ALLSPRING INCOME OPPORTUNIT XEADX
INC OPPTY FD · Closed-End Fund · CUSIP 94987B105
72
institutional holders
-7 vs Q1 2023
13.2m
shares reported held*
$85.1mreported value*
5 new
27 added
18 reduced
11 sold out
net bought ≈ $2.1m (+330.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.45.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 75 |
| Q4 2022 | 79 |
| Q1 2023 | 79 |
| Q2 2023 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 37 | 34 |
| Q1 2023 | 24 | 44 |
| Q2 2023 | 32 | 29 |
Biggest buyers
| MORGAN STANLEY | Added | +337.1k |
| AQR Arbitrage LLC | Added | +132.3k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +88.8k |
| Invesco Ltd. | Added | +38.6k |
| Shaker Financial Services, LLC | Added | +34.5k |
| JPMORGAN CHASE & CO | New | +25.3k |
| INTEGRATED CAPITAL MANAGEMENT, INC. | New | +24.8k |
| EASTERLY INVESTMENT PARTNERS LLC | Added | +20.0k |
| AMERIPRISE FINANCIAL INC | Added | +19.7k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +18.9k |
Biggest sellers
| COHEN & STEERS, INC. | Reduced | -253.6k |
| Logan Stone Capital, LLC | Sold out | -44.4k |
| LEVEL FOUR ADVISORY SERVICES, LLC | Sold out | -30.0k |
| Advisors Asset Management, Inc. | Reduced | -19.3k |
| AE Wealth Management LLC | Reduced | -17.1k |
| LPL Financial LLC | Reduced | -17.0k |
| Selway Asset Management | Reduced | -13.5k |
| WEST MICHIGAN ADVISORS, LLC | Sold out | -12.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -11.9k |
| NOMURA HOLDINGS INC | Sold out | -10.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-02-03 | 5.1% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Bramshill Investments, LLC 1.79% of their portfolio | 3.1m $19.7m | Reduced -8.4k |
| MORGAN STANLEY 0.00% of their portfolio | 2.6m $16.6m | Added +337.1k |
| COHEN & STEERS, INC. 0.02% of their portfolio | 1.1m $7.2m | Reduced -253.6k |
| Invesco Ltd. 0.00% of their portfolio | 840.1k $5.4m | Added +38.6k |
| Shaker Financial Services, LLC 1.53% of their portfolio | 539.7k $3.5m | Added +34.5k |
| SIT INVESTMENT ASSOCIATES INC 0.09% of their portfolio | 520.4k $3.4m | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 417.1k $2.7m | Reduced -9.2k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 381.9k $2.5m | Unchanged |
| UBS Group AG 0.00% of their portfolio | 324.9k $2.1m | Reduced -262 |
| BROWN ADVISORY INC 0.00% of their portfolio | 264.4k $1.7m | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 235.1k $1.5m | Added +88.8k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 207.9k $1.3m | Reduced -5.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 192.7k $1.2m | Reduced -6.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 182.6k $1.2m | Added +19.7k |
| Marks Group Wealth Management, Inc 0.13% of their portfolio | 167.8k $1.1m | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 160.6k $1.0m | Reduced -17.0k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 160.3k $1.0m | Reduced -19.3k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 153.2k $988.0k | Added +1.7k |
| AQR Arbitrage LLC 0.04% of their portfolio | 152.7k $984.7k | Added +132.3k |
| EASTERLY INVESTMENT PARTNERS LLC 0.08% of their portfolio | 143.5k $925.7k | Added +20.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 131.6k $849.1k | Added +18.9k |
| Fiera Capital Corp 0.00% of their portfolio | 114.5k $738.2k | Unchanged |
| Selway Asset Management 0.32% of their portfolio | 113.5k $732.3k | Reduced -13.5k |
| Stratos Wealth Partners, LTD. 0.02% of their portfolio | 113.4k $731.1k | Added +3.6k |
| Luken Investment Analytics, LLC 0.31% of their portfolio | 85.5k $551.6k | Added +2.9k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 72.3k $466.3k | Added +2.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 59.5k $384.0k | Reduced -3.0k |
| Claybrook Capital, LLC 0.19% of their portfolio | 56.2k $362.2k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 51.5k $332.4k | Added +14.6k |
| Sonora Investment Management Group, LLC 0.03% of their portfolio | 50.7k $327.3k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio | 42.1k $271.3k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 40.9k $263.7k | Added +571 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 38.0k $245.0k | Added +4.8k |
| Clear Creek Financial Management, LLC 0.04% of their portfolio | 35.4k $228.6k | Added +648 |
| Collaborative Wealth Managment Inc. 0.14% of their portfolio | 35.3k $227.7k | Reduced -51 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 29.5k $190.6k | Reduced -1.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 27.2k $175.0k | Added +1.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 25.3k $163.2k | New |
| Mariner, LLC 0.00% of their portfolio | 25.2k $162.2k | Added +1.9k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 24.8k $160.0k | New |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 23.8k $153.3k | Reduced -900 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 20.7k $133.6k | Added +10.3k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 20.1k $129.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 17.3k $112.0k | Reduced -11.9k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 15.8k $101.6k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 14.2k $91.6k | Added +2.1k |
| Cetera Investment Advisers 0.00% of their portfolio | 13.7k $88.7k | Added +774 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 13.1k $84.4k | Added +847 |
| AE Wealth Management LLC 0.00% of their portfolio | 13.0k $83.9k | Reduced -17.1k |
| CWM, LLC 0.00% of their portfolio | 12.8k $83.0k | Added +250 |
| HBK Sorce Advisory LLC 0.00% of their portfolio | 11.9k $76.5k | Added +14 |
| Samalin Investment Counsel, LLC 0.04% of their portfolio | 11.0k $71.0k | Reduced -5.0k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 11.0k $70.7k | Unchanged |
| IEQ CAPITAL, LLC 0.00% of their portfolio | 10.9k $70.1k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 7.5k $48.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 6.2k $39.7k | Reduced -3.5k |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 3.2k $20.6k | Unchanged |
| PIERSHALE FINANCIAL GROUP, INC. 0.01% of their portfolio | 2.5k $16.3k | Added +20 |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.8k $11.0k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 1.7k $11.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.3k $8.3k | Added +1.3k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.3k $8.1k | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 1.2k $7.9k | Unchanged |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 1.2k $7.8k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 600 $4.4k | Added +300 |
| US BANCORP \DE\ 0.00% of their portfolio | 409 $2.6k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 302 $1.9k | Reduced -34 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 300 $1.9k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 264 $1.7k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 216 $1.4k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 59 $381 | Unchanged |
| Cedar Mountain Advisors, LLC 0.00% of their portfolio | 9 $58 | Unchanged |