Vault-13

VMWARE INC VMW

CL A COM · Common Stock · CUSIP 928563402 · ISIN US9285634021

780 institutional holders -87 vs Q2 2023
222,155,641222.2m shares reported held*
$37.1bnreported value*
69 new 227 added 316 reduced 151 sold out net bought ≈ $114.9m (-584.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($54.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $166.94. Options: 30 managers hold calls ($673.2m notional), 36 hold puts ($2.0bn).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 831Q4 22: 877Q1 23: 857Q2 23: 867Q3 23: 780780Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022831
Q4 2022877
Q1 2023857
Q2 2023867
Q3 2023780

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 353 bought or addedQ4 22: 344 cut or sold outQ4 22Q1 23: 322 bought or addedQ1 23: 379 cut or sold outQ1 23Q2 23: 348 bought or addedQ2 23: 387 cut or sold outQ2 23Q3 23: 296 bought or addedQ3 23: 467 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353344
Q1 2023322379
Q2 2023348387
Q3 2023296467

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ4 22 calls: $236.1mQ4 22 puts: $530.1mQ4 22P/C 2.24Q1 23 calls: $476.7mQ1 23 puts: $1.0bnQ1 23P/C 2.19Q2 23 calls: $756.6mQ2 23 puts: $1.7bnQ2 23P/C 2.22Q3 23 calls: $673.2mQ3 23 puts: $2.0bnQ3 23P/C 2.99
Numbers
QuarterCallsPutsP/C
Q4 2022$236.1m$530.1m2.24
Q1 2023$476.7m$1.0bn2.19
Q2 2023$756.6m$1.7bn2.22
Q3 2023$673.2m$2.0bn2.99

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +2,652,455+2.7m
FARALLON CAPITAL MANAGEMENT, L.L.C. Added +1,782,500+1.8m
D. E. Shaw & Co., Inc. Added +1,399,812+1.4m
Balyasny Asset Management L.P. Added +1,336,582+1.3m
Pentwater Capital Management LP Added +1,260,000+1.3m
TIG Advisors, LLC Added +1,246,823+1.2m
Beryl Capital Management LLC New +1,056,451+1.1m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Added +1,031,472+1.0m
GOLDMAN SACHS GROUP INC Added +819,184+819.2k
HBK INVESTMENTS L P Added +790,000+790.0k

Biggest sellers

Dodge & Cox Reduced -6,333,836-6.3m
BARCLAYS PLC Reduced -4,000,468-4.0m
DEUTSCHE BANK AG\ Reduced -1,960,180-2.0m
Swedbank AB Reduced -1,468,749-1.5m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -1,352,040-1.4m
ALLIANCEBERNSTEIN L.P. Reduced -802,483-802.5k
Amundi Reduced -723,859-723.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -716,008-716.0k
FIL Ltd Reduced -697,898-697.9k
ALPINE ASSOCIATES MANAGEMENT INC. Reduced -493,900-493.9k

Biggest calls

Antara Capital LP Reduced $250.1m1.5m shares
Maven Securities LTD Added $152.2m914.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $56.6m339.7k shares
JPMORGAN CHASE & CO Added $44.2m265.5k shares
Taconic Capital Advisors LP Not comparable $41.6m250.0k shares
Walleye Trading LLC Reduced $34.4m206.7k shares
EQUITEC PROPRIETARY MARKETS, LLC Added $18.9m113.8k shares
NOMURA HOLDINGS INC Reduced $16.6m100.0k shares
MILLENNIUM MANAGEMENT LLC Added $13.4m80.4k shares
GTS SECURITIES LLC New $10.1m60.8k shares

Biggest puts

Pentwater Capital Management LP Added $597.7m3.6m shares
Maven Securities LTD Added $327.6m2.0m shares
CITADEL ADVISORS LLC Added $322.9m1.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $222.0m1.3m shares
Antara Capital LP Added $133.0m799.1k shares
Balyasny Asset Management L.P. Unchanged $91.6m550.4k shares
GTS SECURITIES LLC New $51.0m306.1k shares
EQUITEC PROPRIETARY MARKETS, LLC Added $29.1m174.5k shares
UBS Group AG Added $28.8m172.7k shares
MILLENNIUM MANAGEMENT LLC Added $24.3m145.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Silver Lake Group, L.L.C. 47.69% of their portfolio Menlo Park, CA 42,050,81842.1m $7.0bn $7.0bn 47.69% Unchanged
2 Dodge & Cox 2.21% of their portfolio San Francisco, CA 19,732,81419.7m $3.3bn $3.3bn 2.21% Reduced -6.3m -6,333,836
3 BlackRock Inc. 0.08% of their portfolio New York, NY 17,422,59517.4m $2.9bn $2.9bn 0.08% Added +105.0k +105,037
4 VANGUARD GROUP INC 0.06% of their portfolio Valley Forge, PA 15,640,28915.6m $2.6bn $2.6bn 0.06% Added +260.9k +260,888
5 Swedbank AB 3.05% of their portfolio STOCKHOLM, V7 10,023,66010.0m $1.7bn $1.7bn 3.05% Reduced -1.5m -1,468,749
6 FARALLON CAPITAL MANAGEMENT, L.L.C. 5.17% of their portfolio SAN FRANCISCO, CA 5,498,5005.5m $915.4m $915.4m 5.17% Added +1.8m +1,782,500
7 STATE STREET CORP 0.05% of their portfolio BOSTON, MA 5,481,3815.5m $912.5m $912.5m 0.05% Added +151.0k +151,012
8 Temasek Holdings (Private) Ltd 4.53% of their portfolio SINGAPORE, U0 4,573,3464.6m $761.4m $761.4m 4.53% Unchanged
9 Pentwater Capital Management LP 6.28% of their portfolio Naples, FL 3,920,0003.9m $652.6m $652.6m 6.28% Added +1.3m +1,260,000
10 MILLENNIUM MANAGEMENT LLC 0.65% of their portfolio NEW YORK, NY 3,730,5683.7m $621.1m $621.1m 0.65% Added +2.7m +2,652,455
11 DEUTSCHE BANK AG\ 0.33% of their portfolio FRANKFURT AM MAIN, 2M 3,093,8653.1m $515.1m $515.1m 0.33% Reduced -2.0m -1,960,180
12 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.23% of their portfolio NEW YORK, NY 3,063,8273.1m $510.1m $510.1m 0.23% Reduced -1.4m -1,352,040
13 GEODE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio BOSTON, MA 2,849,1332.8m $474.1m $474.1m 0.06% Added +574.8k +574,781
14 NORGES BANK 0.09% of their portfolio OSLO, Q8 2,657,4322.7m $442.4m $442.4m 0.09% Added +551.2k +551,201
15 D. E. Shaw & Co., Inc. 0.65% of their portfolio New York, NY 2,361,6312.4m $393.2m $393.2m 0.65% Added +1.4m +1,399,812
16 HBK INVESTMENTS L P 8.59% of their portfolio DALLAS, TX 2,325,2282.3m $387.1m $387.1m 8.59% Added +790.0k +790,000
17 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 2,273,7452.3m $378.5m $378.5m 0.04% Added +116.7k +116,733
18 Balyasny Asset Management L.P. 1.02% of their portfolio Chicago, IL 2,198,5052.2m $366.0m $366.0m 1.02% Added +1.3m +1,336,582
19 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 6.32% of their portfolio CHICAGO, IL 2,123,4532.1m $353.5m $353.5m 6.32% Added +1.0m +1,031,472
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.49% of their portfolio BALA CYNWYD, PA 1,879,2461.9m $312.9m $312.9m 0.49% Added +781.4k +781,424
21 Legal & General Group Plc 0.10% of their portfolio London, X0 1,761,2701.8m $293.2m $293.2m 0.10% Added +100.0k +99,996
22 TIG Advisors, LLC 14.13% of their portfolio New York, NY 1,722,0661.7m $286.7m $286.7m 14.13% Added +1.2m +1,246,823
23 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 1,710,9101.7m $284.8m $284.8m 0.06% Added +116.9k +116,855
24 Sculptor Capital LP 6.68% of their portfolio New York, NY 1,647,1821.6m $274.2m $274.2m 6.68% Reduced -250.2k -250,200
25 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 1,624,0571.6m $270.4m $270.4m 0.03% Added +258.1k +258,053
26 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.58% of their portfolio Boston, MA 1,528,9161.5m $254.5m $254.5m 0.58% Reduced -259.4k -259,397
27 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,407,8621.4m $234.4m $234.4m 0.03% Added +653.0k +653,027
28 BARCLAYS PLC 0.15% of their portfolio LONDON, X0 1,368,8491.4m $227.9m $227.9m 0.15% Reduced -4.0m -4,000,468
29 Taconic Capital Advisors LP 13.11% of their portfolio NEW YORK, NY 1,353,6061.4m $225.3m $225.3m 13.11% Added +163.6k +163,636
30 California Public Employees Retirement System 0.19% of their portfolio Sacramento, CA 1,325,7551.3m $220.7m $220.7m 0.19% Added +60.9k +60,884
31 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 1,288,9231.3m $214.6m $214.6m 0.05% Added +819.2k +819,184
32 NORDEA INVESTMENT MANAGEMENT AB 0.30% of their portfolio STOCKHOLM, V7 1,287,2291.3m $215.7m $215.7m 0.30% Reduced -89.2k -89,155
33 TWO SIGMA ADVISERS, LP 0.49% of their portfolio NEW YORK, NY 1,156,7421.2m $192.6m $192.6m 0.49% Reduced -98.3k -98,300
34 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,147,0521.1m $191.0m $191.0m 0.06% Reduced -49.4k -49,425
35 Westchester Capital Management, LLC 6.43% of their portfolio VALHALLA, NY 1,124,7061.1m $187.2m $187.2m 6.43% Added +88.1k +88,141
36 Nuveen Asset Management, LLC 0.07% of their portfolio CHICAGO, IL 1,121,8291.1m $186.8m $186.8m 0.07% Reduced -26.0k -26,006
37 Melqart Asset Management (UK) Ltd 12.60% of their portfolio London, X0 1,059,7811.1m $176.4m $176.4m 12.60% Added +26.0k +26,023
38 Beryl Capital Management LLC 22.36% of their portfolio REDONDO BEACH, CA 1,056,4511.1m $175.9m $175.9m 22.36% New
39 CITADEL ADVISORS LLC 0.18% of their portfolio MIAMI, FL 972,787972.8k $161.9m $161.9m 0.18% Added +249.8k +249,757
40 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 970,435970.4k $161.6m $161.6m 0.04% Reduced -6.1k -6,124
41 LSV ASSET MANAGEMENT 0.35% of their portfolio CHICAGO, IL 912,516912.5k $151.9m $151.9m 0.35% Reduced -10.3k -10,305
42 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.18% of their portfolio BOSTON, MA 906,324906.3k $150.9m $150.9m 0.18% Reduced -74.6k -74,575
43 MARSHALL WACE, LLP 0.32% of their portfolio LONDON, X0 895,956896.0k $149.2m $149.2m 0.32% Reduced -219.4k -219,422
44 MASON CAPITAL MANAGEMENT LLC 12.65% of their portfolio NEW YORK, NY 883,093883.1k $147.0m $147.0m 12.65% Added +495.9k +495,903
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 827,206827.2k $137.7m $137.7m 0.04% Added +33.2k +33,232
46 ALPINE ASSOCIATES MANAGEMENT INC. 7.11% of their portfolio PALM BEACH, FL 815,500815.5k $135.8m $135.8m 7.11% Reduced -493.9k -493,900
47 CREDIT SUISSE AG/ 0.14% of their portfolio ZURICH, V8 789,642789.6k $131.5m $131.5m 0.14% Reduced -27.1k -27,148
48 Davidson Kempner Capital Management LP 2.02% of their portfolio New York, NY 789,096789.1k $131.4m $131.4m 2.02% New
49 Caisse de depot et placement du Quebec 0.38% of their portfolio Montreal, A8 784,119784.1k $130.5m $130.5m 0.38% Reduced -258.4k -258,368
50 Swiss National Bank 0.10% of their portfolio ZURICH, V8 782,548782.5k $130.3m $130.3m 0.10% Reduced -68.7k -68,700
51 Amundi 0.06% of their portfolio Paris, I0 706,940706.9k $125.7m $125.7m 0.06% Reduced -723.9k -723,859
52 HRT FINANCIAL LP 1.12% of their portfolio NEW YORK, NY 650,970651.0k $108.4m $108.4m 1.12% Added +90.9k +90,941
53 Sumitomo Mitsui Trust Group, Inc. 0.09% of their portfolio CHIYODA-KU, TOKYO, M0 642,360642.4k $106.9m $106.9m 0.09% Reduced -12.7k -12,721
54 APG Asset Management N.V. 0.21% of their portfolio Amsterdam, P7 626,342626.3k $104.3m $104.3m 0.21% Reduced -12.1k -12,058
55 FMR LLC 0.01% of their portfolio BOSTON, MA 618,346618.3k $102.9m $102.9m 0.01% Added +17.4k +17,354
56 LMR Partners LLP 2.28% of their portfolio LONDON, X0 610,856610.9k $101.7m $101.7m 2.28% Added +251.1k +251,133
57 Alpine Global Management, LLC 12.04% of their portfolio NEW YORK, NY 600,000600.0k $99.9m $99.9m 12.04% Added +590.5k +590,498
58 Korea Investment CORP 0.29% of their portfolio SEOUL, M5 598,461598.5k $99.6m $99.6m 0.29% Reduced -29.6k -29,560
59 Man Group plc 0.30% of their portfolio LONDON, X0 589,288589.3k $98.1m $98.1m 0.30% New
60 ExodusPoint Capital Management, LP 1.23% of their portfolio NEW YORK, NY 574,914574.9k $95.7m $95.7m 1.23% Added +562.2k +562,178
61 UBS Group AG 0.04% of their portfolio ZURICH, V8 528,452528.5k $88.0m $88.0m 0.04% Reduced -306.7k -306,701
62 WATER ISLAND CAPITAL LLC 7.90% of their portfolio NEW YORK, NY 522,177522.2k $86.9m $86.9m 7.90% Reduced -40.2k -40,224
63 Laurion Capital Management LP 2.25% of their portfolio NEW YORK, NY 516,968517.0k $86.1m $86.1m 2.25% Added +491.5k +491,471
64 HSBC HOLDINGS PLC 0.09% of their portfolio LONDON, X0 510,942510.9k $85.1m $85.1m 0.09% Reduced -99.6k -99,618
65 Hudson Bay Capital Management LP 0.39% of their portfolio STAMFORD, CT 495,852495.9k $82.5m $82.5m 0.39% Added +371.8k +371,783
66 TUDOR INVESTMENT CORP ET AL 1.15% of their portfolio STAMFORD, CT 469,889469.9k $78.2m $78.2m 1.15% New
67 PRIMECAP MANAGEMENT CO/CA/ 0.06% of their portfolio PASADENA, CA 446,403446.4k $74.3m $74.3m 0.06% Reduced -27.7k -27,662
68 KRYGER CAPITAL Ltd 8.12% of their portfolio LONDON, X0 422,352422.4k $70.3m $70.3m 8.12% Added +324.0k +324,047
69 Sand Grove Capital Management LLP 9.96% of their portfolio LONDON, X0 416,747416.7k $69.4m $69.4m 9.96% Added +109.2k +109,201
70 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 410,695410.7k $68.4m $68.4m 0.03% Reduced -802.5k -802,483
71 Magnetar Financial LLC 1.71% of their portfolio EVANSTON, IL 400,947400.9k $66.7m $66.7m 1.71% Added +25.2k +25,158
72 BNP PARIBAS FINANCIAL MARKETS 0.15% of their portfolio PARIS, I0 400,319400.3k $66.6m $66.6m 0.15% Added +199.0k +198,986
73 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 375,132375.1k $62.5m $62.5m 0.02% Reduced -3.2k -3,204
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.10% of their portfolio WEST SACRAMENTO, CA 374,084374.1k $62.3m $62.3m 0.10% Reduced -12.3k -12,349
75 Pictet Asset Management Holding SA 0.08% of their portfolio CAROUGE, V8 372,776372.8k $62.1m $62.1m 0.08% First filing
76 Aberdeen Group plc 0.16% of their portfolio EDINBURGH, X0 366,559366.6k $61.0m $61.0m 0.16% Added +30.1k +30,096
77 Weiss Asset Management LP 4.81% of their portfolio BOSTON, MA 363,830363.8k $60.6m $60.6m 4.81% New
78 STOREBRAND ASSET MANAGEMENT AS 0.29% of their portfolio LYSAKER, Q8 359,851359.9k $59.9m $59.9m 0.29% Reduced -6.4k -6,370
79 Empyrean Capital Partners, LP 3.68% of their portfolio LOS ANGELES, CA 358,000358.0k $59.6m $59.6m 3.68% Added +102.0k +102,000
80 Retirement Systems of Alabama 0.28% of their portfolio MONTGOMERY, AL 355,000355.0k $59.1m $59.1m 0.28% Added +85.0k +85,000
81 BOOTHBAY FUND MANAGEMENT, LLC 1.86% of their portfolio NEW YORK, NY 350,588350.6k $58.4m $58.4m 1.86% New
82 Epoch Investment Partners, Inc. 0.37% of their portfolio New York, NY 346,703346.7k $57.7m $57.7m 0.37% Reduced -15.9k -15,926
83 National Pension Service 0.09% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 345,359345.4k $57.0m $57.0m 0.09% Unchanged
84 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 345,132345.1k $57.5m $57.5m 0.08% Added +47.9k +47,939
85 HAP Trading, LLC 14.21% of their portfolio NEW YORK, NY 344,988345.0k $57.4m $57.4m 14.21% New
86 Walleye Capital LLC 0.84% of their portfolio NEW YORK, NY 343,657343.7k $57.2m $57.2m 0.84% Added +313.1k +313,071
87 TD Asset Management Inc 0.07% of their portfolio Toronto, A6 337,174337.2k $56.1m $56.1m 0.07% Reduced -13.7k -13,726
88 NEW YORK STATE COMMON RETIREMENT FUND 0.08% of their portfolio ALBANY, NY 323,728323.7k $53.9m $53.9m 0.08% Reduced -18.7k -18,700
89 SEIZERT CAPITAL PARTNERS, LLC 2.69% of their portfolio BIRMINGHAM, MI 304,475304.5k $50.7m $50.7m 2.69% Added +7.5k +7,485
90 STATE OF WISCONSIN INVESTMENT BOARD 0.15% of their portfolio MADISON, WI 296,316296.3k $49.3m $49.3m 0.15% Reduced -51.8k -51,783
91 Boussard & Gavaudan Investment Management LLP 5.67% of their portfolio London, X0 288,479288.5k $48.3m $48.3m 5.67% Reduced -51.2k -51,168
92 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 284,915284.9k $47.4m $47.4m 0.01% Added +36.6k +36,590
93 RHUMBLINE ADVISERS 0.05% of their portfolio BOSTON, MA 282,726282.7k $47.1m $47.1m 0.05% Reduced -2.5k -2,454
94 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 269,173269.2k $44.8m $44.8m 0.01% New
95 Verition Fund Management LLC 0.57% of their portfolio GREENWICH, CT 253,824253.8k $42.3m $42.3m 0.57% Added +219.3k +219,281
96 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.09% of their portfolio TALLAHASSEE, FL 241,315241.3k $40.2m $40.2m 0.09% Reduced -2.0k -1,993
97 Mitsubishi UFJ Trust & Banking Corp 0.09% of their portfolio TOKYO, M0 217,509217.5k $36.2m $36.2m 0.09% Reduced -8.5k -8,520
98 BLUEFIN CAPITAL MANAGEMENT, LLC 3.04% of their portfolio NEW YORK, NY 208,848208.8k $34.8m $34.8m 3.04% Added +146.3k +146,296
99 MARTINGALE ASSET MANAGEMENT L P 0.73% of their portfolio BOSTON, MA 208,493208.5k $34.7m $34.7m 0.73% Reduced -11.9k -11,929
100 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 207,431207.4k $34.5m $34.5m 0.05% Added +21.9k +21,880