ALLSPRING MULTI SECTOR INCOM ERC
COM · Closed-End Fund · CUSIP 94987D101
68
institutional holders
-5 vs Q1 2024
5.4m
shares reported held*
$48.6mreported value*
4 new
28 added
14 reduced
9 sold out
net bought ≈ $2.0m (+205.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.99.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 62 |
| Q1 2023 | 58 |
| Q2 2023 | 63 |
| Q3 2023 | 61 |
| Q4 2023 | 68 |
| Q1 2024 | 73 |
| Q2 2024 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 27 |
| Q1 2023 | 25 | 29 |
| Q2 2023 | 27 | 22 |
| Q3 2023 | 19 | 31 |
| Q4 2023 | 24 | 27 |
| Q1 2024 | 36 | 21 |
| Q2 2024 | 32 | 23 |
Biggest buyers
| 1607 Capital Partners, LLC | New | +174.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +151.7k |
| SIT INVESTMENT ASSOCIATES INC | Added | +148.6k |
| Invesco Ltd. | Added | +106.4k |
| AQR Arbitrage LLC | New | +106.0k |
| Thomas J. Herzfeld Advisors, Inc. | Added | +79.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +57.7k |
| RAYMOND JAMES & ASSOCIATES | Added | +57.5k |
| Raymond James Financial Services Advisors, Inc. | Added | +27.6k |
| Walleye Capital LLC | Added | +18.6k |
Biggest sellers
| MORGAN STANLEY | Reduced | -467.4k |
| OSAIC HOLDINGS, INC. | Reduced | -152.6k |
| Aquire Wealth Advisors, LLC | Sold out | -27.3k |
| Stonebrook Private Inc. | Sold out | -19.9k |
| Shaker Financial Services, LLC | Reduced | -19.7k |
| Moors & Cabot, Inc. | Reduced | -15.0k |
| Global Assets Advisory, LLC | Sold out | -14.1k |
| NWF Advisory Services Inc. | Sold out | -12.4k |
| Semus Wealth Partners LLC | Sold out | -11.7k |
| Janney Montgomery Scott LLC | Sold out | -10.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution +2.3 pts · filed 2026-03-04 | 10.3% |
| FIRST TRUST PORTFOLIOS LP 13G · institution filed 2025-01-17 | 9.0% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 1 | $1.5k | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 2 | $23.8k | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Shaker Financial Services, LLC 1.80% of their portfolio | 492.9k $4.5m | Reduced -19.7k |
| Invesco Ltd. 0.00% of their portfolio | 419.5k $3.8m | Added +106.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 407.7k $3.7m | Added +2.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 341.3k $3.1m | Added +57.5k |
| MORGAN STANLEY 0.00% of their portfolio | 322.9k $2.9m | Reduced -467.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 279.7k $2.5m | Added +9.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 246.7k $2.2m | Added +27.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.18% of their portfolio | 231.1k $2.1m | Added +151.7k |
| 1607 Capital Partners, LLC 0.14% of their portfolio | 174.8k $1.6m | New |
| Sowell Financial Services LLC 0.07% of their portfolio | 169.5k $1.5m | Reduced -8.4k |
| SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio | 168.9k $1.5m | Added +148.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 149.7k $1.3m | Reduced -9.0k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 143.8k $1.3m | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 138.9k $1.2m | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio | 124.4k $1.1m | Added +7.6k |
| Thomas J. Herzfeld Advisors, Inc. 0.39% of their portfolio | 122.5k $1.1m | Added +79.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 121.8k $1.1m | Added +12.5k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 121.5k $1.1m | Reduced -356 |
| Fiera Capital Corp 0.00% of their portfolio | 110.8k $995.3k | Unchanged |
| AQR Arbitrage LLC 0.02% of their portfolio | 106.0k $949.6k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 102.9k $924.0k | Added +57.7k |
| UBS Group AG 0.00% of their portfolio | 67.8k $609.2k | Added +5.9k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 66.1k $593.7k | Added +207 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 65.3k $586.3k | Added +322 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 53.8k $482.9k | Reduced -152.6k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 48.9k $439.0k | Reduced -2.6k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 47.0k $422.4k | Added +4.8k |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 45.8k $411.0k | Reduced -3.8k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 37.0k $332.3k | Added +800 |
| Uncommon Cents Investing LLC 0.10% of their portfolio | 35.1k $314.8k | Added +110 |
| Walleye Capital LLC 0.00% of their portfolio | 33.1k $297.6k | Added +18.6k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 30.4k $273.0k | Added +2.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 29.7k $266.0k | Added +22 |
| Selway Asset Management 0.10% of their portfolio | 27.1k $243.6k | Reduced -8.7k |
| Private Advisor Group, LLC 0.00% of their portfolio | 27.1k $243.1k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 26.5k $237.9k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 24.1k $216.5k | Reduced -1.5k |
| CHOREO, LLC 0.00% of their portfolio | 22.9k $206.1k | Added +1.5k |
| Quantum Portfolio Management LLC 0.11% of their portfolio | 22.0k $197.8k | Unchanged |
| Capital Wealth Alliance, LLC 0.09% of their portfolio | 17.5k $156.7k | Reduced -1.7k |
| Cetera Investment Advisers 0.00% of their portfolio | 15.7k $141.0k | Added +646 |
| Kingsview Wealth Management, LLC 0.00% of their portfolio | 15.2k $136.1k | Reduced -172 |
| Calamos Advisors LLC 0.00% of their portfolio | 14.5k $130.3k | New |
| Concurrent Investment Advisors, LLC 0.00% of their portfolio | 13.8k $123.7k | Reduced -3.4k |
| Moors & Cabot, Inc. 0.01% of their portfolio | 13.7k $123.0k | Reduced -15.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 13.5k $122.0k | Added +176 |
| NWAM LLC 0.03% of their portfolio | 12.9k $115.5k | Unchanged |
| Dynamic Advisor Solutions LLC 0.00% of their portfolio | 12.8k $115.3k | Added +394 |
| Logan Stone Capital, LLC 0.03% of their portfolio | 12.6k $112.8k | New |
| Catalina Capital Group, LLC 0.04% of their portfolio | 11.5k $103.3k | Unchanged |
| Arkadios Wealth Advisors 0.01% of their portfolio | 10.9k $98.1k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 9.5k $85.2k | Added +97 |
| Gilliland Jeter Wealth Management LLC 0.02% of their portfolio | 5.7k $50.8k | Added +102 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 5.0k $44.6k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 4.2k $37.3k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.7k $23.8k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 1.5k $13.6k | Unchanged |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 1.5k $13.5k | First filing |
| US BANCORP \DE\ 0.00% of their portfolio | 1.5k $13.3k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 834 $7.5k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 770 $6.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 602 $5.4k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 586 $5.3k | Unchanged |
| Winch Advisory Services, LLC 0.00% of their portfolio | 167 $1.5k | Added +4 |
| Allworth Financial LP 0.00% of their portfolio | 150 $1.4k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $8 | Added +1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 0 $2 | Unchanged |