Vault-13

ALLSPRING MULTI SECTOR INCOM ERC

COM · Closed-End Fund · CUSIP 94987D101

63 institutional holders -6 vs Q1 2025
9,984,33210.0m shares reported held*
$94.4mreported value*
3 new 22 added 25 reduced 8 sold out net bought ≈ $8.1m (+860.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.45.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 62Q1 23: 58Q2 23: 63Q3 23: 61Q4 23: 68Q1 24: 73Q2 24: 68Q3 24: 73Q4 24: 73Q1 25: 69Q2 25: 6363Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202259
Q4 202262
Q1 202358
Q2 202363
Q3 202361
Q4 202368
Q1 202473
Q2 202468
Q3 202473
Q4 202473
Q1 202569
Q2 202563

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 19 bought or addedQ3 23: 31 cut or sold outQ4 23: 24 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 36 bought or addedQ1 24: 21 cut or sold outQ2 24: 32 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 35 bought or addedQ3 24: 28 cut or sold outQ4 24: 33 bought or addedQ4 24: 28 cut or sold outQ4 24Q1 25: 30 bought or addedQ1 25: 33 cut or sold outQ2 25: 25 bought or addedQ2 25: 33 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231931
Q4 20232427
Q1 20243621
Q2 20243223
Q3 20243528
Q4 20243328
Q1 20253033
Q2 20252533

Biggest buyers

ROYAL BANK OF CANADA Added +781,744+781.7k
SIT INVESTMENT ASSOCIATES INC Added +223,219+223.2k
GUGGENHEIM CAPITAL LLC Added +162,810+162.8k
RAYMOND JAMES FINANCIAL INC Added +74,593+74.6k
1607 Capital Partners, LLC Added +24,796+24.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +21,717+21.7k
Invesco Ltd. Added +19,340+19.3k
GraniteShares Advisors LLC Added +19,096+19.1k
AMERIPRISE FINANCIAL INC Added +18,805+18.8k
READYSTATE ASSET MANAGEMENT LP New +14,800+14.8k

Biggest sellers

Pathstone Holdings, LLC Reduced -178,987-179.0k
AQR Arbitrage LLC Sold out -63,314-63.3k
Rareview Capital LLC Reduced -47,972-48.0k
UBS Group AG Reduced -39,518-39.5k
Calamos Advisors LLC Sold out -36,719-36.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -34,685-34.7k
BENJAMIN EDWARDS INC Reduced -30,070-30.1k
MORGAN STANLEY Reduced -21,973-22.0k
Shaker Financial Services, LLC Reduced -18,014-18.0k
Moors & Cabot, Inc. Sold out -18,000-18.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 10.3% +2.3 pts 2.9m≈ $26.6m 2026-03-04
FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 9.0% 2.5m≈ $23.3m 2025-01-17

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.50% of their portfolio Minneapolis, MN 2,455,8992.5m $23.2m $23.2m 0.50% Added +223.2k +223,219
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,337,4481.3m $12.6m $12.6m 0.00% Added +781.7k +781,744
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 803,542803.5k $7.6m $7.6m 0.00% Added +74.6k +74,593
4 1607 Capital Partners, LLC 0.60% of their portfolio Richmond, VA 783,634783.6k $7.4m $7.4m 0.60% Added +24.8k +24,796
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 579,671579.7k $5.5m $5.5m 0.00% Reduced -22.0k -21,973
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 522,545522.5k $4.9m $4.9m 0.00% Added +19.3k +19,340
7 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 479,293479.3k $4.5m $4.5m 0.02% Reduced -179.0k -178,987
8 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 334,994335.0k $3.2m $3.2m 0.03% Added +162.8k +162,810
9 Shaker Financial Services, LLC 1.09% of their portfolio Arlington, VA 315,553315.6k $3.0m $3.0m 1.09% Reduced -18.0k -18,014
10 GraniteShares Advisors LLC 1.77% of their portfolio NEW YORK, NY 305,503305.5k $2.9m $2.9m 1.77% Added +19.1k +19,096
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 193,427193.4k $1.8m $1.8m 0.00% Added +18.8k +18,805
12 Sowell Financial Services LLC 0.06% of their portfolio NORTH LITTLE ROCK, AR 164,342164.3k $1.6m $1.6m 0.06% Reduced -423 -423
13 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 143,767143.8k $1.4m $1.4m 0.00% Unchanged
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 134,484134.5k $1.3m $1.3m 0.00% Reduced -795 -795
15 Rareview Capital LLC 0.73% of their portfolio LAS VEGAS, NV 121,778121.8k $1.2m $1.2m 0.73% Reduced -48.0k -47,972
16 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 112,946112.9k $1.1m $1.1m 0.00% Reduced -1.1k -1,083
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 97,64997.6k $922.8k $922.8k 0.00% Reduced -39.5k -39,518
18 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 85,85485.9k $811.3k $811.3k 0.01% Reduced -30.1k -30,070
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,80875.8k $716.4k $716.4k 0.00% Added +5.6k +5,604
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 74,00274.0k $699.3k $699.3k 0.00% Reduced -7.6k -7,587
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 67,75667.8k $640.3k $640.3k 0.00% Added +6.1k +6,112
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,51466.5k $628.6k $628.6k 0.00% Reduced -2.6k -2,552
23 Morey & Quinn Wealth Partners, LLC 0.48% of their portfolio OMAHA, NE 63,45163.5k $599.6k $599.6k 0.48% Unchanged
24 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 55,95856.0k $528.8k $528.8k 0.00% Added +537 +537
25 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 52,41552.4k $495.3k $495.3k 0.01% Reduced -100 -100
26 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 44,71744.7k $422.6k $422.6k 0.01% Added +2.7k +2,740
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 42,46942.5k $401.0k $401.0k 0.00% Added +14.6k +14,627
28 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 34,40234.4k $325.1k $325.1k 0.03% Added +2.0k +2,000
29 Uncommon Cents Investing LLC 0.08% of their portfolio JANESVILLE, WI 33,42533.4k $315.9k $315.9k 0.08% Reduced -1.5k -1,485
30 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.03% of their portfolio London, X0 33,30433.3k $314.7k $314.7k 0.03% Reduced -2.7k -2,700
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,02831.0k $293.2k $293.2k 0.00% Added +5.9k +5,877
32 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 30,00030.0k $285.7k $285.7k 0.01% Unchanged
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 23,90023.9k $225.9k $225.9k 0.00% Reduced -3.5k -3,500
34 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 22,53422.5k $212.9k $212.9k 0.00% Added +567 +567
35 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,18922.2k $209.7k $209.7k 0.00% Reduced -800 -800
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,71721.7k $207.4k $207.4k 0.00% New
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,80020.8k $196.6k $196.6k 0.00% Reduced -22 -22
38 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,57018.6k $175.5k $175.5k 0.00% Added +5.0k +5,000
39 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 18,36518.4k $173.5k $173.5k 0.00% Unchanged
40 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 15,15015.2k $143.2k $143.2k 0.00% Unchanged
41 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 14,80014.8k $139.9k $139.9k 0.01% New
42 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,83013.8k $130.7k $130.7k 0.00% Reduced -159 -159
43 Encompass More Asset Management 0.03% of their portfolio Danville, CA 13,71113.7k $129.6k $129.6k 0.03% Added +88 +88
44 NWAM LLC 0.01% of their portfolio MERCER ISLAND, WA 12,85912.9k $120.5k $120.5k 0.01% Unchanged
45 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 12,50512.5k $118.2k $118.2k 0.00% Reduced -1.1k -1,118
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11,07311.1k $104.6k $104.6k 0.00% New
47 Catalina Capital Group, LLC 0.07% of their portfolio Torrance, CA 10,86410.9k $102.7k $102.7k 0.07% Reduced -28 -28
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,44010.4k $99.0k $99.0k 0.00% Added +127 +127
49 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 10,13210.1k $96.0k $96.0k 0.00% Reduced -9.0k -8,954
50 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 6,1876.2k $58.5k $58.5k 0.02% Added +286 +286
51 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 5,4905.5k $51.9k $51.9k 0.01% Added +4.0k +3,958
52 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,3415.3k $50.5k $50.5k 0.00% Added +306 +306
53 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 4,9645.0k $46.9k $46.9k 0.00% Unchanged
54 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,4372.4k $23.0k $23.0k 0.00% Reduced -700 -700
55 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,0342.0k $19.2k $19.2k 0.00% Reduced -595 -595
56 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $18.9k $18.9k 0.00% Unchanged
57 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,6001.6k $15.0k $15.0k 0.01% Unchanged
58 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 1,5101.5k $14.3k $14.3k 0.00% Unchanged
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0001.0k $9.4k $9.4k 0.00% First filing
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 602602 $5.7k $5.7k 0.00% Unchanged
61 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 150150 $1.4k $1.4k 0.00% Reduced -44 -44
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Reduced -1 -1
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged