VIRTUS CONVERTIBLE & INCOME
COM · CUSIP 92838X102
93
institutional holders
+3 vs Q3 2022
16.9m
shares reported held*
$57.4mreported value*
13 new
22 added
32 reduced
10 sold out
net sold ≈ $6.3m (-1.9m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.40.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 90 |
| Q4 2022 | 93 |
Biggest buyers
| MORGAN STANLEY | Added | +772.6k |
| Heron Bay Capital Management | New | +608.6k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +223.0k |
| WNY Asset Management, LLC | Added | +203.1k |
| Cetera Investment Advisers | Added | +96.3k |
| Logan Stone Capital, LLC | New | +83.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +69.4k |
| COMERICA BANK | New | +45.8k |
| Claraphi Advisory Network, LLC | Added | +40.4k |
| Virtu Financial LLC | New | +36.4k |
Biggest sellers
| Advisors Asset Management, Inc. | Reduced | -3.1m |
| BANK OF AMERICA CORP /DE/ | Reduced | -324.3k |
| GUGGENHEIM CAPITAL LLC | Reduced | -190.4k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -115.9k |
| Invesco Ltd. | Reduced | -78.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -74.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -49.2k |
| AMERIPRISE FINANCIAL INC | Reduced | -42.0k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -39.6k |
| Quantedge Capital Pte Ltd | Reduced | -31.7k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 3.7m $12.4m | Added +772.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.6m $8.9m | Reduced -324.3k |
| Advisors Asset Management, Inc. 0.16% of their portfolio | 2.3m $7.9m | Reduced -3.1m |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 1.2m $4.2m | Reduced -190.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 653.7k $2.2m | Added +223.0k |
| Heron Bay Capital Management 1.28% of their portfolio | 608.6k $2.1m | New |
| LPL Financial LLC 0.00% of their portfolio | 601.1k $2.0m | Reduced -9.1k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 410.0k $1.4m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 406.4k $1.4m | Reduced -42.0k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 337.3k $1.1m | Reduced -3.3k |
| WNY Asset Management, LLC 0.29% of their portfolio | 316.6k $1.1m | Added +203.1k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 263.0k $894.2k | Added +20.5k |
| Cetera Investment Advisers 0.01% of their portfolio | 219.9k $747.8k | Added +96.3k |
| Private Advisor Group, LLC 0.02% of their portfolio | 200.0k $638.6k | Reduced -8.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 174.7k $593.0k | Reduced -74.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 162.9k $555.3k | Added +27.9k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 153.5k $522.0k | Added +376 |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 150.2k $510.0k | Unchanged |
| Claybrook Capital, LLC 0.27% of their portfolio | 126.9k $431.5k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 94.7k $322.0k | Reduced -6.4k |
| Claraphi Advisory Network, LLC 0.12% of their portfolio | 89.4k $303.9k | Added +40.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 85.9k $292.0k | Added +6.9k |
| Logan Stone Capital, LLC 0.11% of their portfolio | 83.4k $283.7k | New |
| Prosperity Financial Group, Inc. 0.28% of their portfolio | 76.0k $258.6k | First filing |
| E&G Advisors, LLC 0.09% of their portfolio | 72.7k $247.1k | Reduced -18.3k |
| Sonora Investment Management Group, LLC 0.02% of their portfolio | 72.5k $246.5k | Reduced -13.1k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 71.3k $245.6k | Reduced -3.6k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 70.7k $240.0k | Reduced -18.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 69.4k $236.1k | New |
| MELFA WEALTH MANAGEMENT, INC. 0.24% of their portfolio | 68.7k $233.6k | First filing |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 62.2k $211.3k | Reduced -49.2k |
| UBS Group AG 0.00% of their portfolio | 60.4k $205.4k | Added +22.7k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 57.3k $195.0k | Added +3.6k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 54.0k $183.4k | Unchanged |
| Joseph P. Lucia & Associates, LLC 0.14% of their portfolio | 53.5k $182.0k | Reduced -1.3k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 52.3k $179.6k | Added +296 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 49.6k $168.6k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 46.6k $158.0k | Added +194 |
| Invesco Ltd. 0.00% of their portfolio | 46.5k $158.3k | Reduced -78.3k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio | 46.0k $158.3k | Reduced -1.5k |
| COMERICA BANK 0.00% of their portfolio | 45.8k $174.0k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 43.7k $148.5k | Reduced -1.4k |
| Virtu Financial LLC 0.02% of their portfolio | 36.4k $124.0k | New |
| Elequin Capital, LP 0.03% of their portfolio | 35.2k $119.8k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.1k $109.1k | Added +953 |
| Garden State Investment Advisory Services LLC 0.06% of their portfolio | 30.1k $102.3k | First filing |
| Mariner, LLC 0.00% of their portfolio | 28.1k $96.0k | Added +7.3k |
| SVB WEALTH LLC 0.00% of their portfolio | 27.2k $92.5k | New |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 26.7k $91.0k | Reduced -31 |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 25.4k $86.5k | Added +207 |
| Samalin Investment Counsel, LLC 0.05% of their portfolio | 25.3k $85.9k | Reduced -3.0k |
| Oxbow Advisors, LLC 0.01% of their portfolio | 23.0k $78.2k | Unchanged |
| AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 22.9k $78.0k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 22.5k $76.4k | Reduced -2.4k |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 22.0k $75.0k | Reduced -641 |
| Laird Norton Wetherby Wealth Management, LLC 0.00% of their portfolio | 21.9k $74.5k | Unchanged |
| Venture Visionary Partners LLC 0.01% of their portfolio | 21.7k $73.8k | Unchanged |
| Institute for Wealth Management, LLC. 0.01% of their portfolio | 20.2k $68.7k | Reduced -1.0k |
| TNF LLC 0.04% of their portfolio | 19.6k $78.8k | Reduced -617 |
| RDA Financial Network 0.03% of their portfolio | 18.5k $62.8k | Reduced -2.2k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 18.1k $61.6k | Reduced -115.9k |
| Quantedge Capital Pte Ltd 0.02% of their portfolio | 18.0k $61.2k | Reduced -31.7k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 17.3k $59.0k | Added +430 |
| Good Life Advisors, LLC 0.01% of their portfolio | 16.7k $56.9k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 15.9k $54.0k | Added +61 |
| Americana Partners, LLC 0.01% of their portfolio | 15.7k $53.4k | Reduced -13.0k |
| UMB Bank, n.a. 0.00% of their portfolio | 14.7k $50.0k | Unchanged |
| Tempus Wealth Planning, LLC 0.03% of their portfolio | 14.6k $49.7k | Unchanged |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 13.6k $46.0k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 13.3k $45.2k | New |
| ELCO Management Co., LLC 0.03% of their portfolio | 13.0k $44.2k | Unchanged |
| Capital Financial Services, LLC 0.06% of their portfolio | 13.0k $44.2k | Unchanged |
| Detalus Advisors, LLC 0.02% of their portfolio | 12.5k $42.6k | Reduced -2.9k |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 12.0k $40.8k | Added +541 |
| Graves Light Lenhart Wealth, Inc. 0.01% of their portfolio | 12.0k $40.8k | Reduced -580 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 11.5k $35.6k | New |
| 180 WEALTH ADVISORS, LLC 0.01% of their portfolio | 11.0k $43.2k | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio | 10.6k $36.0k | Reduced -876 |
| Running Point Capital Advisors, LLC 0.02% of their portfolio | 10.0k $34.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 5.5k $33.0k | Reduced -1.5k |
| Belpointe Asset Management LLC 0.00% of their portfolio | 5.1k $17.4k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 4.5k $15.3k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 3.0k $10.2k | New |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 3.0k $10.0k | Added +500 |
| Accel Wealth Management 0.00% of their portfolio | 2.7k $9.1k | Added +31 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.0k $6.8k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 1.9k $6.5k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 800 $2.7k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 713 $2.0k | Added +700 |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 300 $1.0k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 187 $636 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 68 $0 | Unchanged |
| CVA Family Office, LLC 0.00% of their portfolio | 28 $95 | Unchanged |