Vault-13

VIVINT SMART HOME INC

COM CL A · CUSIP 928542109

135 institutional holders +20 vs Q3 2022
168,157,122168.2m shares reported held*
$2.0bnreported value*
40 new 35 added 34 reduced 27 sold out net bought ≈ $152.0m (+12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.90. Options: 8 managers hold calls ($5.7m notional), 7 hold puts ($5.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 135135Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022115
Q4 2022135

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $317.0kQ3 22 puts: $473.0kQ3 22P/C 1.49Q4 22 calls: $5.7mQ4 22 puts: $5.0mQ4 22P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$317.0k$473.0k1.49
Q4 2022$5.7m$5.0m0.88

Biggest buyers

NEXPOINT ASSET MANAGEMENT, L.P. New +3,571,087+3.6m
WATER ISLAND CAPITAL LLC New +1,906,353+1.9m
ALPINE ASSOCIATES MANAGEMENT INC. New +1,721,900+1.7m
DEUTSCHE BANK AG\ Added +1,148,167+1.1m
AQR Arbitrage LLC New +986,602+986.6k
KIM, LLC New +960,414+960.4k
Qube Research & Technologies Ltd New +780,084+780.1k
JPMORGAN CHASE & CO Added +622,402+622.4k
GOLDMAN SACHS GROUP INC Added +620,339+620.3k
TOKIO MARINE ASSET MANAGEMENT CO LTD New +499,800+499.8k

Biggest sellers

1832 Asset Management L.P. Sold out -1,750,002-1.8m
MORGAN STANLEY Reduced -308,180-308.2k
Maven Securities LTD Sold out -300,000-300.0k
Capital CS Group, LLC Sold out -299,581-299.6k
LOS ANGELES CAPITAL MANAGEMENT LLC Reduced -269,549-269.5k
VANGUARD GROUP INC Reduced -229,601-229.6k
WOLVERINE ASSET MANAGEMENT LLC Reduced -198,598-198.6k
STATE STREET CORP Reduced -172,045-172.0k
DRIVE WEALTH MANAGEMENT, LLC Sold out -155,044-155.0k
CONTRARIAN CAPITAL MANAGEMENT, L.L.C. Sold out -110,131-110.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $2.8m231.8k shares
UBS Group AG New $1.9m156.9k shares
SIMPLEX TRADING, LLC Added $522.0k43.9k shares
GROUP ONE TRADING LLC Added $371.3k31.2k shares
Walleye Trading LLC New $155.9k13.1k shares
CITADEL ADVISORS LLC Reduced $40.5k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Tyler-Stone Wealth Management New $020 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m224.4k shares
UBS Group AG New $2.1m172.9k shares
CITADEL ADVISORS LLC Reduced $128.5k10.8k shares
SIMPLEX TRADING, LLC Added $94.0k7.9k shares
Walleye Trading LLC New $85.7k7.2k shares
GROUP ONE TRADING LLC Reduced $2.4k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Blackstone Inc. 4.53% of their portfolio NEW YORK, NY 99,889,46499.9m $1.2bn $1.2bn 4.53% Unchanged
2 Fortress Investment Group LLC 29.11% of their portfolio NEW YORK, NY 25,160,56025.2m $299.4m $299.4m 29.11% Unchanged
3 BlackRock Inc. 0.00% of their portfolio New York, NY 6,120,6306.1m $72.8m $72.8m 0.00% Added +345.9k +345,872
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 5,158,4675.2m $61.4m $61.4m 0.00% Reduced -229.6k -229,601
5 Nordwand Advisors, LLC 5.88% of their portfolio RADNOR, PA 3,960,4784.0m $47.1m $47.1m 5.88% First filing
6 NEXPOINT ASSET MANAGEMENT, L.P. 3.31% of their portfolio Dallas, TX 3,571,0873.6m $42.5m $42.5m 3.31% New
7 WATER ISLAND CAPITAL LLC 1.92% of their portfolio NEW YORK, NY 1,906,3531.9m $22.7m $22.7m 1.92% New
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,786,0041.8m $21.3m $21.3m 0.00% Reduced -172.0k -172,045
9 ALPINE ASSOCIATES MANAGEMENT INC. 0.93% of their portfolio PALM BEACH, FL 1,721,9001.7m $20.5m $20.5m 0.93% New
10 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 1,359,7991.4m $16.2m $16.2m 0.01% Added +1.1m +1,148,167
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,261,9171.3m $15.0m $15.0m 0.00% Added +55.4k +55,391
12 AQR Arbitrage LLC 0.30% of their portfolio Greenwich, CT 986,602986.6k $11.7m $11.7m 0.30% New
13 KIM, LLC 0.63% of their portfolio WICHITA, KS 960,414960.4k $11.4m $11.4m 0.63% New
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 852,894852.9k $10.1m $10.1m 0.00% Added +622.4k +622,402
15 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 780,084780.1k $9.3m $9.3m 0.06% New
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 732,093732.1k $8.7m $8.7m 0.00% Added +14.6k +14,602
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 729,737729.7k $8.7m $8.7m 0.00% Added +620.3k +620,339
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 617,848617.8k $7.4m $7.4m 0.00% Reduced -308.2k -308,180
19 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 535,100535.1k $6.4m $6.4m 0.01% Added +292.5k +292,500
20 TOKIO MARINE ASSET MANAGEMENT CO LTD 0.46% of their portfolio Tokyo, M0 499,800499.8k $5.9m $5.9m 0.46% New
21 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 455,034455.0k $5.4m $5.4m 0.01% Reduced -23.6k -23,620
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 449,988450.0k $5.4m $5.4m 0.00% Added +13.2k +13,166
23 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 427,995428.0k $5.1m $5.1m 0.01% Added +385.9k +385,924
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 408,125408.1k $4.9m $4.9m 0.00% Added +116.4k +116,439
25 TUDOR INVESTMENT CORP ET AL 0.12% of their portfolio STAMFORD, CT 401,715401.7k $4.8m $4.8m 0.12% Added +358.9k +358,860
26 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 386,695386.7k $4.6m $4.6m 0.01% New
27 NISA INVESTMENT ADVISORS, LLC 0.04% of their portfolio ST. LOUIS, MO 385,076385.1k $4.6m $4.6m 0.04% Added +385.0k +385,000
28 Medina Value Partners, LLC 3.32% of their portfolio LOS ANGELES, CA 361,701361.7k $4.3m $4.3m 3.32% Reduced -12.6k -12,579
29 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 316,264316.3k $3.8m $3.8m 0.00% Added +135.9k +135,875
30 GABELLI FUNDS LLC 0.03% of their portfolio Rye, NY 301,779301.8k $3.6m $3.6m 0.03% New
31 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 300,000300.0k $3.6m $3.6m 0.01% Not comparable
32 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 295,218295.2k $3.5m $3.5m 0.00% Reduced -38.3k -38,282
33 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 285,685285.7k $3.4m $3.4m 0.02% Reduced -35.0k -34,975
34 Ergoteles LLC 0.12% of their portfolio NEW YORK, NY 275,456275.5k $3.3m $3.3m 0.12% New
35 NORGES BANK 0.00% of their portfolio OSLO, Q8 216,182216.2k $2.6m $2.6m 0.00% Unchanged
36 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 208,910208.9k $2.5m $2.5m 0.00% Added +170.8k +170,770
37 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 204,605204.6k $2.4m $2.4m 0.02% Reduced -104.3k -104,281
38 Flow State Investments, L.P. 2.08% of their portfolio CHICAGO, IL 200,300200.3k $2.4m $2.4m 2.08% First filing
39 GAMCO INVESTORS, INC. ET AL 0.02% of their portfolio GREENWICH, CT 146,811146.8k $1.7m $1.7m 0.02% New
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 139,713139.7k $1.7m $1.7m 0.00% Added +2.9k +2,944
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 138,655138.7k $1.6m $1.6m 0.00% New
42 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 124,936124.9k $1.5m $1.5m 0.01% Reduced -269.5k -269,549
43 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 119,898119.9k $1.4m $1.4m 0.00% New
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 116,411116.4k $1.4m $1.4m 0.00% Added +96.5k +96,479
45 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 114,265114.3k $1.4m $1.4m 0.02% Added +88.3k +88,269
46 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 110,253110.3k $1.3m $1.3m 0.03% Reduced -40.4k -40,413
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 103,698103.7k $1.2m $1.2m 0.00% Reduced -2.9k -2,946
48 Swiss National Bank 0.00% of their portfolio ZURICH, V8 102,700102.7k $1.2m $1.2m 0.00% Added +4.3k +4,300
49 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 99,80099.8k $1.2m $1.2m 0.00% Reduced -3.7k -3,700
50 Graham Capital Management, L.P. 0.04% of their portfolio ROWAYTON, CT 96,20496.2k $1.1m $1.1m 0.04% New
51 Kellner Capital, LLC 1.26% of their portfolio NEW YORK, NY 90,66090.7k $1.1m $1.1m 1.26% New
52 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 86,59686.6k $1.0m $1.0m 0.00% Added +6.1k +6,097
53 Jump Financial, LLC 0.05% of their portfolio Chicago, IL 85,51985.5k $1.0m $1.0m 0.05% New
54 Brevan Howard Capital Management LP 0.29% of their portfolio ST. HELIER, Y9 84,00084.0k $999.6k $999.6k 0.29% New
55 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 83,91683.9k $998.6k $998.6k 0.01% Added +9.0k +9,003
56 Adams Wealth Management 0.34% of their portfolio LOGAN, UT 81,44781.4k $969.2k $969.2k 0.34% Unchanged
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 74,85774.9k $890.8k $890.8k 0.00% Added +805 +805
58 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio BALA CYNWYD, PA 66,18866.2k $787.6k $787.6k 0.01% New
59 Legal & General Group Plc 0.00% of their portfolio London, X0 63,93963.9k $760.9k $760.9k 0.00% Added +1.3k +1,278
60 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 63,04263.0k $750.2k $750.2k 0.00% New
61 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 63,02163.0k $750.0k $750.0k 0.00% Reduced -8 -8
62 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 62,87562.9k $748.0k $748.0k 0.00% New
63 Crystalline Management Inc. 0.33% of their portfolio Montreal, Quebec, Z4 55,68155.7k $662.6k $662.6k 0.33% First filing
64 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 52,73152.7k $627.5k $627.5k 0.04% New
65 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 49,97450.0k $594.7k $594.7k 0.00% Unchanged
66 GAM Holding AG 0.04% of their portfolio Zurich, V8 45,85245.9k $545.6k $545.6k 0.04% New
67 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 45,11545.1k $536.9k $536.9k 0.00% First filing
68 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 44,90344.9k $534.3k $534.3k 0.00% Reduced -164 -164
69 JCP Investment Management, LLC 0.44% of their portfolio HOUSTON, TX 44,24244.2k $526.5k $526.5k 0.44% New
70 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 43,40043.4k $516.5k $516.5k 0.01% Reduced -198.6k -198,598
71 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,10642.1k $501.1k $501.1k 0.00% Reduced -101.4k -101,373
72 Vident Investment Advisory, LLC 0.02% of their portfolio Alpharetta, GA 41,97142.0k $499.5k $499.5k 0.02% Reduced -1.9k -1,896
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 39,02039.0k $464.3k $464.3k 0.00% Added +2.3k +2,344
74 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 38,10038.1k $453.4k $453.4k 0.00% Reduced -3.1k -3,100
75 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 36,49836.5k $434.0k $434.0k 0.01% Added +11.6k +11,566
76 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 36,33436.3k $432.4k $432.4k 0.00% Unchanged
77 Woodline Partners LP 0.01% of their portfolio San Francisco, CA 34,41434.4k $409.5k $409.5k 0.01% New
78 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 33,25733.3k $395.8k $395.8k 0.00% Reduced -397 -397
79 ZACKS INVESTMENT MANAGEMENT 0.01% of their portfolio Chicago, IL 32,89532.9k $391.5k $391.5k 0.01% Added +7.3k +7,263
80 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 30,58630.6k $364.0k $364.0k 0.00% New
81 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,93329.9k $356.0k $356.0k 0.00% Reduced -27.0k -27,000
82 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 29,28429.3k $348.5k $348.5k 0.00% Added +60 +60
83 GABELLI & Co INVESTMENT ADVISERS, INC. 0.07% of their portfolio Rye, NY 29,15029.1k $346.9k $346.9k 0.07% New
84 Blueshift Asset Management, LLC 0.16% of their portfolio RED BANK, NJ 28,32628.3k $337.1k $337.1k 0.16% New
85 Kula Investments, LLC 0.10% of their portfolio CHICAGO, IL 27,35527.4k $325.5k $325.5k 0.10% First filing
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,31527.3k $325.0k $325.0k 0.00% Reduced -4.7k -4,736
87 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 26,19126.2k $312.0k $312.0k 0.00% Reduced -9.7k -9,720
88 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 24,75024.8k $294.5k $294.5k 0.00% New
89 BOULDER HILL CAPITAL MANAGEMENT LP 0.24% of their portfolio NEW YORK, NY 24,50024.5k $291.6k $291.6k 0.24% New
90 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 24,24224.2k $288.5k $288.5k 0.06% New
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,95424.0k $285.1k $285.1k 0.00% Reduced -21.5k -21,498
92 Lapides Asset Management, LLC 0.14% of their portfolio GREENWICH, CT 22,10022.1k $263.0k $263.0k 0.14% Reduced -17.7k -17,700
93 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 20,00020.0k $238.0k $238.0k 0.01% First filing
94 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 18,70718.7k $222.6k $222.6k 0.03% New
95 Delphia (USA) Inc. 0.22% of their portfolio Toronto, A6 15,97416.0k $190.1k $190.1k 0.22% Added +1.9k +1,907
96 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,95216.0k $190.0k $190.0k 0.00% Added +11.8k +11,761
97 ALGERT GLOBAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 15,67615.7k $186.5k $186.5k 0.01% Reduced -90.7k -90,700
98 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 15,57415.6k $185.3k $185.3k 0.01% New
99 FORA Capital, LLC 0.03% of their portfolio MIAMI, FL 15,13815.1k $180.1k $180.1k 0.03% New
100 Corton Capital Inc. 0.15% of their portfolio Carrying Place, A6 15,05615.1k $179.2k $179.2k 0.15% New