Vault-13

VIRTUS EQUITY & CONV INCM FD XNIEX

COM · Closed-End Fund · CUSIP 92841M101

79 institutional holders -4 vs Q1 2024
6,958,2727.0m shares reported held*
$161.5mreported value*
4 new 30 added 25 reduced 8 sold out net sold ≈ $33.0m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.21.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 72Q4 22: 71Q1 23: 68Q2 23: 74Q3 23: 71Q4 23: 82Q1 24: 83Q2 24: 7979Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202272
Q4 202271
Q1 202368
Q2 202374
Q3 202371
Q4 202382
Q1 202483
Q2 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 29 cut or sold outQ2 23: 33 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 28 cut or sold outQ4 23: 34 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 34 cut or sold outQ2 24: 34 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223231
Q1 20232829
Q2 20233321
Q3 20233028
Q4 20233424
Q1 20243534
Q2 20243433

Biggest buyers

Advisors Asset Management, Inc. Added +136,942+136.9k
WELLS FARGO & COMPANY/MN Added +93,884+93.9k
Raymond James Financial Services Advisors, Inc. Added +37,138+37.1k
Invesco Ltd. Added +30,202+30.2k
LPL Financial LLC Added +21,014+21.0k
PFG Investments, LLC New +14,065+14.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +9,682+9.7k
ROYAL BANK OF CANADA Added +7,868+7.9k
B. Riley Wealth Advisors, Inc. Added +6,128+6.1k
Cambridge Investment Research Advisors, Inc. Added +5,288+5.3k

Biggest sellers

MORGAN STANLEY Reduced -1,072,268-1.1m
Global Assets Advisory, LLC Sold out -246,400-246.4k
Cornerstone Advisors, LLC Reduced -167,119-167.1k
Allspring Global Investments Holdings, LLC Reduced -93,846-93.8k
Allworth Financial LP Reduced -79,033-79.0k
BANK OF AMERICA CORP /DE/ Reduced -67,327-67.3k
OSAIC HOLDINGS, INC. Reduced -66,017-66.0k
Keystone Financial Group Sold out -42,414-42.4k
Shaker Financial Services, LLC Sold out -38,974-39.0k
Walleye Capital LLC Sold out -37,349-37.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,080,0161.1m $25.1m $25.1m 0.01% Added +93.9k +93,884
2 Advisors Asset Management, Inc. 0.42% of their portfolio Monument, CO 930,672930.7k $21.6m $21.6m 0.42% Added +136.9k +136,942
3 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 519,079519.1k $12.1m $12.1m 0.09% Added +1.4k +1,378
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 495,319495.3k $11.5m $11.5m 0.00% Reduced -1.1m -1,072,268
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 454,682454.7k $10.6m $10.6m 0.00% Added +7.9k +7,868
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 379,656379.7k $8.8m $8.8m 0.02% Added +2.6k +2,582
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 301,240301.2k $7.0m $7.0m 0.01% Added +37.1k +37,138
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 235,247235.2k $5.5m $5.5m 0.00% Reduced -67.3k -67,327
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 223,180223.2k $5.2m $5.2m 0.00% Reduced -17.4k -17,443
10 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 1.37% of their portfolio MINNEAPOLIS, MN 214,085214.1k $5.0m $5.0m 1.37% Added +5.1k +5,086
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 212,657212.7k $4.9m $4.9m 0.00% Added +714 +714
12 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 206,000206.0k $4.7m $4.7m 0.03% Reduced -79.0k -79,033
13 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 204,978205.0k $4.8m $4.8m 0.01% Reduced -93.8k -93,846
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 112,518112.5k $2.6m $2.6m 0.00% Added +21.0k +21,014
15 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 104,758104.8k $2.4m $2.4m 0.00% Added +30.2k +30,202
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 99,36099.4k $2.3m $2.3m 0.01% Added +5.3k +5,288
17 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 80,88880.9k $1.8m $1.8m 0.01% First filing
18 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 80,86680.9k $1.9m $1.9m 0.05% Added +6.1k +6,128
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 72,07172.1k $1.7m $1.7m 0.00% Reduced -995 -995
20 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 66,37066.4k $1.5m $1.5m 0.02% Reduced -11.7k -11,745
21 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 65,68865.7k $1.5m $1.5m 0.03% Added +1.0k +1,000
22 OxenFree Capital LLC 1.31% of their portfolio MELBOURNE, FL 64,57264.6k $1.5m $1.5m 1.31% Added +4.6k +4,646
23 Global Endowment Management, LP 0.15% of their portfolio CHARLOTTE, NC 60,00060.0k $1.4m $1.4m 0.15% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 59,68559.7k $1.4m $1.4m 0.00% Reduced -66.0k -66,017
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio Englewood, NJ 40,28540.3k $936.2k $936.2k 0.08% Reduced -35.0k -35,031
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 36,33536.3k $844.0k $844.0k 0.00% Added +284 +284
27 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 34,41034.4k $799.7k $799.7k 0.01% Added +926 +926
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,48233.5k $778.1k $778.1k 0.00% Reduced -945 -945
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,82232.8k $763.0k $763.0k 0.00% Added +2.1k +2,137
30 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 32,09632.1k $745.9k $745.9k 0.04% Added +3.7k +3,718
31 Stolper Co 0.25% of their portfolio TULSA, OK 30,45230.5k $708.0k $708.0k 0.25% Added +50 +50
32 ROTHSCHILD INVESTMENT LLC 0.05% of their portfolio CHICAGO, IL 29,64829.6k $689.0k $689.0k 0.05% Unchanged
33 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 25,68825.7k $597.0k $597.0k 0.00% Reduced -456 -456
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,32925.3k $588.6k $588.6k 0.00% Reduced -1.3k -1,260
35 Cornerstone Wealth Management, LLC 0.04% of their portfolio ST. PETERS, MO 21,40121.4k $497.4k $497.4k 0.04% Reduced -142 -142
36 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 21,12921.1k $491.0k $491.0k 0.00% Added +2.3k +2,269
37 Cornerstone Advisors, LLC 0.02% of their portfolio ASHEVILLE, NC 20,48420.5k $476.0k $476.0k 0.02% Reduced -167.1k -167,119
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,17120.2k $468.8k $468.8k 0.00% Unchanged
39 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 16,16616.2k $376.0k $376.0k 0.01% Added +7 +7
40 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 15,28115.3k $355.1k $355.1k 0.05% Reduced -34 -34
41 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 14,12514.1k $328.3k $328.3k 0.01% Added +1.7k +1,716
42 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 14,06514.1k $326.9k $326.9k 0.02% New
43 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 14,02814.0k $326.0k $326.0k 0.03% Added +1.6k +1,650
44 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 13,36113.4k $310.5k $310.5k 0.01% Unchanged
45 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 13,34513.3k $310.1k $310.1k 0.03% Added +925 +925
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,67812.7k $294.6k $294.6k 0.00% Added +44 +44
47 SMH CAPITAL ADVISORS INC 0.87% of their portfolio FORT WORTH, TX 12,25012.2k $284.7k $284.7k 0.87% Reduced -1.4k -1,396
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,82811.8k $274.9k $274.9k 0.00% Added +9.7k +9,682
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,36011.4k $264.0k $264.0k 0.00% Reduced -2.4k -2,433
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,93110.9k $254.0k $254.0k 0.00% Added +66 +66
51 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,8809.9k $229.6k $229.6k 0.00% Unchanged
52 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,7509.8k $226.6k $226.6k 0.00% Reduced -1.1k -1,100
53 SILVERLAKE WEALTH MANAGEMENT LLC 0.09% of their portfolio WILLISTON, VT 9,3139.3k $216.4k $216.4k 0.09% Unchanged
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,0278.0k $186.5k $186.5k 0.00% Reduced -731 -731
55 MONTAG A & ASSOCIATES INC 0.01% of their portfolio ATLANTA, GA 5,3145.3k $123.5k $123.5k 0.01% Unchanged
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,4624.5k $103.7k $103.7k 0.00% Added +2.1k +2,092
57 WOLFF WIESE MAGANA LLC 0.08% of their portfolio CARSLBAD, CA 4,2484.2k $98.7k $98.7k 0.08% Unchanged
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0043.0k $69.8k $69.8k 0.00% Reduced -3.5k -3,450
59 Creekmur Asset Management LLC 0.02% of their portfolio MORTON, IL 2,6972.7k $62.7k $62.7k 0.02% Reduced -4.0k -4,001
60 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0272.0k $47.1k $47.1k 0.00% Reduced -1.4k -1,409
61 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 1,7681.8k $41.1k $41.1k 0.00% Unchanged
62 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,6501.6k $38.3k $38.3k 0.00% Reduced -19.2k -19,238
63 ICA Group Wealth Management, LLC 0.02% of their portfolio DENVER, CO 1,5001.5k $34.9k $34.9k 0.02% Unchanged
64 Cedar Wealth Management, LLC 0.01% of their portfolio LA JOLLA, CA 1,4691.5k $34.1k $34.1k 0.01% Unchanged
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,3461.3k $31.0k $31.0k 0.00% Reduced -938 -938
66 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 1,2041.2k $28.0k $28.0k 0.01% Reduced -296 -296
67 Luken Investment Analytics, LLC 0.01% of their portfolio BRENTWOOD, TN 1,1771.2k $27.4k $27.4k 0.01% New
68 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 754754 $18.0k $18.0k 0.00% Unchanged
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 621621 $14.0k $14.0k 0.00% Added +337 +337
70 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 350350 $8.1k $8.1k 0.00% Unchanged
71 Strengthening Families & Communities, LLC 0.00% of their portfolio BOSTON, MA 262262 $6.0k $6.0k 0.00% Added +5 +5
72 Balefire, LLC 0.00% of their portfolio DALLAS, TX 200200 $4.6k $4.6k 0.00% Unchanged
73 Great Lakes Retirement, Inc. 0.00% of their portfolio SANDUSKY, OH 185185 $4.3k $4.3k 0.00% New
74 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 150150 $3.5k $3.5k 0.00% Unchanged
75 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 102102 $2.4k $2.4k 0.00% Unchanged
76 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 6666 $1.5k $1.5k 0.00% Unchanged
77 FMR LLC 0.00% of their portfolio BOSTON, MA 55 $116 $116 0.00% New
78 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 44 $99 $99 0.00% Unchanged
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged