Vault-13

VIRTUS DIVERSIFIED INCM & CO ACV

COM · Closed-End Fund · CUSIP 92840N100

39 institutional holders +1 vs Q3 2025
2,214,0952.2m shares reported held*
$58.2mreported value*
4 new 15 added 9 reduced 5 sold out net bought ≈ $1.4m (+52.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.29.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 31Q4 22: 32Q1 23: 33Q2 23: 28Q3 23: 27Q4 23: 31Q1 24: 28Q2 24: 31Q3 24: 31Q4 24: 32Q1 25: 30Q2 25: 31Q3 25: 38Q4 25: 3939Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202231
Q4 202232
Q1 202333
Q2 202328
Q3 202327
Q4 202331
Q1 202428
Q2 202431
Q3 202431
Q4 202432
Q1 202530
Q2 202531
Q3 202538
Q4 202539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 11 bought or addedQ1 24: 17 cut or sold outQ2 24: 19 bought or addedQ2 24: 11 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 14 cut or sold outQ4 24: 12 bought or addedQ4 24: 12 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 17 cut or sold outQ2 25: 16 bought or addedQ2 25: 12 cut or sold outQ2 25Q3 25: 17 bought or addedQ3 25: 14 cut or sold outQ4 25: 19 bought or addedQ4 25: 14 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20241117
Q2 20241911
Q3 20241414
Q4 20241212
Q1 20251217
Q2 20251612
Q3 20251714
Q4 20251914

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +59,335+59.3k
Advisors Asset Management, Inc. Added +26,251+26.3k
Apollon Wealth Management, LLC Added +10,847+10.8k
Invesco Ltd. Added +10,341+10.3k
MORGAN STANLEY Added +10,321+10.3k
&PARTNERS New +8,200+8.2k
Integrated Wealth Concepts LLC New +7,780+7.8k
Kestra Advisory Services, LLC New +5,460+5.5k
LPL Financial LLC Added +4,349+4.3k
WORLD EQUITY GROUP, INC. Added +3,125+3.1k

Biggest sellers

LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -25,936-25.9k
WELLS FARGO & COMPANY/MN Reduced -19,443-19.4k
WOLVERINE ASSET MANAGEMENT LLC Sold out -19,438-19.4k
OSAIC HOLDINGS, INC. Reduced -12,308-12.3k
Cornerstone Advisors, LLC Sold out -7,400-7.4k
U.S. Capital Wealth Advisors, LLC Reduced -7,000-7.0k
STIFEL FINANCIAL CORP Reduced -3,673-3.7k
Relyea Zuckerberg Hanson LLC Reduced -2,000-2.0k
OPPENHEIMER & CO INC Reduced -1,683-1.7k
D.A. DAVIDSON & CO. Reduced -1,542-1.5k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20251$5.2k0——
Q3 20250—0——
Q4 20250—0——

None reported in Q4 2025.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 462,612462.6k $12.2m $12.2m 0.00% Reduced -19.4k -19,443
2 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 361,160361.2k $9.5m $9.5m 0.07% Added +59.3k +59,335
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 298,852298.9k $7.9m $7.9m 0.00% Added +4.3k +4,349
4 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 222,978223.0k $5.9m $5.9m 0.10% Added +26.3k +26,251
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 142,127142.1k $3.7m $3.7m 0.00% Added +19 +19
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 98,34898.3k $2.6m $2.6m 0.00% Added +1.7k +1,702
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 81,97482.0k $2.2m $2.2m 0.00% Added +10.3k +10,321
8 Emissary Wealth LLC 1.76% of their portfolio HACKENSACK, NJ 79,49979.5k $2.1m $2.1m 1.76% First filing
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 69,46269.5k $1.8m $1.8m 0.00% Added +2.9k +2,892
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,87949.9k $1.3m $1.3m 0.00% Reduced -12.3k -12,308
11 PMG Family Office LLC 1.29% of their portfolio PLANO, TX 42,38442.4k $1.1m $1.1m 1.29% Reduced -1.5k -1,533
12 WORLD EQUITY GROUP, INC. 0.22% of their portfolio SCHAUMBURG, IL 29,86729.9k $785.2k $785.2k 0.22% Added +3.1k +3,125
13 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 25,52825.5k $671.1k $671.1k 0.00% Unchanged
14 Gilliland Jeter Wealth Management LLC 0.20% of their portfolio LITTLE ROCK, AR 25,09825.1k $659.8k $659.8k 0.20% Added +700 +700
15 MCDONALD PARTNERS LLC 0.20% of their portfolio CLEVELAND, OH 24,70024.7k $649.4k $649.4k 0.20% Unchanged
16 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 24,56924.6k $645.9k $645.9k 0.03% Added +32 +32
17 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 23,95224.0k $629.7k $629.7k 0.01% Added +10.8k +10,847
18 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 20,60120.6k $541.6k $541.6k 0.00% Added +10.3k +10,341
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,42018.4k $484.3k $484.3k 0.00% Reduced -3.7k -3,673
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,23313.2k $347.9k $347.9k 0.00% Added +1.4k +1,378
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,81311.8k $310.6k $310.6k 0.00% Unchanged
22 Relyea Zuckerberg Hanson LLC 0.03% of their portfolio STAMFORD, CT 10,05110.1k $264.2k $264.2k 0.03% Reduced -2.0k -2,000
23 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 9,98410.0k $262.5k $262.5k 0.00% Reduced -1.7k -1,683
24 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 9,8259.8k $258.3k $258.3k 0.01% Reduced -7.0k -7,000
25 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 9,7639.8k $256.7k $256.7k 0.00% Added +297 +297
26 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,0729.1k $238.5k $238.5k 0.00% Reduced -1.5k -1,542
27 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 8,2008.2k $215.6k $215.6k 0.00% New
28 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,7807.8k $204.5k $204.5k 0.00% New
29 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,4605.5k $143.6k $143.6k 0.00% New
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,5953.6k $94.5k $94.5k 0.00% Reduced -13 -13
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,4003.4k $89.4k $89.4k 0.00% Unchanged
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,7772.8k $73.0k $73.0k 0.00% New
33 AMERICAN NATIONAL BANK & TRUST 0.01% of their portfolio WICHITA FALLS, TX 2,0822.1k $54.7k $54.7k 0.01% Unchanged
34 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,9772.0k $52.0k $52.0k 0.00% Unchanged
35 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 1,8671.9k $49.1k $49.1k 0.01% Unchanged
36 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 660660 $17.4k $17.4k 0.00% Unchanged
37 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 493493 $12.9k $12.9k 0.00% First filing
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4848 $1.3k $1.3k 0.00% Unchanged
39 FMR LLC 0.00% of their portfolio BOSTON, MA 55 $131 $131 0.00% Added +4 +4