Vault-13

ALLSPRING MULTI SECTOR INCOM ERC

COM · Closed-End Fund · CUSIP 94987D101

72 institutional holders +4 vs Q4 2025
9,879,8299.9m shares reported held*
$89.2mreported value*
14 new 17 added 21 reduced 8 sold out net bought ≈ $1.1m (+118.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.02.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 62Q1 23: 58Q2 23: 63Q3 23: 61Q4 23: 68Q1 24: 73Q2 24: 68Q3 24: 73Q4 24: 73Q1 25: 69Q2 25: 63Q3 25: 66Q4 25: 68Q1 26: 7272Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202259
Q4 202262
Q1 202358
Q2 202363
Q3 202361
Q4 202368
Q1 202473
Q2 202468
Q3 202473
Q4 202473
Q1 202569
Q2 202563
Q3 202566
Q4 202568
Q1 202672

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 32 bought or addedQ2 24: 23 cut or sold outQ3 24: 35 bought or addedQ3 24: 28 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 28 cut or sold outQ1 25: 30 bought or addedQ1 25: 33 cut or sold outQ1 25Q2 25: 25 bought or addedQ2 25: 33 cut or sold outQ3 25: 34 bought or addedQ3 25: 18 cut or sold outQ3 25Q4 25: 24 bought or addedQ4 25: 28 cut or sold outQ1 26: 31 bought or addedQ1 26: 29 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243223
Q3 20243528
Q4 20243328
Q1 20253033
Q2 20252533
Q3 20253418
Q4 20252428
Q1 20263129

Biggest buyers

Byrne Asset Management LLC New +184,930+184.9k
Advisors Asset Management, Inc. Added +148,292+148.3k
Calamos Advisors LLC New +66,148+66.1k
RAYMOND JAMES FINANCIAL INC Added +57,369+57.4k
Independent Advisor Alliance New +52,100+52.1k
ROYAL BANK OF CANADA Added +45,240+45.2k
Rareview Capital LLC Added +31,591+31.6k
Shaker Financial Services, LLC Added +20,201+20.2k
INDEPENDENT FINANCIAL GROUP, LLC Added +11,510+11.5k
VSM Wealth Advisory, LLC New +6,803+6.8k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -190,963-191.0k
UBS Group AG Reduced -54,538-54.5k
GUGGENHEIM CAPITAL LLC Reduced -54,164-54.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -46,832-46.8k
LPL Financial LLC Reduced -39,064-39.1k
WOLVERINE ASSET MANAGEMENT LLC Sold out -25,963-26.0k
READYSTATE ASSET MANAGEMENT LP Sold out -25,212-25.2k
AMERIPRISE FINANCIAL INC Reduced -16,732-16.7k
Kingsview Wealth Management, LLC Sold out -15,150-15.2k
OSAIC HOLDINGS, INC. Reduced -13,644-13.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 10.3% +2.3 pts 2.9m≈ $26.6m 2026-03-04
FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 9.0% 2.5m≈ $23.3m 2025-01-17

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20261$3.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-02-27 SHLISSEL BRIAN S Director Bought 400 $9.37 $3.7k400 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.52% of their portfolio Minneapolis, MN 2,870,0062.9m $25.9m $25.9m 0.52% Reduced -191.0k -190,963
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 877,697877.7k $7.9m $7.9m 0.00% Added +57.4k +57,369
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 840,687840.7k $7.6m $7.6m 0.00% Added +45.2k +45,240
4 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 657,365657.4k $5.9m $5.9m 0.05% Reduced -54.2k -54,164
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 577,787577.8k $5.2m $5.2m 0.00% Reduced -1.8k -1,796
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 543,879543.9k $4.9m $4.9m 0.00% Reduced -1.6k -1,634
7 1607 Capital Partners, LLC 0.34% of their portfolio Richmond, VA 525,628525.6k $4.7m $4.7m 0.34% Unchanged
8 Shaker Financial Services, LLC 1.17% of their portfolio Arlington, VA 368,049368.0k $3.3m $3.3m 1.17% Added +20.2k +20,201
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 247,405247.4k $2.2m $2.2m 0.00% Reduced -16.7k -16,732
10 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 237,759237.8k $2.1m $2.1m 0.04% Added +148.3k +148,292
11 Byrne Asset Management LLC 0.98% of their portfolio KINGSTON, NJ 184,930184.9k $1.7m $1.7m 0.98% New
12 Rareview Capital LLC 1.02% of their portfolio LAS VEGAS, NV 183,467183.5k $1.7m $1.7m 1.02% Added +31.6k +31,591
13 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 157,253157.3k $1.4m $1.4m 0.05% Reduced -2.6k -2,614
14 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 143,767143.8k $1.3m $1.3m 0.00% Unchanged
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 130,721130.7k $1.2m $1.2m 0.00% Reduced -858 -858
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 86,57686.6k $780.1k $780.1k 0.00% Reduced -39.1k -39,064
17 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 77,90077.9k $701.9k $701.9k 0.02% Added +11.5k +11,510
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 70,33270.3k $633.7k $633.7k 0.00% Added +636 +636
19 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 66,25166.3k $597.0k $597.0k 0.01% Reduced -118 -118
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 66,19566.2k $596.4k $596.4k 0.00% Reduced -13.6k -13,644
21 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 66,14866.1k $596.0k $596.0k 0.00% New
22 Morey & Quinn Wealth Partners, LLC 0.41% of their portfolio OMAHA, NE 63,43163.4k $571.5k $571.5k 0.41% Unchanged
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,11061.1k $550.6k $550.6k 0.00% Reduced -888 -888
24 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 59,81359.8k $556.3k $556.3k 0.00% Added +5.2k +5,178
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 55,10255.1k $496.0k $496.0k 0.00% Reduced -660 -660
26 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 52,10052.1k $469.4k $469.4k 0.01% New
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 52,00952.0k $468.6k $468.6k 0.00% Reduced -54.5k -54,538
28 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 51,60951.6k $465.0k $465.0k 0.01% Added +5.3k +5,258
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,49638.5k $347.0k $347.0k 0.00% Reduced -1.2k -1,161
30 Closed-End Fund Advisors, Inc. 0.34% of their portfolio RICHMOND, VA 36,68236.7k $330.5k $330.5k 0.34% Unchanged
31 Uncommon Cents Investing LLC 0.08% of their portfolio JANESVILLE, WI 36,32536.3k $327.3k $327.3k 0.08% Added +2.9k +2,900
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 35,67035.7k $323.5k $323.5k 0.02% Added +2.7k +2,700
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,96133.0k $297.0k $297.0k 0.00% Added +2.1k +2,115
34 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 30,00030.0k $272.5k $272.5k 0.01% Unchanged
35 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 28,48128.5k $256.6k $256.6k 0.00% Reduced -69 -69
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 22,50022.5k $202.7k $202.7k 0.00% Reduced -1.6k -1,600
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,18922.2k $199.9k $199.9k 0.00% Unchanged
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,13622.1k $199.4k $199.4k 0.00% Reduced -623 -623
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,58221.6k $194.0k $194.0k 0.00% Reduced -1.9k -1,885
40 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,57018.6k $167.3k $167.3k 0.00% Unchanged
41 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 18,54818.5k $167.1k $167.1k 0.00% Added +183 +183
42 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 17,52717.5k $157.9k $157.9k 0.00% Reduced -158 -158
43 Encompass More Asset Management 0.02% of their portfolio Danville, CA 13,86613.9k $124.9k $124.9k 0.02% Added +92 +92
44 Integris Wealth Management, LLC 0.03% of their portfolio Monterey, CA 12,50012.5k $116.2k $116.2k 0.03% Unchanged
45 NWAM LLC 0.01% of their portfolio MERCER ISLAND, WA 12,35912.4k $111.4k $111.4k 0.01% Unchanged
46 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 12,11612.1k $109.2k $109.2k 0.00% Reduced -326 -326
47 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 12,07112.1k $108.8k $108.8k 0.00% Unchanged
48 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11,07311.1k $99.8k $99.8k 0.00% Unchanged
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,03111.0k $99.4k $99.4k 0.00% Added +136 +136
50 Catalina Capital Group, LLC 0.06% of their portfolio Torrance, CA 10,92910.9k $98.5k $98.5k 0.06% Unchanged
51 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 6,8036.8k $61.3k $61.3k 0.02% New
52 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 4,0374.0k $36.4k $36.4k 0.00% Added +1.6k +1,600
53 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 2,6002.6k $23.4k $23.4k 0.00% Unchanged
54 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 2,5002.5k $22.5k $22.5k 0.06% New
55 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $18.0k $18.0k 0.00% Unchanged
56 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,6001.6k $14.0k $14.0k 0.01% New
57 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 1,5101.5k $13.6k $13.6k 0.00% Unchanged
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4001.4k $12.6k $12.6k 0.00% Reduced -12.2k -12,236
59 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1721.2k $10.6k $10.6k 0.00% Unchanged
60 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 750750 $6.8k $6.8k 0.00% New
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 602602 $5.4k $5.4k 0.00% Unchanged
62 Private Wealth Management Group, LLC 0.00% of their portfolio PRINCETON, NJ 420420 $3.8k $3.8k 0.00% New
63 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 400400 $3.6k $3.6k 0.00% Unchanged
64 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 329329 $3.0k $3.0k 0.00% Unchanged
65 Osbon Capital Management LLC 0.00% of their portfolio BOSTON, MA 280280 $2.5k $2.5k 0.00% New
66 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 205205 $1.8k $1.8k 0.00% New
67 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 200200 $1.8k $1.8k 0.00% New
68 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 167167 $1.5k $1.5k 0.00% New
69 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 151151 $1.4k $1.4k 0.00% Added +5 +5
70 BlackRock, Inc. 0.00% of their portfolio New York, NY 6060 $541 $541 0.00% New
71 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5454 $487 $487 0.00% New
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $9 $9 0.00% Unchanged