Vault-13

ALLSPRING INCOME OPPORTUNIT XEADX

INC OPPTY FD · Closed-End Fund · CUSIP 94987B105

84 institutional holders +6 vs Q4 2024
15,999,90516.0m shares reported held*
$109.6mreported value*
9 new 26 added 23 reduced 3 sold out net bought ≈ $1.1m (+165.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.85.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 75Q4 22: 79Q1 23: 79Q2 23: 72Q3 23: 76Q4 23: 80Q1 24: 76Q2 24: 74Q3 24: 77Q4 24: 78Q1 25: 8484Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202275
Q4 202279
Q1 202379
Q2 202372
Q3 202376
Q4 202380
Q1 202476
Q2 202474
Q3 202477
Q4 202478
Q1 202584

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 32 bought or addedQ2 23: 29 cut or sold outQ3 23: 32 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 34 cut or sold outQ1 24: 32 bought or addedQ1 24: 34 cut or sold outQ1 24Q2 24: 30 bought or addedQ2 24: 31 cut or sold outQ3 24: 31 bought or addedQ3 24: 28 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 20 cut or sold outQ1 25: 35 bought or addedQ1 25: 26 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233229
Q3 20233233
Q4 20233234
Q1 20243234
Q2 20243031
Q3 20243128
Q4 20243320
Q1 20253526

Biggest buyers

Pathstone Holdings, LLC Added +311,826+311.8k
Rareview Capital LLC Added +106,520+106.5k
GUGGENHEIM CAPITAL LLC Added +79,496+79.5k
Peak Planning Group, LLC Added +67,725+67.7k
READYSTATE ASSET MANAGEMENT LP New +46,439+46.4k
SIT INVESTMENT ASSOCIATES INC Added +39,145+39.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +30,712+30.7k
Geneos Wealth Management Inc. Added +30,183+30.2k
Invesco Ltd. Added +25,676+25.7k
ACCREDITED INVESTOR SERVICES, LLC New +23,337+23.3k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -376,567-376.6k
AQR Arbitrage LLC Reduced -148,604-148.6k
Shaker Financial Services, LLC Reduced -72,854-72.9k
TRANSCEND CAPITAL ADVISORS, LLC Sold out -30,000-30.0k
AMERIPRISE FINANCIAL INC Reduced -20,667-20.7k
UBS Group AG Reduced -16,777-16.8k
LPL Financial LLC Reduced -13,838-13.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -12,637-12.6k
Selway Asset Management Reduced -11,000-11.0k
THOROUGHBRED FINANCIAL SERVICES, LLC Sold out -10,930-10.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2025-02-03 5.1% new 3.0m≈ $19.7m 2025-02-03

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,790,5483.8m $25.9m $25.9m 0.00% Added +21.3k +21,257
2 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 1,816,3471.8m $12.5m $12.5m 0.05% Added +311.8k +311,826
3 SIT INVESTMENT ASSOCIATES INC 0.21% of their portfolio Minneapolis, MN 1,290,3261.3m $8.8m $8.8m 0.21% Added +39.1k +39,145
4 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 968,389968.4k $6.6m $6.6m 0.01% Unchanged
5 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 938,959939.0k $6.4m $6.4m 0.06% Added +79.5k +79,496
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.31% of their portfolio WEST PALM BEACH, FL 850,644850.6k $5.8m $5.8m 0.31% Reduced -376.6k -376,567
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 809,787809.8k $5.5m $5.5m 0.00% Added +25.7k +25,676
8 Peak Planning Group, LLC 2.25% of their portfolio CENTENNIAL, CO 782,407782.4k $5.4m $5.4m 2.25% Added +67.7k +67,725
9 Shaker Financial Services, LLC 1.51% of their portfolio Arlington, VA 563,140563.1k $3.9m $3.9m 1.51% Reduced -72.9k -72,854
10 Rareview Capital LLC 1.51% of their portfolio LAS VEGAS, NV 347,402347.4k $2.4m $2.4m 1.51% Added +106.5k +106,520
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 335,228335.2k $2.3m $2.3m 0.00% Reduced -16.8k -16,777
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 323,362323.4k $2.2m $2.2m 0.00% Reduced -13.8k -13,838
13 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 309,575309.6k $2.1m $2.1m 0.00% Unchanged
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 292,432292.4k $2.0m $2.0m 0.00% Added +11.4k +11,421
15 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 220,649220.6k $1.5m $1.5m 0.00% Unchanged
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 177,585177.6k $1.2m $1.2m 0.00% Added +1.4k +1,369
17 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 176,875176.9k $1.2m $1.2m 0.01% Reduced -4.9k -4,949
18 Marks Group Wealth Management, Inc 0.12% of their portfolio MINNETONKA, MN 176,440176.4k $1.2m $1.2m 0.12% Unchanged
19 EASTERLY INVESTMENT PARTNERS LLC 0.09% of their portfolio BEVERLY, MA 158,861158.9k $1.1m $1.1m 0.09% Added +10.0k +10,000
20 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 156,000156.0k $1.1m $1.1m 0.02% Unchanged
21 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 111,997112.0k $766.1k $766.1k 0.00% Unchanged
22 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 103,500103.5k $707.9k $707.9k 0.03% Added +15.5k +15,500
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 89,62989.6k $613.1k $613.1k 0.00% Added +11.7k +11,726
24 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 75,53975.5k $516.7k $516.7k 0.00% Added +2.1k +2,124
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 63,38663.4k $433.6k $433.6k 0.00% Reduced -4.1k -4,059
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,57359.6k $407.0k $407.0k 0.00% Reduced -9.3k -9,290
27 Selway Asset Management 0.16% of their portfolio BOISE, ID 58,02058.0k $396.9k $396.9k 0.16% Reduced -11.0k -11,000
28 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 57,19057.2k $391.2k $391.2k 0.01% Reduced -3.5k -3,480
29 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 56,16156.2k $387.1k $387.1k 0.00% Unchanged
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 49,02449.0k $335.3k $335.3k 0.00% Reduced -20.7k -20,667
31 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 48,40048.4k $331.1k $331.1k 0.00% Reduced -800 -800
32 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 46,43946.4k $317.6k $317.6k 0.02% New
33 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 43,33443.3k $296.4k $296.4k 0.02% Reduced -1.1k -1,083
34 Luken Investment Analytics, LLC 0.13% of their portfolio BRENTWOOD, TN 42,03942.0k $287.5k $287.5k 0.13% Unchanged
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,82941.8k $286.1k $286.1k 0.00% Added +30.7k +30,712
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,66733.7k $230.0k $230.0k 0.00% Added +2.9k +2,945
37 INTEGRATED CAPITAL MANAGEMENT, INC. 0.18% of their portfolio JESSUP, PA 32,95633.0k $225.4k $225.4k 0.18% Added +1.4k +1,385
38 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.02% of their portfolio London, X0 32,59532.6k $222.9k $222.9k 0.02% Unchanged
39 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 32,50732.5k $222.3k $222.3k 0.00% Added +30.2k +30,183
40 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 30,55030.6k $209.0k $209.0k 0.02% Unchanged
41 KPP Advisory Services LLC 0.04% of their portfolio Louisville, KY 29,76029.8k $203.6k $203.6k 0.04% Reduced -901 -901
42 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 29,75629.8k $203.5k $203.5k 0.02% Unchanged
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,67328.7k $196.1k $196.1k 0.00% Added +6.1k +6,083
44 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 24,96225.0k $172.1k $172.1k 0.00% Reduced -446 -446
45 ACCREDITED INVESTOR SERVICES, LLC 0.13% of their portfolio ST. CLOUD, MN 23,33723.3k $159.6k $159.6k 0.13% New
46 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 22,84022.8k $156.2k $156.2k 0.00% Reduced -72 -72
47 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 18,89218.9k $129.2k $129.2k 0.00% Added +4.8k +4,849
48 Collaborative Wealth Managment Inc. 0.05% of their portfolio LAKE MARY, FL 16,63416.6k $113.8k $113.8k 0.05% Unchanged
49 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 16,45816.5k $112.6k $112.6k 0.00% Reduced -148.6k -148,604
50 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 16,41016.4k $112.2k $112.2k 0.01% Added +44 +44
51 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 16,30016.3k $111.5k $111.5k 0.02% New
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,56515.6k $106.0k $106.0k 0.00% Reduced -722 -722
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,84714.8k $101.6k $101.6k 0.00% Added +11.0k +11,000
54 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 14,29214.3k $97.8k $97.8k 0.00% New
55 Siligmueller & Norvid Wealth Advisors LLC 0.04% of their portfolio GLEN ELLYN, IL 13,25013.2k $90.6k $90.6k 0.04% Unchanged
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,97513.0k $88.7k $88.7k 0.00% New
57 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 12,65112.7k $86.5k $86.5k 0.00% Reduced -4.2k -4,222
58 WEST MICHIGAN ADVISORS, LLC 0.03% of their portfolio HOLLAND, MI 12,46412.5k $85.9k $85.9k 0.03% Added +280 +280
59 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 11,95011.9k $81.7k $81.7k 0.00% Unchanged
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,96611.0k $75.0k $75.0k 0.00% Unchanged
61 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 9,6129.6k $65.7k $65.7k 0.02% Added +1.3k +1,335
62 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 9,4709.5k $64.0k $64.0k 0.01% Added +9.5k +9,461
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,8003.8k $26.0k $26.0k 0.00% Unchanged
64 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,3303.3k $22.8k $22.8k 0.00% Reduced -2.3k -2,330
65 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 3,2263.2k $22.1k $22.1k 0.02% Reduced -357 -357
66 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 3,0383.0k $20.8k $20.8k 0.00% Added +68 +68
67 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,8001.8k $12.0k $12.0k 0.01% Unchanged
68 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,7001.7k $11.6k $11.6k 0.00% Unchanged
69 Anfield Capital Management, LLC 0.00% of their portfolio IRVINE, CA 1,2711.3k $8.7k $8.7k 0.00% New
70 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2561.3k $8.6k $8.6k 0.00% Unchanged
71 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1,2101.2k $8.3k $8.3k 0.00% Unchanged
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1671.2k $8.0k $8.0k 0.00% Reduced -272 -272
73 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 780780 $5.3k $5.3k 0.00% New
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 631631 $4.0k $4.0k 0.00% Unchanged
75 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 465465 $3.2k $3.2k 0.00% New
76 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 409409 $2.8k $2.8k 0.00% Unchanged
77 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $2.1k $2.1k 0.00% Unchanged
78 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6969 $472 $472 0.00% Unchanged
79 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5959 $404 $404 0.00% Unchanged
80 Cheviot Value Management, LLC 0.00% of their portfolio BEVERLY HILLS, CA 1919 $129 $129 0.00% New
81 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1010 $68 $68 0.00% Reduced -300 -300
82 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 99 $62 $62 0.00% Unchanged
83 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $10 $10 0.00% Added +1 +1
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Reduced -5.2k -5,200