ALLSPRING MULTI SECTOR INCOM ERC
COM · Closed-End Fund · CUSIP 94987D101
70
institutional holders
-2 vs Q1 2026
10.2m
shares reported held*
$93.9mreported value*
7 new
20 added
25 reduced
8 sold out
net bought ≈ $2.9m (+315.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.22.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 62 |
| Q1 2023 | 58 |
| Q2 2023 | 63 |
| Q3 2023 | 61 |
| Q4 2023 | 68 |
| Q1 2024 | 73 |
| Q2 2024 | 68 |
| Q3 2024 | 73 |
| Q4 2024 | 73 |
| Q1 2025 | 69 |
| Q2 2025 | 63 |
| Q3 2025 | 66 |
| Q4 2025 | 68 |
| Q1 2026 | 72 |
| Q2 2026 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 35 | 28 |
| Q4 2024 | 33 | 28 |
| Q1 2025 | 30 | 33 |
| Q2 2025 | 25 | 33 |
| Q3 2025 | 34 | 18 |
| Q4 2025 | 24 | 28 |
| Q1 2026 | 31 | 29 |
| Q2 2026 | 27 | 33 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +327.6k |
| Advisors Asset Management, Inc. | Added | +243.1k |
| ROYAL BANK OF CANADA | Added | +126.7k |
| OSAIC HOLDINGS, INC. | Added | +40.8k |
| Cambridge Investment Research Advisors, Inc. | Added | +38.7k |
| &PARTNERS | New | +25.8k |
| Private Wealth Management Group, LLC | Added | +24.8k |
| Pathstone Holdings, LLC | New | +17.8k |
| Rareview Capital LLC | Added | +17.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +12.6k |
Biggest sellers
| 1607 Capital Partners, LLC | Reduced | -213.7k |
| GUGGENHEIM CAPITAL LLC | Reduced | -136.4k |
| MORGAN STANLEY | Reduced | -73.8k |
| Independent Advisor Alliance | Sold out | -52.1k |
| Byrne Asset Management LLC | Reduced | -26.0k |
| RAYMOND JAMES FINANCIAL INC | Reduced | -24.4k |
| Mariner, LLC | Sold out | -22.2k |
| Shaker Financial Services, LLC | Reduced | -13.1k |
| Perigon Wealth Management, LLC | Sold out | -12.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Sold out | -11.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 | 10.3% |
| FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 | 9.0% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 1 | $3.7k | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.56% of their portfolio | 3.2m $29.4m | Added +327.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 967.4k $8.9m | Added +126.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 853.3k $7.9m | Reduced -24.4k |
| Invesco Ltd. 0.00% of their portfolio | 545.5k $5.0m | Added +1.7k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 521.0k $4.8m | Reduced -136.4k |
| MORGAN STANLEY 0.00% of their portfolio | 504.0k $4.6m | Reduced -73.8k |
| Advisors Asset Management, Inc. 0.07% of their portfolio | 480.8k $4.4m | Added +243.1k |
| Shaker Financial Services, LLC 1.03% of their portfolio | 355.0k $3.3m | Reduced -13.1k |
| 1607 Capital Partners, LLC 0.25% of their portfolio | 311.9k $2.9m | Reduced -213.7k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 256.1k $2.4m | Added +8.7k |
| Rareview Capital LLC 1.06% of their portfolio | 201.2k $1.9m | Added +17.8k |
| Byrne Asset Management LLC 0.79% of their portfolio | 159.0k $1.5m | Reduced -26.0k |
| Sowell Financial Services LLC 0.04% of their portfolio | 147.8k $1.4m | Reduced -9.5k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 143.8k $1.3m | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 129.4k $1.2m | Reduced -1.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 107.0k $985.6k | Added +40.8k |
| LPL Financial LLC 0.00% of their portfolio | 84.7k $780.3k | Reduced -1.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 77.2k $710.0k | Added +38.7k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 77.0k $709.2k | Reduced -900 |
| Calamos Advisors LLC 0.00% of their portfolio | 70.9k $652.7k | Added +4.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 68.8k $633.8k | Reduced -1.5k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 63.3k $583.3k | Added +11.7k |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 61.5k $566.6k | Reduced -4.7k |
| Morey & Quinn Wealth Partners, LLC 0.36% of their portfolio | 61.0k $562.1k | Reduced -2.4k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 59.8k $551.2k | Added +32 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 59.2k $545.2k | Reduced -1.9k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 55.1k $507.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 49.2k $453.0k | Reduced -2.8k |
| Closed-End Fund Advisors, Inc. 0.36% of their portfolio | 39.6k $364.4k | Added +2.9k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 39.3k $361.1k | Added +3.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 36.6k $336.9k | Added +3.6k |
| Uncommon Cents Investing LLC 0.07% of their portfolio | 36.3k $334.6k | Unchanged |
| Concurrent Investment Advisors, LLC 0.00% of their portfolio | 29.3k $269.4k | Added +772 |
| AlphaCore Capital LLC 0.00% of their portfolio | 28.0k $259.9k | Reduced -2.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 26.4k $242.9k | Added +4.2k |
| &PARTNERS 0.00% of their portfolio | 25.8k $237.4k | New |
| Private Wealth Management Group, LLC 0.05% of their portfolio | 25.3k $232.6k | Added +24.8k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 22.5k $207.2k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 21.5k $197.1k | Reduced -38 |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 18.6k $171.7k | Added +100 |
| Private Advisor Group, LLC 0.00% of their portfolio | 18.0k $166.0k | Reduced -550 |
| Pathstone Holdings, LLC 0.00% of their portfolio | 17.8k $163.7k | New |
| Encompass More Asset Management 0.02% of their portfolio | 14.0k $128.6k | Added +97 |
| Dynamic Advisor Solutions LLC 0.00% of their portfolio | 12.8k $118.0k | Added +700 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.6k $115.8k | New |
| Integris Wealth Management, LLC 0.02% of their portfolio | 12.5k $115.1k | Unchanged |
| World Investment Advisors 0.00% of their portfolio | 12.2k $109.6k | Reduced -5.4k |
| Allworth Financial LP 0.00% of their portfolio | 11.1k $102.0k | Unchanged |
| READYSTATE ASSET MANAGEMENT LP 0.00% of their portfolio | 10.6k $98.0k | New |
| Kovack Advisors, Inc. 0.00% of their portfolio | 10.4k $95.7k | New |
| NWAM LLC 0.00% of their portfolio | 10.3k $94.9k | Reduced -2.1k |
| VSM Wealth Advisory, LLC 0.02% of their portfolio | 6.8k $62.7k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 3.2k $29.5k | Reduced -835 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 2.6k $23.9k | Unchanged |
| IFG Advisory, LLC 0.00% of their portfolio | 2.5k $23.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.9k $17.2k | First filing |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.6k $14.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.4k $12.9k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.2k $11.1k | Reduced -800 |
| Arax Advisory Partners 0.00% of their portfolio | 950 $8.8k | New |
| Quent Capital, LLC 0.00% of their portfolio | 825 $7.6k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 602 $5.5k | Unchanged |
| HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio | 400 $3.7k | Unchanged |
| Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio | 323 $3.0k | Reduced -6 |
| Wilmington Savings Fund Society, FSB 0.00% of their portfolio | 200 $1.8k | Unchanged |
| WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio | 167 $1.5k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 161 $1.5k | Reduced -44 |
| WPG Advisers, LLC 0.00% of their portfolio | 142 $1.3k | Reduced -9 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 54 $497 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $6 | Unchanged |