Vault-13

ALLSPRING INCOME OPPORTUNIT XEADX

INC OPPTY FD · Closed-End Fund · CUSIP 94987B105

74 institutional holders -2 vs Q1 2024
14,718,87814.7m shares reported held*
$97.5mreported value*
6 new 24 added 24 reduced 7 sold out net sold ≈ $43.0m (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.62.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 75Q4 22: 79Q1 23: 79Q2 23: 72Q3 23: 76Q4 23: 80Q1 24: 76Q2 24: 7474Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202275
Q4 202279
Q1 202379
Q2 202372
Q3 202376
Q4 202380
Q1 202476
Q2 202474

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 37 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 44 cut or sold outQ2 23: 32 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 33 cut or sold outQ4 23: 32 bought or addedQ4 23: 34 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 34 cut or sold outQ2 24: 30 bought or addedQ2 24: 31 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223734
Q1 20232444
Q2 20233229
Q3 20233233
Q4 20233234
Q1 20243234
Q2 20243031

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +314,889+314.9k
Pathstone Holdings, LLC Added +257,192+257.2k
Peak Planning Group, LLC Added +253,217+253.2k
GUGGENHEIM CAPITAL LLC Added +32,716+32.7k
ENVESTNET ASSET MANAGEMENT INC Added +24,547+24.5k
CHOREO, LLC New +22,562+22.6k
LPL Financial LLC Added +21,876+21.9k
Invesco Ltd. Added +21,593+21.6k
PRINCIPAL SECURITIES, INC. Added +18,720+18.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +12,929+12.9k

Biggest sellers

MORGAN STANLEY Reduced -6,282,507-6.3m
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -491,378-491.4k
SIT INVESTMENT ASSOCIATES INC Reduced -258,776-258.8k
OSAIC HOLDINGS, INC. Reduced -166,394-166.4k
AQR Arbitrage LLC Reduced -88,802-88.8k
COHEN & STEERS, INC. Reduced -30,000-30.0k
Eschler Asset Management LLP Sold out -29,000-29.0k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -29,000-29.0k
Thrivent Financial for Lutherans Reduced -17,309-17.3k
Genesee Capital Advisors, LLC Sold out -15,980-16.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2025-02-03 5.1% new 3.0m≈ $19.7m 2025-02-03

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,641,6853.6m $24.1m $24.1m 0.00% Reduced -6.3m -6,282,507
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.45% of their portfolio WEST PALM BEACH, FL 1,430,2951.4m $9.5m $9.5m 0.45% Added +314.9k +314,889
3 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 968,389968.4k $6.4m $6.4m 0.01% Reduced -30.0k -30,000
4 SIT INVESTMENT ASSOCIATES INC 0.13% of their portfolio Minneapolis, MN 880,119880.1k $5.8m $5.8m 0.13% Reduced -258.8k -258,776
5 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 825,822825.8k $5.5m $5.5m 0.02% Added +257.2k +257,192
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 766,101766.1k $5.1m $5.1m 0.00% Added +21.6k +21,593
7 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 621,296621.3k $4.1m $4.1m 0.03% Added +32.7k +32,716
8 Shaker Financial Services, LLC 1.67% of their portfolio Arlington, VA 618,812618.8k $4.1m $4.1m 1.67% Reduced -14.5k -14,523
9 Peak Planning Group, LLC 1.85% of their portfolio CENTENNIAL, CO 568,708568.7k $3.8m $3.8m 1.85% Added +253.2k +253,217
10 AQR Arbitrage LLC 0.08% of their portfolio Greenwich, CT 484,525484.5k $3.2m $3.2m 0.08% Reduced -88.8k -88,802
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 365,575365.6k $2.4m $2.4m 0.00% Reduced -17.3k -17,309
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 346,903346.9k $2.3m $2.3m 0.00% Added +21.9k +21,876
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 338,533338.5k $2.2m $2.2m 0.00% Added +24.5k +24,547
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 327,346327.3k $2.2m $2.2m 0.00% Reduced -2.7k -2,673
15 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 221,061221.1k $1.5m $1.5m 0.00% Unchanged
16 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 216,555216.6k $1.4m $1.4m 0.04% Added +18.7k +18,720
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 181,120181.1k $1.2m $1.2m 0.00% Reduced -5.8k -5,850
18 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 177,451177.5k $1.2m $1.2m 0.01% Added +2.5k +2,536
19 Marks Group Wealth Management, Inc 0.12% of their portfolio MINNETONKA, MN 175,668175.7k $1.2m $1.2m 0.12% Added +7.9k +7,909
20 Rareview Capital LLC 0.96% of their portfolio LAS VEGAS, NV 151,113151.1k $1.0m $1.0m 0.96% Reduced -5.4k -5,444
21 EASTERLY INVESTMENT PARTNERS LLC 0.08% of their portfolio BEVERLY, MA 145,231145.2k $961.4k $961.4k 0.08% Unchanged
22 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 114,159114.2k $755.7k $755.7k 0.00% Unchanged
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio Englewood, NJ 107,604107.6k $712.3k $712.3k 0.06% Added +12.9k +12,929
24 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 75,70275.7k $501.1k $501.1k 0.01% Reduced -4.8k -4,750
25 Selway Asset Management 0.19% of their portfolio BOISE, ID 69,39069.4k $459.4k $459.4k 0.19% Reduced -15.8k -15,800
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,98863.0k $417.0k $417.0k 0.00% Reduced -10.0k -9,959
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 60,26460.3k $399.0k $399.0k 0.00% Added +576 +576
28 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 57,26157.3k $382.0k $382.0k 0.00% Added +1.1k +1,100
29 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 56,40056.4k $373.4k $373.4k 0.00% Reduced -8.0k -8,000
30 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 52,69152.7k $348.8k $348.8k 0.02% Reduced -198 -198
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,86548.9k $323.5k $323.5k 0.00% Reduced -1.5k -1,544
32 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.03% of their portfolio London, X0 48,54048.5k $321.3k $321.3k 0.03% Reduced -491.4k -491,378
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 48,30648.3k $319.8k $319.8k 0.00% Reduced -166.4k -166,394
34 Luken Investment Analytics, LLC 0.14% of their portfolio BRENTWOOD, TN 42,03942.0k $278.3k $278.3k 0.14% Unchanged
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 36,35236.4k $240.6k $240.6k 0.00% Added +332 +332
36 INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio JESSUP, PA 31,76631.8k $210.3k $210.3k 0.17% Added +4.8k +4,828
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 30,66330.7k $203.0k $203.0k 0.00% Added +840 +840
38 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 30,55030.6k $202.9k $202.9k 0.02% Unchanged
39 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 29,75629.8k $197.0k $197.0k 0.02% Reduced -1.5k -1,459
40 KPP Advisory Services LLC 0.05% of their portfolio Louisville, KY 29,51129.5k $195.4k $195.4k 0.05% Reduced -4.5k -4,480
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,98223.0k $152.1k $152.1k 0.00% Added +244 +244
42 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 22,91222.9k $151.7k $151.7k 0.00% Unchanged
43 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 22,56222.6k $150.0k $150.0k 0.00% New
44 Collaborative Wealth Managment Inc. 0.05% of their portfolio LAKE MARY, FL 16,92216.9k $112.0k $112.0k 0.05% Unchanged
45 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 16,19816.2k $107.2k $107.2k 0.01% Added +38 +38
46 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,16616.2k $107.0k $107.0k 0.00% Added +2.2k +2,177
47 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 12,23712.2k $81.0k $81.0k 0.00% New
48 WEST MICHIGAN ADVISORS, LLC 0.03% of their portfolio HOLLAND, MI 12,00012.0k $80.1k $80.1k 0.03% New
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,62511.6k $77.0k $77.0k 0.00% Added +497 +497
50 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 11,00111.0k $72.8k $72.8k 0.00% Reduced -498 -498
51 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,96611.0k $72.6k $72.6k 0.00% Unchanged
52 THOROUGHBRED FINANCIAL SERVICES, LLC 0.00% of their portfolio BRENTWOOD, TN 10,93010.9k $72.0k $72.0k 0.00% New
53 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 8,5188.5k $56.4k $56.4k 0.00% Added +2.1k +2,148
54 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 7,3257.3k $48.0k $48.0k 0.00% Unchanged
55 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,7016.7k $44.4k $44.4k 0.00% Reduced -14.1k -14,075
56 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 5,6605.7k $37.5k $37.5k 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 5,2005.2k $34.7k $34.7k 0.00% Added +1.0k +1,000
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,8473.8k $25.5k $25.5k 0.00% Reduced -198 -198
59 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,5752.6k $17.4k $17.4k 0.00% Added +1.2k +1,203
60 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,7001.7k $11.3k $11.3k 0.00% Unchanged
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,3231.3k $8.8k $8.8k 0.00% Reduced -486 -486
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2561.3k $8.3k $8.3k 0.00% Unchanged
63 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1,2101.2k $8.0k $8.0k 0.00% Unchanged
64 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 621621 $4.1k $4.1k 0.00% Added +495 +495
65 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 409409 $2.7k $2.7k 0.00% Unchanged
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 310310 $2.1k $2.1k 0.00% Reduced -16 -16
67 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $2.0k $2.0k 0.00% Unchanged
68 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 167167 $1.1k $1.1k 0.00% Unchanged
69 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6969 $457 $457 0.00% Unchanged
70 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5959 $391 $391 0.00% Unchanged
71 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 99 $60 $60 0.00% Unchanged
72 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $13 $13 0.00% New
73 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $4 $4 0.00% Unchanged
74 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 00 $0 $0 0.00% New