Vault-13

ALLSPRING MULTI SECTOR INCOM ERC

COM · Closed-End Fund · CUSIP 94987D101

69 institutional holders -4 vs Q4 2024
9,161,7899.2m shares reported held*
$84.5mreported value*
5 new 25 added 24 reduced 9 sold out net bought ≈ $7.7m (+836.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.23.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 62Q1 23: 58Q2 23: 63Q3 23: 61Q4 23: 68Q1 24: 73Q2 24: 68Q3 24: 73Q4 24: 73Q1 25: 6969Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202259
Q4 202262
Q1 202358
Q2 202363
Q3 202361
Q4 202368
Q1 202473
Q2 202468
Q3 202473
Q4 202473
Q1 202569

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 27 bought or addedQ2 23: 22 cut or sold outQ3 23: 19 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 27 cut or sold outQ1 24: 36 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 32 bought or addedQ2 24: 23 cut or sold outQ3 24: 35 bought or addedQ3 24: 28 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 28 cut or sold outQ1 25: 30 bought or addedQ1 25: 33 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232722
Q3 20231931
Q4 20232427
Q1 20243621
Q2 20243223
Q3 20243528
Q4 20243328
Q1 20253033

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +1,020,228+1.0m
MORGAN STANLEY Added +140,014+140.0k
GUGGENHEIM CAPITAL LLC Added +114,700+114.7k
Pathstone Holdings, LLC Added +52,944+52.9k
ROYAL BANK OF CANADA Added +47,988+48.0k
LPL Financial LLC Added +39,858+39.9k
RAYMOND JAMES FINANCIAL INC Added +34,472+34.5k
AlphaCore Capital LLC New +30,000+30.0k
UBS Group AG Added +19,250+19.2k
GraniteShares Advisors LLC Added +17,360+17.4k

Biggest sellers

Thomas J. Herzfeld Advisors, Inc. Sold out -145,328-145.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -111,202-111.2k
AQR Arbitrage LLC Reduced -87,771-87.8k
STIFEL FINANCIAL CORP Reduced -60,360-60.4k
Independent Advisor Alliance Sold out -46,200-46.2k
Shaker Financial Services, LLC Reduced -42,724-42.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -36,209-36.2k
CHOREO, LLC Sold out -35,002-35.0k
HighTower Advisors, LLC Sold out -27,663-27.7k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -25,000-25.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 10.3% +2.3 pts 2.9m≈ $26.6m 2026-03-04
FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 9.0% 2.5m≈ $23.3m 2025-01-17

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 23: 2 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20232$23.8k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.48% of their portfolio Minneapolis, MN 2,232,6802.2m $20.6m $20.6m 0.48% Added +1.0m +1,020,228
2 1607 Capital Partners, LLC 0.56% of their portfolio Richmond, VA 758,838758.8k $7.0m $7.0m 0.56% Reduced -24.6k -24,600
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 728,949728.9k $6.7m $6.7m 0.00% Added +34.5k +34,472
4 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 658,280658.3k $6.1m $6.1m 0.03% Added +52.9k +52,944
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 601,644601.6k $5.5m $5.5m 0.00% Added +140.0k +140,014
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 555,704555.7k $5.1m $5.1m 0.00% Added +48.0k +47,988
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 503,205503.2k $4.6m $4.6m 0.00% Reduced -19.2k -19,212
8 Shaker Financial Services, LLC 1.21% of their portfolio Arlington, VA 333,567333.6k $3.1m $3.1m 1.21% Reduced -42.7k -42,724
9 GraniteShares Advisors LLC 1.68% of their portfolio NEW YORK, NY 286,407286.4k $2.6m $2.6m 1.68% Added +17.4k +17,360
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 174,622174.6k $1.6m $1.6m 0.00% Reduced -11.1k -11,064
11 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 172,184172.2k $1.6m $1.6m 0.01% Added +114.7k +114,700
12 Rareview Capital LLC 0.99% of their portfolio LAS VEGAS, NV 169,750169.8k $1.6m $1.6m 0.99% Added +10.0k +10,010
13 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 164,765164.8k $1.5m $1.5m 0.07% Reduced -3.8k -3,823
14 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 143,767143.8k $1.3m $1.3m 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 137,167137.2k $1.3m $1.3m 0.00% Added +19.2k +19,250
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 135,279135.3k $1.2m $1.2m 0.00% Reduced -2.1k -2,106
17 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 115,924115.9k $1.1m $1.1m 0.01% Reduced -14.7k -14,722
18 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 114,029114.0k $1.1m $1.1m 0.00% Unchanged
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 81,58981.6k $752.2k $752.2k 0.00% Added +7.9k +7,942
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 70,20470.2k $647.3k $647.3k 0.00% Added +4.7k +4,692
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,06669.1k $636.8k $636.8k 0.00% Reduced -60.4k -60,360
22 Morey & Quinn Wealth Partners, LLC 0.48% of their portfolio OMAHA, NE 63,45163.5k $585.0k $585.0k 0.48% Added +3.1k +3,112
23 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 63,31463.3k $583.8k $583.8k 0.01% Reduced -87.8k -87,771
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,64461.6k $568.4k $568.4k 0.00% Added +39.9k +39,858
25 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 55,42155.4k $511.0k $511.0k 0.00% Added +13.6k +13,577
26 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 52,51552.5k $484.2k $484.2k 0.02% Added +1.9k +1,875
27 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 41,97742.0k $387.0k $387.0k 0.01% Reduced -3.9k -3,906
28 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 36,71936.7k $338.5k $338.5k 0.00% Reduced -21.7k -21,701
29 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.04% of their portfolio London, X0 36,00436.0k $332.0k $332.0k 0.04% Reduced -25.0k -25,000
30 Uncommon Cents Investing LLC 0.09% of their portfolio JANESVILLE, WI 34,91034.9k $321.9k $321.9k 0.09% Reduced -150 -150
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 34,68534.7k $319.8k $319.8k 0.03% Reduced -36.2k -36,209
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 32,40232.4k $298.7k $298.7k 0.03% Unchanged
33 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 30,00030.0k $278.8k $278.8k 0.02% New
34 Selway Asset Management 0.11% of their portfolio BOISE, ID 28,12928.1k $259.3k $259.3k 0.11% Reduced -406 -406
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,84227.8k $257.0k $257.0k 0.00% Reduced -373 -373
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,40027.4k $252.6k $252.6k 0.00% Reduced -4.5k -4,500
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,15125.2k $231.9k $231.9k 0.00% Reduced -111.2k -111,202
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,98923.0k $212.0k $212.0k 0.00% Reduced -2.5k -2,500
39 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 21,96722.0k $202.5k $202.5k 0.00% Added +2.1k +2,095
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,82220.8k $192.0k $192.0k 0.00% Added +660 +660
41 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 19,08619.1k $176.0k $176.0k 0.00% Reduced -14.2k -14,209
42 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 18,36518.4k $169.3k $169.3k 0.00% Unchanged
43 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 18,00018.0k $166.0k $166.0k 0.01% Unchanged
44 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 15,15015.2k $139.7k $139.7k 0.00% Unchanged
45 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,98914.0k $129.0k $129.0k 0.00% Added +3.3k +3,264
46 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 13,62313.6k $125.6k $125.6k 0.00% New
47 Encompass More Asset Management 0.04% of their portfolio Danville, CA 13,62313.6k $125.6k $125.6k 0.04% Added +41 +41
48 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,57013.6k $125.1k $125.1k 0.00% Reduced -2.1k -2,146
49 NWAM LLC 0.01% of their portfolio MERCER ISLAND, WA 12,85912.9k $118.6k $118.6k 0.01% Unchanged
50 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 12,79412.8k $118.0k $118.0k 0.00% Added +1.9k +1,857
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,24112.2k $112.9k $112.9k 0.00% Reduced -1.0k -1,014
52 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,11212.1k $111.0k $111.0k 0.00% New
53 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 11,06311.1k $102.0k $102.0k 0.01% Added +22 +22
54 Catalina Capital Group, LLC 0.07% of their portfolio Torrance, CA 10,89210.9k $100.4k $100.4k 0.07% Unchanged
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,31310.3k $95.0k $95.0k 0.00% Added +65 +65
56 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 5,9015.9k $54.4k $54.4k 0.02% Added +295 +295
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,0355.0k $46.4k $46.4k 0.00% Added +172 +172
58 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 4,9645.0k $45.8k $45.8k 0.00% Unchanged
59 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,1373.1k $28.9k $28.9k 0.00% Unchanged
60 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,6292.6k $33.4k $33.4k 0.00% Added +1.9k +1,917
61 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $18.4k $18.4k 0.00% Reduced -655 -655
62 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,6001.6k $14.0k $14.0k 0.01% Unchanged
63 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 1,5321.5k $14.1k $14.1k 0.00% New
64 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 1,5101.5k $13.9k $13.9k 0.00% Unchanged
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 602602 $5.5k $5.5k 0.00% Unchanged
66 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 194194 $1.8k $1.8k 0.00% Reduced -236 -236
67 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 4242 $388 $388 0.00% New
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $8 $8 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged