Vault-13

ALLSPRING INCOME OPPORTUNIT XEADX

INC OPPTY FD · Closed-End Fund · CUSIP 94987B105

79 institutional holders -5 vs Q1 2025
15,234,16015.2m shares reported held*
$107.6mreported value*
4 new 29 added 19 reduced 7 sold out net sold ≈ $4.9m (-691.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.06.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 75Q4 22: 79Q1 23: 79Q2 23: 72Q3 23: 76Q4 23: 80Q1 24: 76Q2 24: 74Q3 24: 77Q4 24: 78Q1 25: 84Q2 25: 7979Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202275
Q4 202279
Q1 202379
Q2 202372
Q3 202376
Q4 202380
Q1 202476
Q2 202474
Q3 202477
Q4 202478
Q1 202584
Q2 202579

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 32 bought or addedQ3 23: 33 cut or sold outQ4 23: 32 bought or addedQ4 23: 34 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 34 cut or sold outQ2 24: 30 bought or addedQ2 24: 31 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 28 cut or sold outQ4 24: 33 bought or addedQ4 24: 20 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 26 cut or sold outQ2 25: 33 bought or addedQ2 25: 26 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233233
Q4 20233234
Q1 20243234
Q2 20243031
Q3 20243128
Q4 20243320
Q1 20253526
Q2 20253326

Biggest buyers

MORGAN STANLEY Added +162,140+162.1k
Luken Investment Analytics, LLC Added +90,929+90.9k
Invesco Ltd. Added +87,577+87.6k
Pathstone Holdings, LLC Added +71,758+71.8k
GUGGENHEIM CAPITAL LLC Added +57,362+57.4k
ROYAL BANK OF CANADA Added +57,257+57.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +42,404+42.4k
UBS Group AG Added +24,567+24.6k
Shaker Financial Services, LLC Added +24,002+24.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +22,465+22.5k

Biggest sellers

Peak Planning Group, LLC Sold out -782,407-782.4k
SIT INVESTMENT ASSOCIATES INC Reduced -277,727-277.7k
COHEN & STEERS, INC. Reduced -103,646-103.6k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -53,454-53.5k
READYSTATE ASSET MANAGEMENT LP Sold out -46,439-46.4k
LPL Financial LLC Reduced -29,870-29.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,373-20.4k
Avior Wealth Management, LLC Sold out -18,892-18.9k
Geneos Wealth Management Inc. Reduced -16,788-16.8k
AQR Arbitrage LLC Sold out -16,458-16.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2025-02-03 5.1% new 3.0m≈ $19.7m 2025-02-03

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,952,6884.0m $27.9m $27.9m 0.00% Added +162.1k +162,140
2 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 1,888,1051.9m $13.3m $13.3m 0.05% Added +71.8k +71,758
3 SIT INVESTMENT ASSOCIATES INC 0.15% of their portfolio Minneapolis, MN 1,012,5991.0m $7.1m $7.1m 0.15% Reduced -277.7k -277,727
4 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 996,321996.3k $7.0m $7.0m 0.06% Added +57.4k +57,362
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 897,364897.4k $6.3m $6.3m 0.00% Added +87.6k +87,577
6 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 864,743864.7k $6.1m $6.1m 0.01% Reduced -103.6k -103,646
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.31% of their portfolio WEST PALM BEACH, FL 797,190797.2k $5.6m $5.6m 0.31% Reduced -53.5k -53,454
8 Shaker Financial Services, LLC 1.51% of their portfolio Arlington, VA 587,142587.1k $4.2m $4.2m 1.51% Added +24.0k +24,002
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 359,795359.8k $2.5m $2.5m 0.00% Added +24.6k +24,567
10 Rareview Capital LLC 1.48% of their portfolio LAS VEGAS, NV 331,813331.8k $2.3m $2.3m 1.48% Reduced -15.6k -15,589
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 309,575309.6k $2.2m $2.2m 0.00% Unchanged
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 300,980301.0k $2.1m $2.1m 0.00% Added +8.5k +8,548
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 293,492293.5k $2.1m $2.1m 0.00% Reduced -29.9k -29,870
14 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 220,649220.6k $1.6m $1.6m 0.00% Unchanged
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 176,814176.8k $1.2m $1.2m 0.00% Reduced -771 -771
16 Marks Group Wealth Management, Inc 0.12% of their portfolio MINNETONKA, MN 176,440176.4k $1.2m $1.2m 0.12% Unchanged
17 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 172,696172.7k $1.2m $1.2m 0.01% Reduced -4.2k -4,179
18 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 161,182161.2k $1.1m $1.1m 0.02% Added +5.2k +5,182
19 EASTERLY INVESTMENT PARTNERS LLC 0.08% of their portfolio BEVERLY, MA 158,861158.9k $1.1m $1.1m 0.08% Unchanged
20 Luken Investment Analytics, LLC 0.41% of their portfolio BRENTWOOD, TN 132,968133.0k $938.8k $938.8k 0.41% Added +90.9k +90,929
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 116,830116.8k $824.0k $824.0k 0.00% Added +57.3k +57,257
22 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 111,922111.9k $790.2k $790.2k 0.00% Reduced -75 -75
23 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 103,500103.5k $730.7k $730.7k 0.03% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 96,47596.5k $681.1k $681.1k 0.00% Added +6.8k +6,846
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 69,93969.9k $493.8k $493.8k 0.00% Reduced -5.6k -5,600
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 63,82863.8k $450.6k $450.6k 0.00% Added +442 +442
27 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 59,21959.2k $418.1k $418.1k 0.02% Added +15.9k +15,885
28 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 58,69058.7k $414.4k $414.4k 0.01% Added +1.5k +1,500
29 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 56,16156.2k $399.5k $399.5k 0.00% Unchanged
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 55,37955.4k $394.3k $394.3k 0.00% Added +42.4k +42,404
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,10053.1k $374.9k $374.9k 0.00% Added +4.1k +4,076
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 49,82049.8k $351.7k $351.7k 0.00% Added +1.4k +1,420
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,31237.3k $263.4k $263.4k 0.00% Added +22.5k +22,465
34 INTEGRATED CAPITAL MANAGEMENT, INC. 0.18% of their portfolio JESSUP, PA 34,33334.3k $242.4k $242.4k 0.18% Added +1.4k +1,377
35 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.02% of their portfolio London, X0 32,59532.6k $230.1k $230.1k 0.02% Unchanged
36 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 30,55030.6k $215.7k $215.7k 0.02% Unchanged
37 KPP Advisory Services LLC 0.03% of their portfolio Louisville, KY 28,39128.4k $200.4k $200.4k 0.03% Reduced -1.4k -1,369
38 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 26,13726.1k $185.9k $185.9k 0.00% Added +1.2k +1,175
39 ACCREDITED INVESTOR SERVICES, LLC 0.13% of their portfolio ST. CLOUD, MN 23,52623.5k $166.1k $166.1k 0.13% Added +189 +189
40 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 22,84022.8k $161.2k $161.2k 0.00% Unchanged
41 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 22,71922.7k $160.4k $160.4k 0.00% Added +8.4k +8,427
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,46622.5k $158.6k $158.6k 0.00% Reduced -6.2k -6,207
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,45621.5k $151.5k $151.5k 0.00% Reduced -20.4k -20,373
44 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 19,94819.9k $140.8k $140.8k 0.00% Added +7.3k +7,297
45 Clear Creek Financial Management, LLC 0.01% of their portfolio SILVERDALE, WA 18,34418.3k $129.5k $129.5k 0.01% Reduced -11.4k -11,412
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,43917.4k $123.0k $123.0k 0.00% Reduced -16.2k -16,228
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,45516.5k $116.2k $116.2k 0.00% New
48 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 16,42516.4k $116.0k $116.0k 0.00% New
49 NWF Advisory Services Inc. 0.01% of their portfolio Los Angeles, CA 16,30016.3k $115.1k $115.1k 0.01% Unchanged
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,74815.7k $111.0k $111.0k 0.00% Added +183 +183
51 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 15,71915.7k $111.0k $111.0k 0.00% Reduced -16.8k -16,788
52 Collaborative Wealth Managment Inc. 0.05% of their portfolio LAKE MARY, FL 15,44015.4k $109.0k $109.0k 0.05% Reduced -1.2k -1,194
53 Siligmueller & Norvid Wealth Advisors LLC 0.04% of their portfolio GLEN ELLYN, IL 13,25013.2k $93.7k $93.7k 0.04% Unchanged
54 WEST MICHIGAN ADVISORS, LLC 0.03% of their portfolio HOLLAND, MI 12,76112.8k $90.8k $90.8k 0.03% Added +297 +297
55 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 11,95011.9k $84.4k $84.4k 0.00% Unchanged
56 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,85011.8k $83.4k $83.4k 0.00% New
57 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,96611.0k $77.4k $77.4k 0.00% Unchanged
58 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 10,01110.0k $70.7k $70.7k 0.02% Added +399 +399
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,8003.8k $26.8k $26.8k 0.00% Unchanged
60 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,3303.3k $23.5k $23.5k 0.00% Unchanged
61 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 3,1103.1k $22.0k $22.0k 0.00% Added +72 +72
62 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 2,6572.7k $18.8k $18.8k 0.02% Reduced -569 -569
63 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,1012.1k $14.8k $14.8k 0.00% Added +934 +934
64 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,8001.8k $12.0k $12.0k 0.01% Unchanged
65 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,7001.7k $12.0k $12.0k 0.00% Unchanged
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2561.3k $8.9k $8.9k 0.00% Unchanged
67 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1,2101.2k $8.5k $8.5k 0.00% Unchanged
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 631631 $4.0k $4.0k 0.00% Unchanged
69 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 465465 $3.3k $3.3k 0.00% Unchanged
70 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 409409 $2.9k $2.9k 0.00% Unchanged
71 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $2.1k $2.1k 0.00% Unchanged
72 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 6060 $424 $424 0.00% New
73 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5959 $417 $417 0.00% Unchanged
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2424 $169 $169 0.00% Added +14 +14
75 Cheviot Value Management, LLC 0.00% of their portfolio BEVERLY HILLS, CA 1919 $135 $135 0.00% Unchanged
76 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 99 $64 $64 0.00% Reduced -60 -60
77 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 99 $64 $64 0.00% Unchanged
78 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $2 $2 0.00% Reduced -1 -1
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged