ALLSPRING MULTI SECTOR INCOM ERC
COM · Closed-End Fund · CUSIP 94987D101
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.02.
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 62 |
| Q1 2023 | 58 |
| Q2 2023 | 63 |
| Q3 2023 | 61 |
| Q4 2023 | 68 |
| Q1 2024 | 73 |
| Q2 2024 | 68 |
| Q3 2024 | 73 |
| Q4 2024 | 73 |
| Q1 2025 | 69 |
| Q2 2025 | 63 |
| Q3 2025 | 66 |
| Q4 2025 | 68 |
| Q1 2026 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 32 | 23 |
| Q3 2024 | 35 | 28 |
| Q4 2024 | 33 | 28 |
| Q1 2025 | 30 | 33 |
| Q2 2025 | 25 | 33 |
| Q3 2025 | 34 | 18 |
| Q4 2025 | 24 | 28 |
| Q1 2026 | 31 | 29 |
Biggest buyers
| Byrne Asset Management LLC | New | +184.9k |
| Advisors Asset Management, Inc. | Added | +148.3k |
| Calamos Advisors LLC | New | +66.1k |
| RAYMOND JAMES FINANCIAL INC | Added | +57.4k |
| Independent Advisor Alliance | New | +52.1k |
| ROYAL BANK OF CANADA | Added | +45.2k |
| Rareview Capital LLC | Added | +31.6k |
| Shaker Financial Services, LLC | Added | +20.2k |
| INDEPENDENT FINANCIAL GROUP, LLC | Added | +11.5k |
| VSM Wealth Advisory, LLC | New | +6.8k |
Biggest sellers
| SIT INVESTMENT ASSOCIATES INC | Reduced | -191.0k |
| UBS Group AG | Reduced | -54.5k |
| GUGGENHEIM CAPITAL LLC | Reduced | -54.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -46.8k |
| LPL Financial LLC | Reduced | -39.1k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -26.0k |
| READYSTATE ASSET MANAGEMENT LP | Sold out | -25.2k |
| AMERIPRISE FINANCIAL INC | Reduced | -16.7k |
| Kingsview Wealth Management, LLC | Sold out | -15.2k |
| OSAIC HOLDINGS, INC. | Reduced | -13.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 | 10.3% |
| FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 | 9.0% |
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 1 | $3.7k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-02-27 | SHLISSEL BRIAN S Director | Bought | $3.7k400 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.52% of their portfolio | 2.9m $25.9m | Reduced -191.0k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 877.7k $7.9m | Added +57.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 840.7k $7.6m | Added +45.2k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 657.4k $5.9m | Reduced -54.2k |
| MORGAN STANLEY 0.00% of their portfolio | 577.8k $5.2m | Reduced -1.8k |
| Invesco Ltd. 0.00% of their portfolio | 543.9k $4.9m | Reduced -1.6k |
| 1607 Capital Partners, LLC 0.34% of their portfolio | 525.6k $4.7m | Unchanged |
| Shaker Financial Services, LLC 1.17% of their portfolio | 368.0k $3.3m | Added +20.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 247.4k $2.2m | Reduced -16.7k |
| Advisors Asset Management, Inc. 0.04% of their portfolio | 237.8k $2.1m | Added +148.3k |
| Byrne Asset Management LLC 0.98% of their portfolio | 184.9k $1.7m | New |
| Rareview Capital LLC 1.02% of their portfolio | 183.5k $1.7m | Added +31.6k |
| Sowell Financial Services LLC 0.05% of their portfolio | 157.3k $1.4m | Reduced -2.6k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 143.8k $1.3m | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 130.7k $1.2m | Reduced -858 |
| LPL Financial LLC 0.00% of their portfolio | 86.6k $780.1k | Reduced -39.1k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 77.9k $701.9k | Added +11.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 70.3k $633.7k | Added +636 |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 66.3k $597.0k | Reduced -118 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 66.2k $596.4k | Reduced -13.6k |
| Calamos Advisors LLC 0.00% of their portfolio | 66.1k $596.0k | New |
| Morey & Quinn Wealth Partners, LLC 0.41% of their portfolio | 63.4k $571.5k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 61.1k $550.6k | Reduced -888 |
| Equitable Holdings, Inc. 0.00% of their portfolio | 59.8k $556.3k | Added +5.2k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 55.1k $496.0k | Reduced -660 |
| Independent Advisor Alliance 0.01% of their portfolio | 52.1k $469.4k | New |
| UBS Group AG 0.00% of their portfolio | 52.0k $468.6k | Reduced -54.5k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 51.6k $465.0k | Added +5.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 38.5k $347.0k | Reduced -1.2k |
| Closed-End Fund Advisors, Inc. 0.34% of their portfolio | 36.7k $330.5k | Unchanged |
| Uncommon Cents Investing LLC 0.08% of their portfolio | 36.3k $327.3k | Added +2.9k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 35.7k $323.5k | Added +2.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 33.0k $297.0k | Added +2.1k |
| AlphaCore Capital LLC 0.01% of their portfolio | 30.0k $272.5k | Unchanged |
| Concurrent Investment Advisors, LLC 0.00% of their portfolio | 28.5k $256.6k | Reduced -69 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 22.5k $202.7k | Reduced -1.6k |
| Mariner, LLC 0.00% of their portfolio | 22.2k $199.9k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 22.1k $199.4k | Reduced -623 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 21.6k $194.0k | Reduced -1.9k |
| Private Advisor Group, LLC 0.00% of their portfolio | 18.6k $167.3k | Unchanged |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 18.5k $167.1k | Added +183 |
| World Investment Advisors 0.00% of their portfolio | 17.5k $157.9k | Reduced -158 |
| Encompass More Asset Management 0.02% of their portfolio | 13.9k $124.9k | Added +92 |
| Integris Wealth Management, LLC 0.03% of their portfolio | 12.5k $116.2k | Unchanged |
| NWAM LLC 0.01% of their portfolio | 12.4k $111.4k | Unchanged |
| Dynamic Advisor Solutions LLC 0.00% of their portfolio | 12.1k $109.2k | Reduced -326 |
| Perigon Wealth Management, LLC 0.00% of their portfolio | 12.1k $108.8k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 11.1k $99.8k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.0k $99.4k | Added +136 |
| Catalina Capital Group, LLC 0.06% of their portfolio | 10.9k $98.5k | Unchanged |
| VSM Wealth Advisory, LLC 0.02% of their portfolio | 6.8k $61.3k | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 4.0k $36.4k | Added +1.6k |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 2.6k $23.4k | Unchanged |
| IFG Advisory, LLC 0.06% of their portfolio | 2.5k $22.5k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.0k $18.0k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.6k $14.0k | New |
| McIlrath & Eck, LLC 0.00% of their portfolio | 1.5k $13.6k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.4k $12.6k | Reduced -12.2k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.2k $10.6k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 750 $6.8k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 602 $5.4k | Unchanged |
| Private Wealth Management Group, LLC 0.00% of their portfolio | 420 $3.8k | New |
| HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio | 400 $3.6k | Unchanged |
| Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio | 329 $3.0k | Unchanged |
| Osbon Capital Management LLC 0.00% of their portfolio | 280 $2.5k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 205 $1.8k | New |
| Wilmington Savings Fund Society, FSB 0.00% of their portfolio | 200 $1.8k | New |
| WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio | 167 $1.5k | New |
| WPG Advisers, LLC 0.00% of their portfolio | 151 $1.4k | Added +5 |
| BlackRock, Inc. 0.00% of their portfolio | 60 $541 | New |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 54 $487 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $9 | Unchanged |