Vault-13

VIRTUS CONVERTIBLE & INC 202

COM · CUSIP 92838R105

38 institutional holders -2 vs Q1 2024
6,437,5866.4m shares reported held*
$58.0mreported value*
6 new 11 added 14 reduced 10 sold out net sold ≈ $15.3m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.01.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 29Q4 22: 33Q1 23: 34Q2 23: 36Q3 23: 39Q4 23: 37Q1 24: 40Q2 24: 3838Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202229
Q4 202233
Q1 202334
Q2 202336
Q3 202339
Q4 202337
Q1 202440
Q2 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 15 cut or sold outQ2 23: 15 bought or addedQ2 23: 14 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 11 cut or sold outQ4 23: 15 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 19 cut or sold outQ2 24: 17 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221612
Q1 20231115
Q2 20231514
Q3 20231911
Q4 20231516
Q1 20242019
Q2 20241724

Biggest buyers

Almitas Capital LLC New +271,764+271.8k
JANE STREET GROUP, LLC Added +244,725+244.7k
Beverly Hills Private Wealth, LLC Added +180,438+180.4k
Bulldog Investors, LLP Added +70,898+70.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +62,702+62.7k
SIT INVESTMENT ASSOCIATES INC Added +36,612+36.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +34,814+34.8k
CSS LLC/IL Added +34,102+34.1k
Atlas Wealth LLC New +22,377+22.4k
WELLS FARGO & COMPANY/MN Added +20,917+20.9k

Biggest sellers

MORGAN STANLEY Reduced -2,274,399-2.3m
Advisors Asset Management, Inc. Sold out -108,768-108.8k
STIFEL FINANCIAL CORP Reduced -58,549-58.5k
ROYAL BANK OF CANADA Reduced -44,745-44.7k
TFB Advisors LLC Sold out -36,903-36.9k
UBS Group AG Reduced -33,879-33.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -21,844-21.8k
GUGGENHEIM CAPITAL LLC Sold out -20,648-20.6k
Shaker Financial Services, LLC Sold out -18,126-18.1k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -14,600-14.6k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.63% of their portfolio EDINA, MN 1,188,2981.2m $10.7m $10.7m 0.63% Reduced -5.2k -5,192
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,078,0861.1m $9.7m $9.7m 0.00% Reduced -2.3m -2,274,399
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 713,102713.1k $6.4m $6.4m 0.00% Added +20.9k +20,917
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 471,692471.7k $4.3m $4.3m 0.00% Added +244.7k +244,725
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.20% of their portfolio WEST PALM BEACH, FL 460,002460.0k $4.1m $4.1m 0.20% Added +62.7k +62,702
6 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 312,969313.0k $2.8m $2.8m 0.00% Reduced -58.5k -58,549
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 279,099279.1k $2.5m $2.5m 0.00% Reduced -8.7k -8,691
8 Almitas Capital LLC 1.02% of their portfolio SANTA MONICA, CA 271,764271.8k $2.4m $2.4m 1.02% New
9 Beverly Hills Private Wealth, LLC 0.51% of their portfolio BEVERLY HILLS, CA 260,935260.9k $2.4m $2.4m 0.51% Added +180.4k +180,438
10 SIT INVESTMENT ASSOCIATES INC 0.05% of their portfolio Minneapolis, MN 250,787250.8k $2.3m $2.3m 0.05% Added +36.6k +36,612
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 227,103227.1k $2.0m $2.0m 0.00% Reduced -44.7k -44,745
12 Bulldog Investors, LLP 0.66% of their portfolio SADDLE BROOK, NJ 197,321197.3k $1.8m $1.8m 0.66% Added +70.9k +70,898
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 137,208137.2k $1.2m $1.2m 0.00% Reduced -33.9k -33,879
14 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 123,621123.6k $1.1m $1.1m 0.04% Reduced -8.9k -8,926
15 CSS LLC/IL 0.06% of their portfolio CHICAGO, IL 86,51986.5k $779.7k $779.7k 0.06% Added +34.1k +34,102
16 E&G Advisors, LLC 0.15% of their portfolio HOUSTON, TX 57,74257.7k $520.4k $520.4k 0.15% Reduced -200 -200
17 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 57,08257.1k $509.7k $509.7k 0.00% First filing
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,68538.7k $348.6k $348.6k 0.00% Reduced -3.0k -3,000
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,81434.8k $313.7k $313.7k 0.00% New
20 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 26,54126.5k $239.2k $239.2k 0.00% Added +1.8k +1,769
21 Atlas Wealth LLC 0.02% of their portfolio CINCINNATI, OH 22,37722.4k $202.0k $202.0k 0.02% New
22 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,25721.3k $192.0k $192.0k 0.01% Added +26 +26
23 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 15,37315.4k $138.5k $138.5k 0.00% Reduced -2.3k -2,301
24 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 15,16415.2k $136.7k $136.7k 0.00% Reduced -87 -87
25 Cypress Wealth Services, LLC 0.03% of their portfolio PALM DESERT, CA 14,50014.5k $130.7k $130.7k 0.03% Reduced -2.5k -2,500
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,50012.5k $112.7k $112.7k 0.00% Reduced -10.0k -10,000
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,45112.5k $112.2k $112.2k 0.00% New
28 OmniStar Financial Group, Inc. 0.09% of their portfolio Wilmington, NC 11,07411.1k $99.8k $99.8k 0.09% Unchanged
29 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,66010.7k $96.0k $96.0k 0.00% Reduced -100 -100
30 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 10,47310.5k $94.4k $94.4k 0.00% Added +94 +94
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,21810.2k $92.1k $92.1k 0.00% New
32 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 4,2504.2k $38.3k $38.3k 0.00% Not comparable
33 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0272.0k $18.3k $18.3k 0.00% Unchanged
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 972972 $8.8k $8.8k 0.00% Added +904 +904
35 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 709709 $6.4k $6.4k 0.00% Unchanged
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 209209 $1.9k $1.9k 0.00% Unchanged
37 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $18 $18 0.00% New
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged