Vault-13

VIRTUS DIVIDEND INTEREST & P NFJ

COM · Closed-End Fund · CUSIP 92840R101

132 institutional holders +2 vs Q1 2024
40,459,48340.5m shares reported held*
$496.8mreported value*
15 new 48 added 38 reduced 16 sold out net sold ≈ $262.6m (-21.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.28.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 126Q1 23: 133Q2 23: 133Q3 23: 139Q4 23: 133Q1 24: 130Q2 24: 132132Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022126
Q1 2023133
Q2 2023133
Q3 2023139
Q4 2023133
Q1 2024130
Q2 2024132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 54 cut or sold outQ2 23: 62 bought or addedQ2 23: 55 cut or sold outQ2 23Q3 23: 56 bought or addedQ3 23: 52 cut or sold outQ4 23: 54 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 58 cut or sold outQ2 24: 63 bought or addedQ2 24: 54 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226747
Q1 20236554
Q2 20236255
Q3 20235652
Q4 20235459
Q1 20245758
Q2 20246354

Biggest buyers

Saba Capital Management, L.P. Added +1,976,472+2.0m
Advisors Asset Management, Inc. Added +149,322+149.3k
Modern Wealth Management, LLC New +114,590+114.6k
CHOREO, LLC Added +70,356+70.4k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +40,239+40.2k
AQR Arbitrage LLC Added +31,885+31.9k
GUGGENHEIM CAPITAL LLC Added +25,503+25.5k
Penserra Capital Management LLC Added +22,448+22.4k
STIFEL FINANCIAL CORP Added +19,188+19.2k
INDEPENDENT FINANCIAL GROUP, LLC Added +15,137+15.1k

Biggest sellers

MORGAN STANLEY Reduced -20,360,468-20.4m
Relative Value Partners Group, LLC Sold out -1,487,603-1.5m
Karpus Management, Inc. Reduced -456,845-456.8k
Cornerstone Advisors, LLC Reduced -342,253-342.3k
Allspring Global Investments Holdings, LLC Reduced -311,584-311.6k
1607 Capital Partners, LLC Reduced -197,548-197.5k
BANK OF AMERICA CORP /DE/ Reduced -103,525-103.5k
Shaker Financial Services, LLC Sold out -101,826-101.8k
Pathstone Holdings, LLC Reduced -93,175-93.2k
UBS Group AG Reduced -64,946-64.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-05-07 7.7% 7.3m≈ $111.3m 2025-05-07

Fell to 5% or below in the last year: Saba Capital Management, L.P. (2.8%, 2026-10-14)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20231$15.0k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,520,26010.5m $129.2m $129.2m 0.01% Reduced -20.4m -20,360,468
2 Saba Capital Management, L.P. 1.45% of their portfolio NEW YORK, NY 5,376,4495.4m $66.0m $66.0m 1.45% Added +2.0m +1,976,472
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,742,4933.7m $46.0m $46.0m 0.00% Reduced -103.5k -103,525
4 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 2,756,1372.8m $33.8m $33.8m 0.06% Reduced -311.6k -311,584
5 Karpus Management, Inc. 0.80% of their portfolio Pittsford, NY 2,313,0652.3m $28.4m $28.4m 0.80% Reduced -456.8k -456,845
6 Advisors Asset Management, Inc. 0.40% of their portfolio Monument, CO 1,651,7711.7m $20.3m $20.3m 0.40% Added +149.3k +149,322
7 Pathstone Holdings, LLC 0.09% of their portfolio ENGLEWOOD, NJ 1,613,3081.6m $19.8m $19.8m 0.09% Reduced -93.2k -93,175
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,424,6371.4m $17.5m $17.5m 0.00% Reduced -29.7k -29,719
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 1,051,5681.1m $12.9m $12.9m 0.01% Added +19.2k +19,188
10 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 1,037,0871.0m $12.7m $12.7m 0.09% Added +25.5k +25,503
11 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 1,010,1711.0m $12.4m $12.4m 0.16% Added +22.4k +22,448
12 1607 Capital Partners, LLC 1.02% of their portfolio Richmond, VA 926,351926.4k $11.4m $11.4m 1.02% Reduced -197.5k -197,548
13 AQR Arbitrage LLC 0.19% of their portfolio Greenwich, CT 609,779609.8k $7.5m $7.5m 0.19% Added +31.9k +31,885
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 535,573535.6k $6.6m $6.6m 0.00% Reduced -64.3k -64,278
15 Arete Wealth Advisors, LLC 0.52% of their portfolio CHICAGO, IL 515,604515.6k $6.4m $6.4m 0.52% Reduced -55.4k -55,436
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 452,865452.9k $5.6m $5.6m 0.00% Reduced -64.9k -64,946
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 390,924390.9k $4.8m $4.8m 0.00% Added +1.1k +1,083
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 276,275276.3k $3.4m $3.4m 0.00% Reduced -3.7k -3,742
19 Edmonds Duncan Registered Investment Advisors, LLC 0.81% of their portfolio LAWRENCE, KS 269,871269.9k $3.3m $3.3m 0.81% Reduced -4.8k -4,816
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 212,266212.3k $2.6m $2.6m 0.00% Added +3.8k +3,810
21 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 205,768205.8k $2.5m $2.5m 0.01% Added +7.3k +7,255
22 Cornerstone Advisors, LLC 0.09% of their portfolio ASHEVILLE, NC 188,856188.9k $2.3m $2.3m 0.09% Reduced -342.3k -342,253
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 183,268183.3k $2.3m $2.3m 0.00% Added +79 +79
24 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 180,700180.7k $2.2m $2.2m 0.02% First filing
25 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.44% of their portfolio BLUE BELL, PA 171,601171.6k $2.1m $2.1m 0.44% Added +40.2k +40,239
26 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 168,849168.8k $2.1m $2.1m 0.03% Added +4.3k +4,319
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.16% of their portfolio Englewood, NJ 155,456155.5k $1.9m $1.9m 0.16% Reduced -32.1k -32,129
28 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 154,043154.0k $1.9m $1.9m 0.03% Reduced -620 -620
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 119,916119.9k $1.5m $1.5m 0.00% Reduced -5.1k -5,088
30 Modern Wealth Management, LLC 0.10% of their portfolio KANSAS CITY, MO 114,590114.6k $1.4m $1.4m 0.10% New
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 98,38898.4k $1.2m $1.2m 0.00% Added +4.9k +4,893
32 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 92,92192.9k $1.1m $1.1m 0.02% Added +2.5k +2,537
33 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 92,60492.6k $1.1m $1.1m 0.02% Added +70.4k +70,356
34 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 86,56586.6k $1.1m $1.1m 0.01% Reduced -1.9k -1,946
35 Pointe Capital Management LLC 0.64% of their portfolio GROSSE POINTE FARMS, MI 84,19184.2k $1.0m $1.0m 0.64% Reduced -4.0k -4,000
36 Opal Wealth Advisors, LLC 0.29% of their portfolio JERICHO, NY 74,04674.0k $909.3k $909.3k 0.29% Added +200 +200
37 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 73,40173.4k $901.4k $901.4k 0.00% Reduced -2.6k -2,603
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 65,06365.1k $799.0k $799.0k 0.00% Added +328 +328
39 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 61,82361.8k $759.2k $759.2k 0.02% Added +3.5k +3,545
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 56,14456.1k $689.4k $689.4k 0.00% Reduced -14.7k -14,710
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,52751.5k $632.8k $632.8k 0.00% Added +384 +384
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 49,58049.6k $608.8k $608.8k 0.00% Reduced -3.8k -3,844
43 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 48,83048.8k $599.6k $599.6k 0.01% Reduced -860 -860
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,10448.1k $591.0k $591.0k 0.00% Reduced -1.1k -1,106
45 Advisor OS, LLC 0.06% of their portfolio CHICAGO, IL 47,27447.3k $580.5k $580.5k 0.06% Added +5.4k +5,367
46 WealthShield Partners, LLC 0.08% of their portfolio CARY, NC 43,98644.0k $540.1k $540.1k 0.08% Added +140 +140
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,36043.4k $532.5k $532.5k 0.00% Added +1.1k +1,089
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,30339.3k $482.6k $482.6k 0.00% Reduced -5.9k -5,925
49 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 39,29939.3k $479.8k $479.8k 0.03% Reduced -275 -275
50 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 37,81137.8k $464.3k $464.3k 0.02% Added +15.1k +15,137
51 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 36,83236.8k $452.3k $452.3k 0.03% Unchanged
52 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 30,44330.4k $373.8k $373.8k 0.01% Added +4.4k +4,375
53 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 30,00030.0k $368.4k $368.4k 0.02% Unchanged
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,53429.5k $362.7k $362.7k 0.00% Reduced -1.5k -1,472
55 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 28,03828.0k $344.3k $344.3k 0.02% Reduced -8.5k -8,504
56 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 27,99028.0k $343.7k $343.7k 0.02% Unchanged
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,28827.3k $335.0k $335.0k 0.00% Reduced -2.5k -2,500
58 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 24,55424.6k $301.5k $301.5k 0.01% Added +1.0k +1,000
59 ASHTON THOMAS SECURITIES, LLC 0.07% of their portfolio ROCHESTER, NY 24,22524.2k $295.8k $295.8k 0.07% First filing
60 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 24,00024.0k $294.7k $294.7k 0.05% Unchanged
61 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 23,27723.3k $285.8k $285.8k 0.00% Added +11.8k +11,829
62 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 23,10223.1k $283.7k $283.7k 0.00% Added +3.0k +3,000
63 Pinnacle Wealth Planning Services, Inc. 0.04% of their portfolio MANSFIELD, OH 22,65922.7k $278.3k $278.3k 0.04% Added +83 +83
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 22,20522.2k $272.7k $272.7k 0.00% Added +2.7k +2,690
65 INTEGRATED CAPITAL MANAGEMENT, INC. 0.22% of their portfolio JESSUP, PA 22,15222.2k $272.0k $272.0k 0.22% Added +2.9k +2,903
66 Jupiter Wealth Management LLC 0.14% of their portfolio GLENDALE, CO 21,42121.4k $272.3k $272.3k 0.14% Unchanged
67 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 19,50019.5k $249.2k $249.2k 0.02% Unchanged
68 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 19,39619.4k $238.2k $238.2k 0.01% Added +5.0k +4,966
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,53218.5k $229.0k $229.0k 0.00% Reduced -54.7k -54,658
70 Camelot Portfolios, LLC 0.13% of their portfolio Maumee, OH 18,38518.4k $225.8k $225.8k 0.13% Added +7.5k +7,497
71 WEALTH ALLIANCE, LLC 0.03% of their portfolio MELLVILLE, NY 17,36317.4k $213.2k $213.2k 0.03% Reduced -4.9k -4,907
72 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,28117.3k $212.0k $212.0k 0.01% Added +3.2k +3,163
73 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,10016.1k $197.7k $197.7k 0.02% Added +1.7k +1,670
74 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,57715.6k $191.3k $191.3k 0.00% Added +405 +405
75 Occidental Asset Management, LLC 0.03% of their portfolio Burlingame, CA 15,47315.5k $190.0k $190.0k 0.03% Added +173 +173
76 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 15,30515.3k $187.9k $187.9k 0.05% Unchanged
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,63514.6k $179.7k $179.7k 0.00% Added +800 +800
78 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 14,27314.3k $175.3k $175.3k 0.01% Added +1.7k +1,664
79 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 14,16314.2k $173.9k $173.9k 0.00% Reduced -1.3k -1,280
80 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,02814.0k $172.3k $172.3k 0.00% Unchanged
81 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 13,57413.6k $166.7k $166.7k 0.03% Added +41 +41
82 Argent Advisors, Inc. 0.06% of their portfolio RUSTON, LA 13,22713.2k $162.4k $162.4k 0.06% Unchanged
83 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $159.6k $159.6k 0.01% Unchanged
84 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,69012.7k $155.8k $155.8k 0.00% Added +330 +330
85 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 12,19412.2k $149.7k $149.7k 0.01% Added +275 +275
86 Investment Partners Asset Management, Inc. 0.13% of their portfolio METUCHEN, NJ 12,04112.0k $147.9k $147.9k 0.13% Unchanged
87 Virtu Financial LLC 0.01% of their portfolio New York, NY 11,99912.0k $147.0k $147.0k 0.01% New
88 Fairman Group, LLC 0.15% of their portfolio CHESTERBROOK, PA 11,95712.0k $146.8k $146.8k 0.15% New
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,94611.9k $146.7k $146.7k 0.00% Added +617 +617
90 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,85611.9k $145.6k $145.6k 0.00% New
91 Heritage Wealth Management, Inc. /CA/ 0.14% of their portfolio SAN DIEGO, CA 11,85411.9k $145.6k $145.6k 0.14% Reduced -947 -947
92 Vanguard Capital Wealth Advisors 0.10% of their portfolio DENVER, CO 11,85311.9k $145.5k $145.5k 0.10% Added +263 +263
93 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 11,19311.2k $139.7k $139.7k 0.01% Unchanged
94 Snowden Capital Advisors LLC 0.00% of their portfolio New York, NY 10,71010.7k $131.5k $131.5k 0.00% Reduced -1.3k -1,339
95 Berry Wealth Group, LP 0.10% of their portfolio GRANBURY, TX 10,35310.4k $127.1k $127.1k 0.10% Added +197 +197
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,11010.1k $124.0k $124.0k 0.00% New
97 CHATHAM CAPITAL GROUP, INC. 0.02% of their portfolio SAVANNAH, GA 10,00010.0k $122.8k $122.8k 0.02% Unchanged
98 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 8,8638.9k $109.3k $109.3k 0.02% Unchanged
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,0266.0k $74.0k $74.0k 0.00% Reduced -2.8k -2,775
100 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 4,1164.1k $50.5k $50.5k 0.01% Unchanged