Vault-13

VMWARE INC VMW

CL A COM · Common Stock · CUSIP 928563402 · ISIN US9285634021

867 institutional holders +10 vs Q1 2023
221,890,148221.9m shares reported held*
$31.8bnreported value*
86 new 262 added 296 reduced 91 sold out net bought ≈ $1.0bn (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($127.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $143.20. Options: 24 managers hold calls ($756.6m notional), 33 hold puts ($1.7bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 831Q4 22: 877Q1 23: 857Q2 23: 867867Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022831
Q4 2022877
Q1 2023857
Q2 2023867

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 353 bought or addedQ4 22: 344 cut or sold outQ4 22Q1 23: 322 bought or addedQ1 23: 379 cut or sold outQ1 23Q2 23: 348 bought or addedQ2 23: 387 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353344
Q1 2023322379
Q2 2023348387

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ3 22 calls: $227.6mQ3 22 puts: $410.7mQ3 22P/C 1.80Q4 22 calls: $236.1mQ4 22 puts: $530.1mQ4 22P/C 2.24Q1 23 calls: $476.7mQ1 23 puts: $1.0bnQ1 23P/C 2.19Q2 23 calls: $756.6mQ2 23 puts: $1.7bnQ2 23P/C 2.22
Numbers
QuarterCallsPutsP/C
Q3 2022$227.6m$410.7m1.80
Q4 2022$236.1m$530.1m2.24
Q1 2023$476.7m$1.0bn2.19
Q2 2023$756.6m$1.7bn2.22

Biggest buyers

BlackRock Inc. Added +3,008,067+3.0m
BARCLAYS PLC Added +2,666,664+2.7m
FARALLON CAPITAL MANAGEMENT, L.L.C. Added +2,205,377+2.2m
Amundi Added +884,003+884.0k
JPMORGAN CHASE & CO Added +731,013+731.0k
Sculptor Capital LP Added +728,176+728.2k
Caisse de depot et placement du Quebec Added +714,908+714.9k
ADAGE CAPITAL PARTNERS GP, L.L.C. Added +642,637+642.6k
Swedbank AB Added +623,422+623.4k
D. E. Shaw & Co., Inc. Added +551,437+551.4k

Biggest sellers

OFI INVEST ASSET MANAGEMENT Reduced -1,791,264-1.8m
MORGAN STANLEY Reduced -1,651,334-1.7m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,069,310-1.1m
Empyrean Capital Partners, LP Reduced -1,044,000-1.0m
FMR LLC Reduced -848,914-848.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -802,510-802.5k
HRT FINANCIAL LP Reduced -740,427-740.4k
Qube Research & Technologies Ltd Reduced -570,529-570.5k
Dodge & Cox Reduced -554,478-554.5k
BANK OF AMERICA CORP /DE/ Reduced -410,685-410.7k

Biggest calls

Antara Capital LP Added $248.9m1.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $119.6m832.3k shares
Maven Securities LTD Added $96.3m670.5k shares
NOMURA HOLDINGS INC New $71.8m500.0k shares
BANK OF AMERICA CORP /DE/ New $57.5m400.0k shares
Walleye Trading LLC Added $42.2m293.8k shares
JPMORGAN CHASE & CO New $21.8m151.6k shares
Ursa Fund Management, LLC Added $21.6m150.0k shares
JET CAPITAL INVESTORS L P Reduced $21.3m148.0k shares
JANE STREET GROUP, LLC Added $19.1m132.6k shares

Biggest puts

Pentwater Capital Management LP Added $378.9m2.6m shares
CITADEL ADVISORS LLC Added $273.5m1.9m shares
Maven Securities LTD Added $225.3m1.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $191.3m1.3m shares
Ursa Fund Management, LLC Added $180.0m1.3m shares
Antara Capital LP Added $108.6m755.6k shares
Balyasny Asset Management L.P. Added $79.1m550.4k shares
Berry Street Capital Management LLP Added $52.1m362.5k shares
JANE STREET GROUP, LLC Added $36.0m250.3k shares
STATE OF WISCONSIN INVESTMENT BOARD Added $27.3m190.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Silver Lake Group, L.L.C. 40.81% of their portfolio Menlo Park, CA 42,050,81842.1m $6.0bn $6.0bn 40.81% Unchanged
2 Dodge & Cox 2.50% of their portfolio San Francisco, CA 26,066,65026.1m $3.7bn $3.7bn 2.50% Reduced -554.5k -554,478
3 BlackRock Inc. 0.07% of their portfolio New York, NY 17,317,55817.3m $2.5bn $2.5bn 0.07% Added +3.0m +3,008,067
4 VANGUARD GROUP INC 0.05% of their portfolio Valley Forge, PA 15,379,40115.4m $2.2bn $2.2bn 0.05% Added +433.5k +433,491
5 Swedbank AB 2.91% of their portfolio STOCKHOLM, V7 11,492,40911.5m $1.7bn $1.7bn 2.91% Added +623.4k +623,422
6 BARCLAYS PLC 0.50% of their portfolio LONDON, X0 5,369,3175.4m $771.5m $771.5m 0.50% Added +2.7m +2,666,664
7 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 5,330,3695.3m $765.9m $765.9m 0.04% Added +183.9k +183,899
8 DEUTSCHE BANK AG\ 0.39% of their portfolio FRANKFURT AM MAIN, 2M 5,054,0455.1m $726.2m $726.2m 0.39% Added +324.5k +324,540
9 Temasek Holdings (Private) Ltd 3.81% of their portfolio SINGAPORE, U0 4,573,3464.6m $657.1m $657.1m 3.81% Unchanged
10 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.27% of their portfolio NEW YORK, NY 4,415,8674.4m $551.3m $551.3m 0.27% Unchanged
11 FARALLON CAPITAL MANAGEMENT, L.L.C. 3.19% of their portfolio SAN FRANCISCO, CA 3,716,0003.7m $534.0m $534.0m 3.19% Added +2.2m +2,205,377
12 Pentwater Capital Management LP 4.78% of their portfolio Naples, FL 2,660,0002.7m $382.2m $382.2m 4.78% Added +190.0k +190,000
13 GEODE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio BOSTON, MA 2,274,3522.3m $326.0m $326.0m 0.04% Added +129.9k +129,875
14 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 2,157,0122.2m $309.9m $309.9m 0.04% Added +731.0k +731,013
15 NORGES BANK 0.06% of their portfolio OSLO, Q8 2,106,2312.1m $302.6m $302.6m 0.06% Added +150.9k +150,934
16 Sculptor Capital LP 7.15% of their portfolio New York, NY 1,897,3821.9m $272.6m $272.6m 7.15% Added +728.2k +728,176
17 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.56% of their portfolio Boston, MA 1,788,3131.8m $257.0m $257.0m 0.56% Added +642.6k +642,637
18 Legal & General Group Plc 0.08% of their portfolio London, X0 1,661,2741.7m $238.7m $238.7m 0.08% Added +169.4k +169,431
19 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 1,594,0551.6m $229.0m $229.0m 0.04% Reduced -35.8k -35,761
20 HBK INVESTMENTS L P 7.00% of their portfolio DALLAS, TX 1,535,2281.5m $220.6m $220.6m 7.00% Added +160.0k +160,000
21 Amundi 0.10% of their portfolio Paris, I0 1,430,7991.4m $206.1m $206.1m 0.10% Added +884.0k +884,003
22 NORDEA INVESTMENT MANAGEMENT AB 0.27% of their portfolio STOCKHOLM, V7 1,376,3841.4m $198.9m $198.9m 0.27% Reduced -95.1k -95,109
23 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,366,0041.4m $196.3m $196.3m 0.02% Reduced -1.7m -1,651,334
24 ALPINE ASSOCIATES MANAGEMENT INC. 8.47% of their portfolio PALM BEACH, FL 1,309,4001.3m $188.1m $188.1m 8.47% Added +46.5k +46,500
25 California Public Employees Retirement System 0.16% of their portfolio Sacramento, CA 1,264,8711.3m $181.7m $181.7m 0.16% Added +456.6k +456,648
26 TWO SIGMA ADVISERS, LP 0.46% of their portfolio NEW YORK, NY 1,255,0421.3m $180.3m $180.3m 0.46% Added +43.0k +43,000
27 ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio NASHVILLE, TN 1,213,1781.2m $174.3m $174.3m 0.07% Added +53.4k +53,439
28 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,196,4771.2m $171.9m $171.9m 0.05% Added +16.0k +16,001
29 Taconic Capital Advisors LP 10.31% of their portfolio NEW YORK, NY 1,189,9701.2m $171.0m $171.0m 10.31% Added +60.0k +59,970
30 Nuveen Asset Management, LLC 0.06% of their portfolio CHICAGO, IL 1,147,8351.1m $164.9m $164.9m 0.06% Reduced -35.1k -35,145
31 MARSHALL WACE, LLP 0.35% of their portfolio LONDON, X0 1,115,3781.1m $160.3m $160.3m 0.35% Reduced -72.4k -72,413
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.25% of their portfolio BALA CYNWYD, PA 1,097,8221.1m $157.7m $157.7m 0.25% Reduced -802.5k -802,510
33 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 3.32% of their portfolio CHICAGO, IL 1,091,9811.1m $156.9m $156.9m 3.32% Reduced -106 -106
34 MILLENNIUM MANAGEMENT LLC 0.16% of their portfolio NEW YORK, NY 1,078,1131.1m $154.9m $154.9m 0.16% Reduced -370.7k -370,684
35 Caisse de depot et placement du Quebec 0.40% of their portfolio Montreal, A8 1,042,4871.0m $149.8m $149.8m 0.40% Added +714.9k +714,908
36 Westchester Capital Management, LLC 5.15% of their portfolio VALHALLA, NY 1,036,5651.0m $148.9m $148.9m 5.15% Reduced -70.8k -70,805
37 Melqart Asset Management (UK) Ltd 13.58% of their portfolio London, X0 1,033,7581.0m $148.5m $148.5m 13.58% Added +11.0k +10,968
38 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.17% of their portfolio BOSTON, MA 980,899980.9k $140.9m $140.9m 0.17% Reduced -1.1m -1,069,310
39 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 976,559976.6k $140.3m $140.3m 0.03% Added +21.2k +21,208
40 D. E. Shaw & Co., Inc. 0.22% of their portfolio New York, NY 961,819961.8k $138.2m $138.2m 0.22% Added +551.4k +551,437
41 LSV ASSET MANAGEMENT 0.29% of their portfolio CHICAGO, IL 922,821922.8k $132.6m $132.6m 0.29% Reduced -11.6k -11,630
42 Balyasny Asset Management L.P. 0.35% of their portfolio Chicago, IL 861,923861.9k $123.8m $123.8m 0.35% Reduced -374.6k -374,578
43 Swiss National Bank 0.08% of their portfolio ZURICH, V8 851,248851.2k $122.3m $122.3m 0.08% Added +8.9k +8,900
44 UBS Group AG 0.05% of their portfolio ZURICH, V8 835,153835.2k $120.0m $120.0m 0.05% Added +219.0k +218,981
45 CREDIT SUISSE AG/ 0.12% of their portfolio ZURICH, V8 816,790816.8k $117.4m $117.4m 0.12% Added +128.6k +128,600
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 793,974794.0k $114.1m $114.1m 0.03% Added +27.3k +27,340
47 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 754,835754.8k $108.5m $108.5m 0.01% Reduced -410.7k -410,685
48 FIL Ltd 0.12% of their portfolio HAMILTON, D0 723,194723.2k $103.9m $103.9m 0.12% Reduced -46.2k -46,246
49 CITADEL ADVISORS LLC 0.12% of their portfolio MIAMI, FL 723,030723.0k $103.9m $103.9m 0.12% Added +148.6k +148,596
50 RENAISSANCE TECHNOLOGIES LLC 0.15% of their portfolio NEW YORK, NY 716,008716.0k $102.9m $102.9m 0.15% Reduced -269.2k -269,200
51 Sumitomo Mitsui Trust Group, Inc. 0.07% of their portfolio CHIYODA-KU, TOKYO, M0 655,081655.1k $94.1m $94.1m 0.07% Added +52.2k +52,208
52 APG Asset Management N.V. 0.17% of their portfolio Amsterdam, P7 638,400638.4k $84.1m $84.1m 0.17% Added +447.4k +447,446
53 Korea Investment CORP 0.25% of their portfolio SEOUL, M5 628,021628.0k $90.2m $90.2m 0.25% Added +21.6k +21,596
54 HSBC HOLDINGS PLC 0.09% of their portfolio LONDON, X0 610,560610.6k $87.8m $87.8m 0.09% Added +95.3k +95,319
55 FMR LLC 0.01% of their portfolio BOSTON, MA 600,992601.0k $86.4m $86.4m 0.01% Reduced -848.9k -848,914
56 WATER ISLAND CAPITAL LLC 7.52% of their portfolio NEW YORK, NY 562,401562.4k $80.8m $80.8m 7.52% Added +47.1k +47,098
57 HRT FINANCIAL LP 0.77% of their portfolio NEW YORK, NY 560,029560.0k $80.5m $80.5m 0.77% Reduced -740.4k -740,427
58 DNB Asset Management AS 0.41% of their portfolio Oslo, Q8 497,124497.1k $71.4m $71.4m 0.41% Added +6.9k +6,859
59 ANTIPODES PARTNERS Ltd 2.38% of their portfolio ROYAL EXCHANGE, C3 480,355480.4k $69.0m $69.0m 2.38% New
60 TIG Advisors, LLC 4.11% of their portfolio New York, NY 475,243475.2k $68.3m $68.3m 4.11% New
61 PRIMECAP MANAGEMENT CO/CA/ 0.06% of their portfolio PASADENA, CA 474,065474.1k $68.1m $68.1m 0.06% Reduced -2.9k -2,930
62 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 469,739469.7k $67.5m $67.5m 0.02% Reduced -12.8k -12,813
63 Grantham, Mayo, Van Otterloo & Co. LLC 0.29% of their portfolio Boston, MA 434,392434.4k $62.4m $62.4m 0.29% Added +92.9k +92,899
64 KBC Group NV 0.24% of their portfolio Brussels, C9 407,879407.9k $58.6m $58.6m 0.24% Reduced -26.9k -26,892
65 MASON CAPITAL MANAGEMENT LLC 5.42% of their portfolio NEW YORK, NY 387,190387.2k $55.6m $55.6m 5.42% New
66 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.08% of their portfolio WEST SACRAMENTO, CA 386,433386.4k $55.5m $55.5m 0.08% Added +24.7k +24,731
67 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 378,336378.3k $54.4m $54.4m 0.02% Reduced -194 -194
68 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.08% of their portfolio FRANKFURT AM MAIN, 2M 377,554377.6k $54.3m $54.3m 0.08% Added +67.8k +67,784
69 Magnetar Financial LLC 1.19% of their portfolio EVANSTON, IL 375,789375.8k $54.0m $54.0m 1.19% Reduced -210.8k -210,828
70 Bank Julius Baer & Co. Ltd, Zurich 0.32% of their portfolio ZURICH, V8 374,581374.6k $53.8m $53.8m 0.32% Added +535 +535
71 STOREBRAND ASSET MANAGEMENT AS 0.24% of their portfolio LYSAKER, Q8 366,221366.2k $52.6m $52.6m 0.24% Added +80.3k +80,309
72 Epoch Investment Partners, Inc. 0.30% of their portfolio New York, NY 362,629362.6k $52.1m $52.1m 0.30% Reduced -7.7k -7,660
73 Berry Street Capital Management LLP 22.20% of their portfolio LONDON, X0 362,500362.5k $52.1m $52.1m 22.20% Added +68.8k +68,750
74 LMR Partners LLP 1.18% of their portfolio LONDON, X0 359,723359.7k $51.7m $51.7m 1.18% Reduced -30.7k -30,729
75 TD Asset Management Inc 0.06% of their portfolio Toronto, A6 350,900350.9k $50.4m $50.4m 0.06% Reduced -25.1k -25,125
76 STATE OF WISCONSIN INVESTMENT BOARD 0.14% of their portfolio MADISON, WI 348,099348.1k $50.0m $50.0m 0.14% Reduced -19.7k -19,696
77 JET CAPITAL INVESTORS L P 15.74% of their portfolio NEW YORK, NY 346,000346.0k $49.7m $49.7m 15.74% Added +21.0k +21,000
78 National Pension Service 0.08% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 345,359345.4k $49.7m $49.7m 0.08% Added +14.8k +14,791
79 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 342,428342.4k $49.2m $49.2m 0.06% Reduced -13.4k -13,442
80 Boussard & Gavaudan Investment Management LLP 4.72% of their portfolio London, X0 339,647339.6k $49.3m $49.3m 4.72% Added +267.0k +266,972
81 Aberdeen Group plc 0.11% of their portfolio EDINBURGH, X0 336,463336.5k $48.3m $48.3m 0.11% Added +38.8k +38,766
82 Calamos Advisors LLC 0.23% of their portfolio NAPERVILLE, IL 315,500315.5k $45.3m $45.3m 0.23% Added +17.0k +17,000
83 LETKO, BROSSEAU & ASSOCIATES INC 0.83% of their portfolio MONTREAL, A8 310,134310.1k $44.6m $44.6m 0.83% Added +25 +25
84 Sand Grove Capital Management LLP 6.65% of their portfolio LONDON, X0 307,546307.5k $44.2m $44.2m 6.65% Added +237.3k +237,297
85 Senator Investment Group LP 1.94% of their portfolio New York, NY 300,000300.0k $43.1m $43.1m 1.94% Not comparable
86 Kepos Capital LP 7.89% of their portfolio NEW YORK, NY 300,000300.0k $43.1m $43.1m 7.89% First filing
87 TORONTO DOMINION BANK 0.03% of their portfolio TORONTO, ONTARIO, A6 299,796299.8k $43.0m $43.0m 0.03% Added +182.2k +182,173
88 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 297,193297.2k $42.7m $42.7m 0.05% Added +101.5k +101,539
89 SEIZERT CAPITAL PARTNERS, LLC 2.29% of their portfolio BIRMINGHAM, MI 296,990297.0k $42.7m $42.7m 2.29% Added +4.3k +4,278
90 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 288,107288.1k $41.8m $41.8m 0.02% Added +191.1k +191,091
91 RHUMBLINE ADVISERS 0.05% of their portfolio BOSTON, MA 285,180285.2k $41.0m $41.0m 0.05% Added +50.8k +50,754
92 Retirement Systems of Alabama 0.17% of their portfolio MONTGOMERY, AL 270,000270.0k $38.8m $38.8m 0.17% Unchanged
93 OSSIAM 0.69% of their portfolio PARIS, I0 267,253267.3k $38.4m $38.4m 0.69% Added +217.3k +217,252
94 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.17% of their portfolio TORONTO, A6 263,001263.0k $37.8m $37.8m 0.17% Reduced -152.3k -152,310
95 Empyrean Capital Partners, LP 1.92% of their portfolio LOS ANGELES, CA 256,000256.0k $36.8m $36.8m 1.92% Reduced -1.0m -1,044,000
96 TWO SIGMA INVESTMENTS, LP 0.10% of their portfolio NEW YORK, NY 249,721249.7k $35.9m $35.9m 0.10% Reduced -16.5k -16,479
97 PICTET ASSET MANAGEMENT SA 0.04% of their portfolio GENEVA 73, V8 248,392248.4k $35.7m $35.7m 0.04% Added +21.7k +21,683
98 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 248,325248.3k $35.7m $35.7m 0.01% Reduced -78.6k -78,612
99 REDWOOD CAPITAL MANAGEMENT, LLC 5.20% of their portfolio New York, NY 246,631246.6k $35.4m $35.4m 5.20% Unchanged
100 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.08% of their portfolio TALLAHASSEE, FL 243,308243.3k $35.0m $35.0m 0.08% Added +15.1k +15,126