,745
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,40982.4k $701.0k $701.0k 0.00% Reduced -1.1k -1,050
35 Cutler Capital Management, LLC 0.26% of their portfolio WORCESTER, MA 77,47077.5k $659.3k $659.3k 0.26% Added +64.2k +64,194
36 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 68,68968.7k $584.5k $584.5k 0.02% Reduced -3.7k -3,704
37 Concorde Asset Management, LLC 0.35% of their portfolio ANN ARBOR, MI 67,35067.3k $573.1k $573.1k 0.35% New
38 STANSBERRY ASSET MANAGEMENT, LLC 0.07% of their portfolio Westlake, TX 64,58064.6k $549.6k $549.6k 0.07% Added +4.4k +4,390
39 TWIN FOCUS CAPITAL PARTNERS, LLC 0.08% of their portfolio Boston, MA 57,70857.7k $491.1k $491.1k 0.08% Unchanged
40 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 53,84253.8k $458.2k $458.2k 0.02% Unchanged
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 48,57548.6k $413.4k $413.4k 0.00% Added +2.0k +1,967
42 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 39,85339.9k $339.1k $339.1k 0.00% Reduced -1.8k -1,808
43 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 35,75735.8k $304.3k $304.3k 0.02% Reduced -579 -579
44 BlackDiamond Wealth Management, LLC 0.19% of their portfolio NEW YORK, NY 34,00634.0k $289.7k $289.7k 0.19% Added +196 +196
45 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 33,70733.7k $286.8k $286.8k 0.03% Added +1.8k +1,828
46 VERUS CAPITAL PARTNERS, LLC 0.03% of their portfolio SCOTTSDALE, AZ 33,07833.1k $281.5k $281.5k 0.03% Added +394 +394
47 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 32,40032.4k $275.7k $275.7k 0.00% Added +5.0k +5,000
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,30628.3k $240.9k $240.9k 0.00% Reduced -433 -433
49 INTEGRATED CAPITAL MANAGEMENT, INC. 0.19% of their portfolio JESSUP, PA 28,08528.1k $239.0k $239.0k 0.19% Added +5.3k +5,333
50 Clear Creek Financial Management, LLC 0.03% of their portfolio SILVERDALE, WA 26,90026.9k $228.9k $228.9k 0.03% Unchanged
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,75626.8k $228.0k $228.0k 0.00% Reduced -5.3k -5,304
52 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 26,33626.3k $224.1k $224.1k 0.00% Unchanged
53 Realta Investment Advisors 0.04% of their portfolio WILMINGTON, DE 22,12622.1k $188.3k $188.3k 0.04% Reduced -1.9k -1,947
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,87321.9k $186.1k $186.1k 0.00% Added +4.0k +4,028
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,59421.6k $183.8k $183.8k 0.00% Added +999 +999
56 Arnhold LLC 0.02% of their portfolio New York, NY 17,50017.5k $148.9k $148.9k 0.02% Unchanged
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,81216.8k $143.1k $143.1k 0.00% Unchanged
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,39716.4k $139.5k $139.5k 0.00% New
59 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 15,74315.7k $134.0k $134.0k 0.00% Unchanged
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,04615.0k $128.0k $128.0k 0.00% Added +3.4k +3,443
61 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 15,00015.0k $127.7k $127.7k 0.01% Reduced -50.5k -50,500
62 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 13,56613.6k $115.4k $115.4k 0.02% Added +180 +180
63 Karpus Management, Inc. 0.00% of their portfolio Pittsford, NY 12,50012.5k $106.4k $106.4k 0.00% Unchanged
64 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,68011.7k $99.0k $99.0k 0.00% Reduced -8.7k -8,673
65 Atlas Wealth LLC 0.01% of their portfolio CINCINNATI, OH 11,53311.5k $99.1k $99.1k 0.01% New
66 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,28811.3k $94.9k $94.9k 0.00% First filing
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 10,90010.9k $92.8k $92.8k 0.02% Unchanged
68 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,54510.5k $89.7k $89.7k 0.00% Reduced -311 -311
69 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 10,14110.1k $86.3k $86.3k 0.00% Unchanged
70 RPO LLC 0.13% of their portfolio Stamford, CT 10,09110.1k $85.9k $85.9k 0.13% Unchanged
71 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 7,8977.9k $67.2k $67.2k 0.01% Unchanged
72 Thomas J. Herzfeld Advisors, Inc. 0.02% of their portfolio MIAMI BEACH, FL 6,0996.1k $51.9k $51.9k 0.02% Added +65 +65
73 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 5,7645.8k $49.0k $49.0k 0.00% Reduced -610 -610
74 WETZEL INVESTMENT ADVISORS, INC. 0.03% of their portfolio INDIANAPOLIS, IN 5,5005.5k $47.5k $47.5k 0.03% New
75 Kimelman & Baird, LLC 0.00% of their portfolio New York, NY 3,2003.2k $27.2k $27.2k 0.00% First filing
76 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 3,0003.0k $25.5k $25.5k 0.00% Unchanged
77 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 2,3642.4k $20.1k $20.1k 0.01% Unchanged
78 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,8951.9k $16.0k $16.0k 0.00% Added +85 +85
79 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7331.7k $14.7k $14.7k 0.00% Reduced -65 -65
80 Carmichael Hill & Associates, Inc. 0.01% of their portfolio GAITHERSBURG, MD 1,6701.7k $14.2k $14.2k 0.01% Unchanged
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,5011.5k $12.8k $12.8k 0.00% Added +1.5k +1,500
82 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 1,5001.5k $12.8k $12.8k 0.00% Unchanged
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 850850 $7.2k $7.2k 0.00% Unchanged
84 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 708708 $6.0k $6.0k 0.00% Unchanged
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 600600 $5.1k $5.1k 0.00% New
86 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $4.3k $4.3k 0.00% Unchanged
87 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 332332 $2.9k $2.9k 0.00% New
88 Sandy Spring Bank 0.00% of their portfolio Olney, MD 200200 $1.7k $1.7k 0.00% Unchanged
89 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 8484 $715 $715 0.00% New
90 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 6060 $511 $511 0.00% New
91 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4444 $374 $374 0.00% Unchanged
92 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 11 $2 $2 0.00% New
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
94 BFSG, LLC 0.00% of their portfolio IRVINE, CA 00 $1 $1 0.00% Unchanged