VOYA FINANCIAL INC VOYA
COM · Common Stock · CUSIP 929089100 · ISIN US9290891004
Rebranded Dutch financial organization
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.6m this quarter). Holder counts are more reliable. Shares outstanding: 97.2m as of 2022-10-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $61.43. Options: 14 managers hold calls ($41.7m notional), 9 hold puts ($10.3m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 386 |
| Q4 2022 | 415 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $30.2m | $37.6m | 1.24 |
| Q4 2022 | $41.7m | $10.3m | 0.25 |
Biggest buyers
| Balyasny Asset Management L.P. | Added | +1.4m |
| DekaBank Deutsche Girozentrale | Added | +857.4k |
| MILLENNIUM MANAGEMENT LLC | Added | +600.6k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Added | +582.4k |
| TWO SIGMA INVESTMENTS, LP | Added | +528.0k |
| Qube Research & Technologies Ltd | New | +434.6k |
| CITADEL ADVISORS LLC | Added | +425.1k |
| Impax Asset Management Group plc | Added | +402.8k |
| PANAGORA ASSET MANAGEMENT INC | New | +361.2k |
| Alyeska Investment Group, L.P. | New | +278.9k |
Biggest sellers
| Invesco Ltd. | Reduced | -1.7m |
| Bank of New York Mellon Corp | Reduced | -1.4m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | -922.8k |
| Boston Partners | Reduced | -523.0k |
| WEDGE CAPITAL MANAGEMENT L L P/NC | Sold out | -462.2k |
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -433.0k |
| FRANKLIN RESOURCES INC | Reduced | -396.3k |
| Point72 Asset Management, L.P. | Sold out | -351.9k |
| PZENA INVESTMENT MANAGEMENT LLC | Reduced | -320.6k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -257.5k |
Biggest calls
| JANE STREET GROUP, LLC | Added | $8.3m135.2k shares |
| BANK OF MONTREAL /CAN/ | Added | $6.9m112.5k shares |
| GROUP ONE TRADING LLC | Reduced | $6.9m112.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $5.9m96.0k shares |
| SIMPLEX TRADING, LLC | Added | $4.8m78.8k shares |
| Caption Management, LLC | New | $3.8m62.5k shares |
| CITADEL ADVISORS LLC | Added | $3.2m51.9k shares |
| Parallax Volatility Advisers, L.P. | New | $983.8k16.0k shares |
| WOLVERINE TRADING, LLC | New | $480.0k7.8k shares |
| DEUTSCHE BANK AG\ | Added | $297.7k4.8k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $4.1m67.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.9m63.7k shares |
| GROUP ONE TRADING LLC | Added | $983.8k16.0k shares |
| WOLVERINE TRADING, LLC | New | $701.0k11.4k shares |
| JANE STREET GROUP, LLC | Reduced | $282.9k4.6k shares |
| TWO SIGMA SECURITIES, LLC | Reduced | $209.1k3.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $43.0k700 shares |
| DEUTSCHE BANK AG\ | Reduced | $15.9k259 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution filed 2025-04-17 | 9.2% |
| PRICE T ROWE ASSOCIATES INC /MD/ 13G · institution +1.1 pts · filed 2025-11-14 | 7.0% |
| Bank of New York Mellon Corp 13G · institution +0.3 pts · filed 2026-07-29 | 6.3% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.2% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.3% |
Fell to 5% or below in the last year: WELLINGTON MANAGEMENT GROUP LLP (4.3%, 2026-08-13), FMR LLC (1.3%, 2026-08-06), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 3 | $2.5m | — |
| Q1 2022 | 0 | — | 6 | $8.2m | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 5 | $1.8m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-12-05 | Nelson Charles P Officer | Sold | $239.3k3.8k shares |
| 2022-11-07 | Ferrara Nancy Officer | Sold | $680.0k10.0k shares |
| 2022-11-03 | Ogle Trevor Officer | Sold | $258.4k3.9k shares |
| 2022-11-03 | Katz Michael Robert Officer | Sold | $97.4k1.5k shares |
| 2022-10-21 | Smith Michael S Officer | Sold | $524.6k8.3k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.02% of their portfolio | 11.8m $724.0m | Reduced -158.4k |
| VANGUARD GROUP INC 0.02% of their portfolio | 9.6m $591.3m | Added +106.6k |
| FRANKLIN RESOURCES INC 0.25% of their portfolio | 7.7m $474.9m | Reduced -396.3k |
| WELLINGTON MANAGEMENT GROUP LLP 0.08% of their portfolio | 6.9m $421.4m | Reduced -433.0k |
| AMERIPRISE FINANCIAL INC 0.10% of their portfolio | 5.0m $306.3m | Reduced -169.2k |
| Bank of New York Mellon Corp 0.07% of their portfolio | 4.9m $299.5m | Reduced -1.4m |
| SAMLYN CAPITAL, LLC 5.75% of their portfolio | 4.8m $293.1m | Reduced -148.3k |
| PZENA INVESTMENT MANAGEMENT LLC 1.14% of their portfolio | 4.2m $256.6m | Reduced -320.6k |
| STATE STREET CORP 0.01% of their portfolio | 3.3m $201.3m | Reduced -17.9k |
| DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio | 2.8m $174.7m | Reduced -257.5k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.06% of their portfolio | 2.7m $168.1m | Added +582.4k |
| JPMORGAN CHASE & CO 0.02% of their portfolio | 2.1m $128.3m | Reduced -150.3k |
| MORGAN STANLEY 0.01% of their portfolio | 2.0m $123.6m | Added +147.4k |
| FIL Ltd 0.15% of their portfolio | 2.0m $122.1m | Added +92.6k |
| LSV ASSET MANAGEMENT 0.24% of their portfolio | 1.8m $109.1m | Reduced -24.9k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 1.6m $97.7m | Added +243.0k |
| CITADEL ADVISORS LLC 0.11% of their portfolio | 1.5m $94.1m | Added +425.1k |
| Boston Partners 0.12% of their portfolio | 1.5m $91.0m | Reduced -523.0k |
| Balyasny Asset Management L.P. 0.30% of their portfolio | 1.4m $86.2m | Added +1.4m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.3m $82.3m | Added +2.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.04% of their portfolio | 1.3m $78.5m | Added +46.8k |
| Impax Asset Management Group plc 0.33% of their portfolio | 1.2m $73.2m | Added +402.8k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 1.2m $72.8m | Added +83.1k |
| GW&K Investment Management, LLC 0.69% of their portfolio | 1.1m $67.6m | Reduced -27.1k |
| DekaBank Deutsche Girozentrale 0.18% of their portfolio | 1.1m $66.6m | Added +857.4k |
| NORGES BANK 0.02% of their portfolio | 1.0m $62.3m | Added +58.5k |
| MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio | 971.2k $59.7m | Added +600.6k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 915.5k $56.3m | Added +48.1k |
| Schonfeld Strategic Advisors LLC 0.41% of their portfolio | 791.2k $48.6m | Reduced -61.2k |
| Gillson Capital LP 3.61% of their portfolio | 775.4k $47.7m | Added +101.1k |
| TWO SIGMA INVESTMENTS, LP 0.14% of their portfolio | 711.6k $43.8m | Added +528.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 682.6k $42.0m | Reduced -922.8k |
| Clearbridge Investments, LLC 0.04% of their portfolio | 669.8k $41.2m | Reduced -17.3k |
| Nuveen Asset Management, LLC 0.02% of their portfolio | 663.9k $40.8m | Reduced -37.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 598.5k $36.8m | Added +15.4k |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.37% of their portfolio | 576.0k $35.4m | Added +80.0k |
| Robeco Institutional Asset Management B.V. 0.09% of their portfolio | 525.5k $32.3m | Added +6.7k |
| Aristotle Capital Boston, LLC 0.97% of their portfolio | 500.0k $30.7m | Added +27.5k |
| Invesco Ltd. 0.01% of their portfolio | 488.1k $30.0m | Reduced -1.7m |
| Qube Research & Technologies Ltd 0.16% of their portfolio | 434.6k $26.7m | New |
| Legal & General Group Plc 0.01% of their portfolio | 416.8k $25.6m | Reduced -1.3k |
| Prana Capital Management, LP 1.86% of their portfolio | 393.8k $24.2m | Reduced -147.4k |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.62% of their portfolio | 389.6k $24.0m | Reduced -7.6k |
| D. E. Shaw & Co., Inc. 0.04% of their portfolio | 384.6k $23.7m | Added +200.5k |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 381.1k $23.4m | Reduced -643 |
| PANAGORA ASSET MANAGEMENT INC 0.15% of their portfolio | 361.2k $22.2m | New |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 339.3k $20.9m | Added +236.8k |
| HSBC HOLDINGS PLC 0.03% of their portfolio | 328.7k $20.3m | Added +239.2k |
| T. Rowe Price Investment Management, Inc. 0.02% of their portfolio | 320.7k $19.7m | Added +10.0k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 298.0k $18.3m | Added +6.8k |
| BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio | 292.1k $18.0m | Added +88.2k |
| SCOUT INVESTMENTS, INC. 0.36% of their portfolio | 287.7k $17.7m | Reduced -115.3k |
| Alyeska Investment Group, L.P. 0.18% of their portfolio | 278.9k $17.2m | New |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 257.7k $15.8m | Added +113.1k |
| FIRST TRUST ADVISORS LP 0.02% of their portfolio | 254.1k $15.6m | Reduced -198.0k |
| VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio | 251.2k $15.4m | Added +29.3k |
| California Public Employees Retirement System 0.01% of their portfolio | 241.8k $14.9m | Reduced -15.2k |
| Swiss National Bank 0.01% of their portfolio | 236.4k $14.5m | Reduced -5.9k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 232.5k $14.3m | Added +62.7k |
| PROSPECTOR PARTNERS LLC 1.96% of their portfolio | 232.2k $14.3m | Added +4.2k |
| Squarepoint Ops LLC 0.09% of their portfolio | 224.8k $13.8m | Reduced -55.9k |
| Retirement Systems of Alabama 0.06% of their portfolio | 223.9k $13.8m | Reduced -116 |
| TUDOR INVESTMENT CORP ET AL 0.33% of their portfolio | 218.4k $13.4m | Reduced -19.5k |
| MARSHALL WACE, LLP 0.03% of their portfolio | 213.4k $13.1m | New |
| Cubist Systematic Strategies, LLC 0.11% of their portfolio | 202.2k $12.4m | Added +113.4k |
| BlueMar Capital Management, LLC 10.35% of their portfolio | 197.9k $12.2m | Added +10.5k |
| BARCLAYS PLC 0.01% of their portfolio | 196.7k $12.1m | First filing |
| NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio | 196.5k $12.1m | Added +87.1k |
| Hudson Bay Capital Management LP 0.14% of their portfolio | 190.0k $11.7m | New |
| UBS Group AG 0.01% of their portfolio | 184.8k $11.4m | Added +15.3k |
| AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 178.6k $11.0m | Added +19.1k |
| Ceredex Value Advisors LLC 0.17% of their portfolio | 177.4k $10.9m | Reduced -4.6k |
| Brookfield Corp /ON/ 0.04% of their portfolio | 173.5k $10.7m | Added +20.1k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 164.6k $10.1m | Added +27.5k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 160.0k $9.8m | Added +3.3k |
| ExodusPoint Capital Management, LP 0.15% of their portfolio | 153.9k $9.5m | Added +53.5k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.07% of their portfolio | 151.3k $9.3m | Reduced -3.2k |
| NATIXIS 0.05% of their portfolio | 145.4k $8.9m | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 145.0k $8.9m | Reduced -10.0k |
| TWO SIGMA ADVISERS, LP 0.02% of their portfolio | 143.9k $8.8m | New |
| MGO ONE SEVEN LLC 0.03% of their portfolio | 138.1k $252.3k | Added +1.6k |
| GATEWAY INVESTMENT ADVISERS LLC 0.10% of their portfolio | 136.7k $8.4m | Reduced -24 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 133.0k $8.2m | Added +5.7k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 132.1k $8.1m | Reduced -4.3k |
| KIRR MARBACH & CO LLC /IN/ 2.50% of their portfolio | 130.3k $8.0m | Reduced -1.4k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 125.0k $7.7m | Reduced -2.1k |
| GUGGENHEIM CAPITAL LLC 0.07% of their portfolio | 120.6k $7.4m | Reduced -3.8k |
| Graham Capital Management, L.P. 0.28% of their portfolio | 119.2k $7.3m | Added +40.6k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio | 117.9k $7.2m | Reduced -6.7k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 116.3k $7.2m | Reduced -11.4k |
| FMR LLC 0.00% of their portfolio | 114.6k $7.0m | Reduced -12.3k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 113.2k $7.0m | Reduced -138 |
| M&G INVESTMENT MANAGEMENT LTD 0.05% of their portfolio | 112.0k $6.8m | Added +3.3k |
| Brahman Capital Corp. 0.95% of their portfolio | 111.3k $6.8m | New |
| Cambria Investment Management, L.P. 0.57% of their portfolio | 110.8k $6.8m | Added +21.2k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.08% of their portfolio | 104.9k $6.4m | Added +9.4k |
| WESTWOOD HOLDINGS GROUP INC 0.06% of their portfolio | 102.1k $6.3m | Reduced -99.7k |
| Varma Mutual Pension Insurance Co 0.09% of their portfolio | 100.0k $6.1m | Reduced -80.0k |
| Brandywine Global Investment Management, LLC 0.05% of their portfolio | 98.7k $6.1m | Reduced -22.2k |
| PRUDENTIAL FINANCIAL INC 0.01% of their portfolio | 95.0k $5.8m | Added +81.3k |