Vault-13

WESTERN ASSET MUN HIGH INCOM MHF

COM · Closed-End Fund · CUSIP 95766N103

50 institutional holders -5 vs Q4 2022
5,830,5595.8m shares reported held*
$38.9mreported value*
3 new 21 added 13 reduced 8 sold out net bought ≈ $3.5m (+527.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.67.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 5050Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 21 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222616
Q1 20232421

Biggest buyers

1607 Capital Partners, LLC Added +165,956+166.0k
GUGGENHEIM CAPITAL LLC Added +165,664+165.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +105,477+105.5k
Tortoise Investment Management, LLC Added +84,912+84.9k
BANK OF AMERICA CORP /DE/ Added +78,642+78.6k
Woodline Partners LP Added +25,397+25.4k
Invesco Ltd. New +24,052+24.1k
FIRST TRUST ADVISORS LP Added +14,008+14.0k
LPL Financial LLC Added +9,624+9.6k
Quad-Cities Investment Group, LLC Added +7,733+7.7k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -27,995-28.0k
MORGAN STANLEY Reduced -27,672-27.7k
Baird Financial Group, Inc. Sold out -20,425-20.4k
XML Financial, LLC Sold out -14,799-14.8k
ROPES WEALTH ADVISORS LLC Sold out -13,985-14.0k
Walleye Capital LLC Sold out -13,477-13.5k
ROYAL BANK OF CANADA Reduced -12,988-13.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -11,137-11.1k
Virtu Financial LLC Sold out -10,054-10.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -7,927-7.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.1%, 2026-04-30)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1607 Capital Partners, LLC 0.47% of their portfolio Richmond, VA 998,881998.9k $6.7m $6.7m 0.47% Added +166.0k +165,956
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 630,671630.7k $4.2m $4.2m 0.00% Reduced -27.7k -27,672
3 Karpus Management, Inc. 0.10% of their portfolio Pittsford, NY 496,709496.7k $3.3m $3.3m 0.10% Reduced -2.4k -2,400
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.15% of their portfolio WEST PALM BEACH, FL 472,193472.2k $3.1m $3.1m 0.15% Added +105.5k +105,477
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 462,928462.9k $3.1m $3.1m 0.00% Added +78.6k +78,642
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 449,465449.5k $3.0m $3.0m 0.00% Reduced -4.9k -4,929
7 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 440,365440.4k $2.9m $2.9m 0.02% Added +165.7k +165,664
8 Tortoise Investment Management, LLC 0.40% of their portfolio WHITE PLAINS, NY 371,912371.9k $2.5m $2.5m 0.40% Added +84.9k +84,912
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 269,923269.9k $1.8m $1.8m 0.00% Reduced -28.0k -27,995
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 124,801124.8k $832.0k $832.0k 0.00% Reduced -33 -33
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 115,308115.3k $769.1k $769.1k 0.00% Added +7.7k +7,683
12 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 88,70888.7k $592.0k $592.0k 0.00% Added +33 +33
13 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 78,76278.8k $525.4k $525.4k 0.02% Reduced -935 -935
14 MELFA WEALTH MANAGEMENT, INC. 0.46% of their portfolio WESTBOROUGH, MA 69,28969.3k $462.2k $462.2k 0.46% Reduced -2.9k -2,911
15 Logan Stone Capital, LLC 0.16% of their portfolio CHICAGO, IL 60,12960.1k $401.1k $401.1k 0.16% Reduced -6.7k -6,733
16 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 55,51855.5k $370.3k $370.3k 0.09% Unchanged
17 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 53,00653.0k $353.6k $353.6k 0.01% Added +6.5k +6,450
18 Quad-Cities Investment Group, LLC 0.24% of their portfolio DAVENPORT, IA 52,36852.4k $349.3k $349.3k 0.24% Added +7.7k +7,733
19 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 52,11252.1k $347.6k $347.6k 0.00% Added +25.4k +25,397
20 Newman Dignan & Sheerar, Inc. 0.10% of their portfolio PROVIDENCE, RI 48,41248.4k $322.9k $322.9k 0.10% Added +435 +435
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,30544.3k $296.0k $296.0k 0.00% Reduced -13.0k -12,988
22 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 40,47440.5k $270.0k $270.0k 0.12% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,75133.8k $225.1k $225.1k 0.00% Unchanged
24 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 33,03033.0k $220.3k $220.3k 0.00% Unchanged
25 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 31,15231.2k $207.8k $207.8k 0.00% Added +14.0k +14,008
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 30,11930.1k $200.9k $200.9k 0.00% Added +9.6k +9,624
27 Bridgecreek Investment Management, LLC 0.04% of their portfolio Tulsa, OK 30,00030.0k $200.1k $200.1k 0.04% Unchanged
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,58725.6k $170.7k $170.7k 0.00% Reduced -653 -653
29 Ramiah Investment Group 0.15% of their portfolio BROOKFIELD, WI 24,77424.8k $165.2k $165.2k 0.15% Added +1.7k +1,703
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 24,05224.1k $160.4k $160.4k 0.00% New
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,14723.1k $154.4k $154.4k 0.00% Reduced -1.5k -1,522
32 Fortitude Advisory Group L.L.C. 0.12% of their portfolio GIG HARBOR, WA 22,15622.2k $147.8k $147.8k 0.12% Unchanged
33 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,60012.6k $84.0k $84.0k 0.00% Unchanged
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,52211.5k $76.8k $76.8k 0.00% Reduced -7.9k -7,927
35 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 10,64910.6k $71.0k $71.0k 0.00% Reduced -2.1k -2,100
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,52710.5k $70.2k $70.2k 0.00% Added +4.9k +4,936
37 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7005.7k $38.0k $38.0k 0.00% Unchanged
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,6105.6k $37.0k $37.0k 0.00% Added +2.6k +2,636
39 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,3274.3k $28.9k $28.9k 0.00% Unchanged
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 4,0674.1k $27.1k $27.1k 0.00% New
41 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,4653.5k $23.1k $23.1k 0.00% Added +21 +21
42 Thomas J. Herzfeld Advisors, Inc. 0.01% of their portfolio MIAMI BEACH, FL 2,8832.9k $19.2k $19.2k 0.01% Added +1.3k +1,290
43 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 2,2292.2k $14.9k $14.9k 0.00% Added +20 +20
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,4981.5k $10.0k $10.0k 0.00% Added +14 +14
45 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 713713 $4.8k $4.8k 0.00% Unchanged
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 289289 $1.9k $1.9k 0.00% Unchanged
47 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 269269 $1.7k $1.7k 0.00% Added +3 +3
48 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 200200 $1.0k $1.0k 0.00% New
49 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 44 $27 $27 0.00% Unchanged
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged