Vault-13

VIVINT SMART HOME INC

COM CL A · CUSIP 928542109

2 institutional holders -133 vs Q4 2022
11 shares reported held*
$12reported value*
0 new 0 added 0 reduced 131 sold out net sold ≈ $2.0bn (-167.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.00. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 135Q1 23: 22Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022115
Q4 2022135
Q1 20232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 75 bought or addedQ4 22: 61 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 131 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227561
Q1 20230131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $317.0kQ3 22 puts: $473.0kQ3 22P/C 1.49Q4 22 calls: $5.7mQ4 22 puts: $5.0mQ4 22P/C 0.88Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$317.0k$473.0k1.49
Q4 2022$5.7m$5.0m0.88
Q1 2023$0$0—

Biggest buyers

None

Biggest sellers

Blackstone Inc. Sold out -99,889,464-99.9m
Fortress Investment Group LLC Sold out -25,160,560-25.2m
BlackRock Inc. Sold out -6,120,630-6.1m
VANGUARD GROUP INC Sold out -5,158,467-5.2m
Nordwand Advisors, LLC Sold out -3,960,478-4.0m
NEXPOINT ASSET MANAGEMENT, L.P. Sold out -3,571,087-3.6m
WATER ISLAND CAPITAL LLC Sold out -1,906,353-1.9m
STATE STREET CORP Sold out -1,786,004-1.8m
ALPINE ASSOCIATES MANAGEMENT INC. Sold out -1,721,900-1.7m
DEUTSCHE BANK AG\ Sold out -1,359,799-1.4m

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $12 $12 0.00% Unchanged
2 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged