WESTERN ASSET HIGH INCOM FD HIX
COM · Closed-End Fund · CUSIP 95766J102
45
institutional holders
-3 vs Q1 2023
5.8m
shares reported held*
$27.3mreported value*
8 new
14 added
14 reduced
12 sold out
net bought ≈ $50.2k (+182.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.73.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 58 |
| Q4 2022 | 49 |
| Q1 2023 | 48 |
| Q2 2023 | 45 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 23 |
| Q1 2023 | 23 | 27 |
| Q2 2023 | 22 | 26 |
Biggest buyers
| EP Wealth Advisors, LLC | New | +183.9k |
| UBS Group AG | Added | +179.8k |
| RAYMOND JAMES & ASSOCIATES | Added | +34.2k |
| OSAIC HOLDINGS, INC. | Added | +23.5k |
| MORGAN STANLEY | Added | +23.1k |
| JPMORGAN CHASE & CO | New | +19.3k |
| Glenview Trust Co | Added | +17.9k |
| MML INVESTORS SERVICES, LLC | New | +17.8k |
| MRA Advisory Group | New | +17.8k |
| Virtu Financial LLC | New | +12.7k |
Biggest sellers
| HighTower Advisors, LLC | Sold out | -102.0k |
| GUGGENHEIM CAPITAL LLC | Reduced | -70.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -41.8k |
| AlphaStar Capital Management, LLC | Sold out | -20.4k |
| HRT FINANCIAL LP | Sold out | -19.9k |
| JANE STREET GROUP, LLC | Sold out | -16.6k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Sold out | -15.7k |
| LPL Financial LLC | Reduced | -11.8k |
| CITADEL ADVISORS LLC | Sold out | -10.8k |
| Regal Investment Advisors LLC | Reduced | -10.0k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.01% of their portfolio | 2.5m $12.0m | Added +179.8k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 504.9k $2.5m | Reduced -70.3k |
| Invesco Ltd. 0.00% of their portfolio | 413.0k $2.0m | Reduced -6.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 395.9k $1.9m | Reduced -5.2k |
| MORGAN STANLEY 0.00% of their portfolio | 294.3k $1.4m | Added +23.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 238.2k $1.2m | Added +34.2k |
| EP Wealth Advisors, LLC 0.00% of their portfolio | 183.9k $57.4k | New |
| NewEdge Advisors, LLC 0.01% of their portfolio | 119.4k $582.7k | Added +1.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 115.2k $562.3k | Added +23.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 104.4k $509.5k | Added +5.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 83.6k $408.0k | Added +1.1k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 80.0k $390.5k | First filing |
| Sage Capital Advisors,llc 0.13% of their portfolio | 74.9k $365.6k | Added +1.1k |
| LPL Financial LLC 0.00% of their portfolio | 69.0k $336.5k | Reduced -11.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 63.5k $310.0k | Reduced -8.9k |
| Sonora Investment Management Group, LLC 0.02% of their portfolio | 47.9k $233.9k | Unchanged |
| Glenview Trust Co 0.01% of their portfolio | 47.7k $232.8k | Added +17.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 44.2k $215.8k | Added +397 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 43.8k $214.0k | Reduced -4.8k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 42.4k $206.7k | Unchanged |
| Integrated Advisors Network LLC 0.01% of their portfolio | 40.4k $197.3k | Unchanged |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 37.4k $182.3k | Reduced -253 |
| NWF Advisory Services Inc. 0.03% of their portfolio | 25.2k $123.0k | Unchanged |
| Cornerstone Advisory, LLC 0.02% of their portfolio | 24.2k $118.0k | Reduced -2.9k |
| Samalin Investment Counsel, LLC 0.06% of their portfolio | 22.7k $110.8k | Reduced -9.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 22.6k $110.3k | Reduced -5.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 19.3k $94.0k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 17.8k $87.0k | New |
| MRA Advisory Group 0.06% of their portfolio | 17.8k $87.1k | New |
| Kovack Advisors, Inc. 0.01% of their portfolio | 13.8k $67.4k | Added +421 |
| Shulman DeMeo Asset Management LLC 0.02% of their portfolio | 13.4k $65.5k | Reduced -593 |
| Virtu Financial LLC 0.00% of their portfolio | 12.7k $62.0k | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio | 12.2k $59.3k | Added +193 |
| Regal Investment Advisors LLC 0.00% of their portfolio | 11.9k $58.0k | Reduced -10.0k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 10.9k $53.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 10.8k $52.9k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.3k $25.8k | Reduced -1.8k |
| Parallel Advisors, LLC 0.00% of their portfolio | 4.7k $22.9k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.7k $18.2k | Added +41 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 3.1k $15.3k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 2.4k $13.8k | Added +1.2k |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 2.2k $11.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 2.0k $9.9k | Reduced -1.1k |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.4k $6.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 500 $2.4k | Unchanged |