Vault-13

VMWARE INC VMW

CL A COM · Common Stock · CUSIP 928563402 · ISIN US9285634021

877 institutional holders +46 vs Q3 2022
210,412,682210.4m shares reported held*
$25.8bnreported value*
91 new 262 added 288 reduced 56 sold out net bought ≈ $296.0m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($68.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $122.75. Options: 26 managers hold calls ($236.1m notional), 31 hold puts ($530.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 831Q4 22: 877877Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022831
Q4 2022877

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $227.6mQ3 22 puts: $410.7mQ3 22P/C 1.80Q4 22 calls: $236.1mQ4 22 puts: $530.1mQ4 22P/C 2.24
Numbers
QuarterCallsPutsP/C
Q3 2022$227.6m$410.7m1.80
Q4 2022$236.1m$530.1m2.24

Biggest buyers

BlackRock Inc. Added +1,590,688+1.6m
MORGAN STANLEY Added +971,516+971.5k
Balyasny Asset Management L.P. Added +716,048+716.0k
NORGES BANK Added +545,305+545.3k
SG Americas Securities, LLC Added +517,263+517.3k
RENAISSANCE TECHNOLOGIES LLC Added +503,000+503.0k
HSBC HOLDINGS PLC Added +466,386+466.4k
Swedbank AB Added +416,059+416.1k
TIG Advisors, LLC Added +379,718+379.7k
VANGUARD GROUP INC Added +321,634+321.6k

Biggest sellers

MARSHALL WACE, LLP Reduced -1,353,369-1.4m
JPMORGAN CHASE & CO Reduced -1,122,206-1.1m
FIL Ltd Reduced -957,297-957.3k
WELLINGTON MANAGEMENT GROUP LLP Reduced -731,403-731.4k
Invesco Ltd. Reduced -484,791-484.8k
JANE STREET GROUP, LLC Reduced -482,785-482.8k
Ardevora Asset Management LLP Sold out -440,738-440.7k
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -271,206-271.2k
PAULSON & CO. INC. Sold out -264,915-264.9k
Versor Investments LP Reduced -263,758-263.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $73.7m600.3k shares
CITADEL ADVISORS LLC Reduced $56.1m457.2k shares
MILLENNIUM MANAGEMENT LLC Added $28.1m229.0k shares
UBS Group AG Reduced $16.3m133.0k shares
JANE STREET GROUP, LLC Reduced $10.2m83.1k shares
EQUITEC PROPRIETARY MARKETS, LLC Added $7.8m63.8k shares
Walleye Trading LLC Reduced $7.8m63.7k shares
CAPSTONE INVESTMENT ADVISORS, LLC Unchanged $5.5m45.2k shares
PEAK6 Investments LLC Reduced $5.4m43.6k shares
GROUP ONE TRADING LLC Reduced $4.6m37.6k shares

Biggest puts

Antara Capital LP Added $125.2m1.0m shares
CITADEL ADVISORS LLC Added $92.4m752.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $78.4m639.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $37.6m306.4k shares
UBS Group AG Added $31.4m255.7k shares
JET CAPITAL INVESTORS L P Unchanged $27.6m225.0k shares
PEAK6 Investments LLC Reduced $24.6m200.1k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $22.0m1.8k shares
GROUP ONE TRADING LLC Reduced $13.8m112.6k shares
JPMORGAN CHASE & CO Added $11.5m93.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Silver Lake Group, L.L.C. 40.82% of their portfolio Menlo Park, CA 42,050,81842.1m $5.2bn $5.2bn 40.82% Unchanged
2 Dodge & Cox 2.30% of their portfolio San Francisco, CA 27,303,15127.3m $3.4bn $3.4bn 2.30% Added +34.5k +34,526
3 VANGUARD GROUP INC 0.05% of their portfolio Valley Forge, PA 14,659,99714.7m $1.8bn $1.8bn 0.05% Added +321.6k +321,634
4 BlackRock Inc. 0.05% of their portfolio New York, NY 13,591,40713.6m $1.7bn $1.7bn 0.05% Added +1.6m +1,590,688
5 Swedbank AB 2.56% of their portfolio STOCKHOLM, V7 9,464,4009.5m $1.2bn $1.2bn 2.56% Added +416.1k +416,059
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.39% of their portfolio NEW YORK, NY 6,056,1826.1m $743.5m $743.5m 0.39% Reduced -96.6k -96,628
7 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 5,024,4385.0m $616.8m $616.8m 0.04% Added +79.0k +78,991
8 Temasek Holdings (Private) Ltd 3.28% of their portfolio SINGAPORE, U0 4,573,3464.6m $561.4m $561.4m 3.28% Unchanged
9 DEUTSCHE BANK AG\ 0.26% of their portfolio FRANKFURT AM MAIN, 2M 3,644,2463.6m $447.4m $447.4m 0.26% Added +183.2k +183,169
10 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 2,655,9512.7m $326.0m $326.0m 0.04% Added +971.5k +971,516
11 Invesco Ltd. 0.08% of their portfolio ATLANTA, GA 2,166,7052.2m $266.0m $266.0m 0.08% Reduced -484.8k -484,791
12 GEODE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio BOSTON, MA 2,071,2462.1m $253.8m $253.8m 0.04% Added +13.3k +13,278
13 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.34% of their portfolio BOSTON, MA 1,957,9072.0m $240.4m $240.4m 0.34% Reduced -74.6k -74,600
14 MILLENNIUM MANAGEMENT LLC 0.23% of their portfolio NEW YORK, NY 1,710,4381.7m $210.0m $210.0m 0.23% Reduced -65.8k -65,770
15 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 1,611,8081.6m $197.9m $197.9m 0.04% Added +120.9k +120,916
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.37% of their portfolio BALA CYNWYD, PA 1,544,7651.5m $189.6m $189.6m 0.37% Reduced -12.4k -12,392
17 NORGES BANK 0.04% of their portfolio OSLO, Q8 1,518,8781.5m $186.5m $186.5m 0.04% Added +545.3k +545,305
18 NORDEA INVESTMENT MANAGEMENT AB 0.28% of their portfolio STOCKHOLM, V7 1,476,1801.5m $179.7m $179.7m 0.28% Reduced -6.3k -6,286
19 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 1,464,8931.5m $179.8m $179.8m 0.08% Added +52.7k +52,747
20 WELLINGTON MANAGEMENT GROUP LLP 0.04% of their portfolio Boston, MA 1,461,7621.5m $179.4m $179.4m 0.04% Reduced -731.4k -731,403
21 FARALLON CAPITAL MANAGEMENT, L.L.C. 1.10% of their portfolio SAN FRANCISCO, CA 1,390,6231.4m $170.7m $170.7m 1.10% Added +215.0k +215,000
22 Legal & General Group Plc 0.07% of their portfolio London, X0 1,384,2801.4m $169.9m $169.9m 0.07% Added +57.8k +57,750
23 MARSHALL WACE, LLP 0.43% of their portfolio LONDON, X0 1,363,1671.4m $167.3m $167.3m 0.43% Reduced -1.4m -1,353,369
24 HRT FINANCIAL LP 2.30% of their portfolio NEW YORK, NY 1,283,9811.3m $157.6m $157.6m 2.30% Added +277.7k +277,682
25 Nuveen Asset Management, LLC 0.06% of their portfolio CHICAGO, IL 1,269,4671.3m $155.8m $155.8m 0.06% Added +18.2k +18,228
26 ALPINE ASSOCIATES MANAGEMENT INC. 6.73% of their portfolio PALM BEACH, FL 1,202,0001.2m $147.6m $147.6m 6.73% Reduced -3.8k -3,800
27 TWO SIGMA ADVISERS, LP 0.41% of their portfolio NEW YORK, NY 1,183,5421.2m $145.3m $145.3m 0.41% Reduced -14.4k -14,400
28 Balyasny Asset Management L.P. 0.50% of their portfolio Chicago, IL 1,156,4391.2m $142.0m $142.0m 0.50% Added +716.0k +716,048
29 Pentwater Capital Management LP 4.43% of their portfolio Naples, FL 1,151,0001.2m $141.3m $141.3m 4.43% Added +151.0k +151,000
30 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,135,8871.1m $139.4m $139.4m 0.05% Added +3.3k +3,265
31 Westchester Capital Management, LLC 3.92% of their portfolio VALHALLA, NY 1,107,3701.1m $135.9m $135.9m 3.92% Added +241.0k +241,004
32 TIG Advisors, LLC 9.07% of their portfolio New York, NY 1,081,0211.1m $132.7m $132.7m 9.07% Added +379.7k +379,718
33 Taconic Capital Advisors LP 4.76% of their portfolio NEW YORK, NY 1,065,0001.1m $130.7m $130.7m 4.76% Reduced -70.0k -70,000
34 HBK INVESTMENTS L P 5.78% of their portfolio DALLAS, TX 1,062,2521.1m $130.4m $130.4m 5.78% Not comparable
35 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 994,907994.9k $122.1m $122.1m 0.02% Reduced -1.1m -1,122,206
36 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 5.97% of their portfolio CHICAGO, IL 988,899988.9k $121.4m $121.4m 5.97% Added +303.0k +302,953
37 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 988,284988.3k $121.3m $121.3m 0.03% Added +3.6k +3,614
38 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 949,403949.4k $116.5m $116.5m 0.03% Added +2.5k +2,531
39 LSV ASSET MANAGEMENT 0.25% of their portfolio CHICAGO, IL 940,826940.8k $115.5m $115.5m 0.25% Reduced -73.5k -73,528
40 FIL Ltd 0.14% of their portfolio HAMILTON, D0 925,784925.8k $113.6m $113.6m 0.14% Reduced -957.3k -957,297
41 Swiss National Bank 0.08% of their portfolio ZURICH, V8 858,748858.7k $105.4m $105.4m 0.08% Reduced -54.4k -54,370
42 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 830,091830.1k $101.9m $101.9m 0.01% Added +145.7k +145,691
43 Magnetar Financial LLC 1.67% of their portfolio EVANSTON, IL 802,878802.9k $98.6m $98.6m 1.67% Reduced -31.9k -31,872
44 California Public Employees Retirement System 0.08% of their portfolio Sacramento, CA 749,557749.6k $92.0m $92.0m 0.08% Added +72.3k +72,290
45 FMR LLC 0.01% of their portfolio BOSTON, MA 746,604746.6k $91.7m $91.7m 0.01% Reduced -73.6k -73,596
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 745,666745.7k $91.5m $91.5m 0.03% Added +44.8k +44,769
47 Davidson Kempner Capital Management LP 1.95% of their portfolio New York, NY 742,913742.9k $91.2m $91.2m 1.95% Added +111.4k +111,422
48 HSBC HOLDINGS PLC 0.10% of their portfolio LONDON, X0 676,849676.8k $82.8m $82.8m 0.10% Added +466.4k +466,386
49 CREDIT SUISSE AG/ 0.09% of their portfolio ZURICH, V8 659,770659.8k $81.0m $81.0m 0.09% Added +87.6k +87,572
50 Caisse de depot et placement du Quebec 0.25% of their portfolio Montreal, A8 649,675649.7k $79.8m $79.8m 0.25% Added +43.5k +43,500
51 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 643,308643.3k $79.0m $79.0m 0.11% Added +503.0k +503,000
52 Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio CHIYODA-KU, TOKYO, M0 607,604607.6k $74.6m $74.6m 0.06% Added +22.3k +22,271
53 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 606,876606.9k $74.5m $74.5m 0.02% Added +240.0k +239,996
54 BANK OF NOVA SCOTIA 0.19% of their portfolio TORONTO, A6 600,891600.9k $73.8m $73.8m 0.19% Added +167.3k +167,309
55 Antara Capital LP 8.93% of their portfolio New York, NY 600,306600.3k $73.7m $73.7m 8.93% Added +100.3k +100,306
56 Amundi 0.04% of their portfolio Paris, I0 583,892583.9k $72.9m $72.9m 0.04% Reduced -25.4k -25,358
57 SG Americas Securities, LLC 1.02% of their portfolio NEW YORK, NY 563,812563.8k $69.2m $69.2m 1.02% Added +517.3k +517,263
58 Korea Investment CORP 0.22% of their portfolio SEOUL, M5 563,465563.5k $69.2m $69.2m 0.22% Reduced -77.2k -77,210
59 KBC Group NV 0.33% of their portfolio Brussels, C9 550,464550.5k $67.6m $67.6m 0.33% Reduced -229.7k -229,651
60 DNB Asset Management AS 0.45% of their portfolio Oslo, Q8 521,474521.5k $64.0m $64.0m 0.45% Added +1.7k +1,694
61 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 515,654515.7k $63.3m $63.3m 0.05% First filing
62 JET CAPITAL INVESTORS L P 40.92% of their portfolio NEW YORK, NY 500,000500.0k $61.4m $61.4m 40.92% Added +100.0k +100,000
63 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.14% of their portfolio Boston, MA 491,755491.8k $60.4m $60.4m 0.14% Reduced -41.6k -41,585
64 NATIXIS 0.35% of their portfolio PARIS, I0 486,509486.5k $59.7m $59.7m 0.35% Added +319.2k +319,236
65 PRIMECAP MANAGEMENT CO/CA/ 0.05% of their portfolio PASADENA, CA 485,627485.6k $59.6m $59.6m 0.05% Reduced -9.2k -9,219
66 AQR Arbitrage LLC 1.51% of their portfolio Greenwich, CT 482,451482.5k $58.7m $58.7m 1.51% Added +16.0k +15,971
67 WATER ISLAND CAPITAL LLC 4.86% of their portfolio NEW YORK, NY 468,093468.1k $57.5m $57.5m 4.86% Added +37.7k +37,732
68 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 466,897466.9k $57.3m $57.3m 0.07% Added +121.0k +121,017
69 UBS Group AG 0.03% of their portfolio ZURICH, V8 466,353466.4k $57.2m $57.2m 0.03% Reduced -88.3k -88,294
70 Woodline Partners LP 0.71% of their portfolio San Francisco, CA 419,795419.8k $51.5m $51.5m 0.71% Added +78.4k +78,399
71 Verition Fund Management LLC 0.93% of their portfolio GREENWICH, CT 387,483387.5k $47.6m $47.6m 0.93% Added +184.8k +184,847
72 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 378,140378.1k $46.4m $46.4m 0.02% Reduced -6.9k -6,853
73 TD Asset Management Inc 0.06% of their portfolio Toronto, A6 373,073373.1k $45.8m $45.8m 0.06% Added +22.6k +22,638
74 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 368,788368.8k $45.3m $45.3m 0.06% Added +7.0k +7,000
75 Bank Julius Baer & Co. Ltd, Zurich 0.31% of their portfolio ZURICH, V8 367,257367.3k $45.1m $45.1m 0.31% Added +7.6k +7,592
76 LMR Partners LLP 0.86% of their portfolio LONDON, X0 366,001366.0k $44.9m $44.9m 0.86% Added +19.7k +19,707
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.07% of their portfolio WEST SACRAMENTO, CA 363,111363.1k $44.6m $44.6m 0.07% Added +8.0k +7,952
78 Epoch Investment Partners, Inc. 0.27% of their portfolio New York, NY 363,004363.0k $44.6m $44.6m 0.27% Added +23.9k +23,925
79 National Pension Service 0.08% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 339,826339.8k $41.7m $41.7m 0.08% Added +1.2k +1,207
80 SEIZERT CAPITAL PARTNERS, LLC 2.14% of their portfolio BIRMINGHAM, MI 327,663327.7k $40.2m $40.2m 2.14% Reduced -278 -278
81 STATE OF WISCONSIN INVESTMENT BOARD 0.13% of their portfolio MADISON, WI 326,510326.5k $40.1m $40.1m 0.13% Reduced -688 -688
82 TWO SIGMA INVESTMENTS, LP 0.13% of their portfolio NEW YORK, NY 324,995325.0k $39.9m $39.9m 0.13% Reduced -36.2k -36,220
83 Retirement Systems of Alabama 0.17% of their portfolio MONTGOMERY, AL 320,000320.0k $39.3m $39.3m 0.17% Unchanged
84 Versor Investments LP 3.25% of their portfolio New York, NY 308,035308.0k $37.8m $37.8m 3.25% Reduced -263.8k -263,758
85 Berry Street Capital Management LLP 19.29% of their portfolio LONDON, X0 300,000300.0k $36.8m $36.8m 19.29% Reduced -65.0k -65,000
86 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 294,308294.3k $36.1m $36.1m 0.02% Added +164.3k +164,301
87 LETKO, BROSSEAU & ASSOCIATES INC 0.62% of their portfolio MONTREAL, A8 281,030281.0k $34.5m $34.5m 0.62% Reduced -25.3k -25,285
88 MANGROVE PARTNERS IM, LLC 1.95% of their portfolio Greenwich, CT 273,259273.3k $33.5m $33.5m 1.95% Added +95.0k +95,000
89 Kepos Capital LP 4.59% of their portfolio NEW YORK, NY 260,000260.0k $31.9m $31.9m 4.59% Added +105.0k +105,000
90 CANADA PENSION PLAN INVESTMENT BOARD 0.05% of their portfolio TORONTO ONTARIO, A6 252,264252.3k $31.0m $31.0m 0.05% Added +144.8k +144,838
91 Aberdeen Group plc 0.08% of their portfolio EDINBURGH, X0 248,181248.2k $30.5m $30.5m 0.08% Added +17.2k +17,194
92 PICTET ASSET MANAGEMENT SA 0.04% of their portfolio GENEVA 73, V8 245,826245.8k $30.2m $30.2m 0.04% Added +29.3k +29,334
93 STOREBRAND ASSET MANAGEMENT AS 0.17% of their portfolio LYSAKER, Q8 245,356245.4k $30.1m $30.1m 0.17% Added +18.3k +18,303
94 New York Life Investment Management LLC 0.34% of their portfolio New York, NY 245,165245.2k $30.1m $30.1m 0.34% Added +20.0k +19,967
95 MARTINGALE ASSET MANAGEMENT L P 0.58% of their portfolio BOSTON, MA 241,149241.1k $29.6m $29.6m 0.58% Reduced -12.0k -12,030
96 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 237,562237.6k $29.2m $29.2m 0.01% Reduced -93.9k -93,890
97 RHUMBLINE ADVISERS 0.04% of their portfolio BOSTON, MA 231,445231.4k $28.4m $28.4m 0.04% Added +15.6k +15,622
98 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.07% of their portfolio TALLAHASSEE, FL 228,212228.2k $28.0m $28.0m 0.07% Reduced -4.7k -4,720
99 APG Asset Management N.V. 0.05% of their portfolio Amsterdam, P7 220,814220.8k $27.1m $27.1m 0.05% Added +194.7k +194,653
100 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 220,476220.5k $27.1m $27.1m 0.04% Reduced -36.2k -36,152