VIRTUS GLOBAL MULTI-SECTOR I VGI
COM · Closed-End Fund · CUSIP 92829B101
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.47.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 34 |
| Q4 2022 | 29 |
| Q1 2023 | 30 |
| Q2 2023 | 33 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 13 | 16 |
| Q1 2023 | 14 | 16 |
| Q2 2023 | 17 | 12 |
Biggest buyers
| 1607 Capital Partners, LLC | Added | +108.0k |
| SIT INVESTMENT ASSOCIATES INC | Added | +74.9k |
| Moors & Cabot, Inc. | Added | +47.8k |
| Shaker Financial Services, LLC | Added | +28.9k |
| LPL Financial LLC | Added | +16.3k |
| HRT FINANCIAL LP | New | +14.6k |
| RAYMOND JAMES & ASSOCIATES | New | +14.2k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +13.1k |
| JANE STREET GROUP, LLC | New | +12.1k |
| OmniStar Financial Group, Inc. | New | +11.2k |
Biggest sellers
| Invesco Ltd. | Sold out | -161.3k |
| MORGAN STANLEY | Reduced | -25.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -21.6k |
| GUGGENHEIM CAPITAL LLC | Reduced | -20.7k |
| OSAIC HOLDINGS, INC. | Reduced | -8.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -4.7k |
| CENTAURUS FINANCIAL, INC. | Reduced | -3.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -2.8k |
| NewEdge Advisors, LLC | Reduced | -500 |
| STIFEL FINANCIAL CORP | Reduced | -281 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2026-01-06 | 18.2% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 2 | $39.2k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.25% of their portfolio | 1.3m $9.5m | Added +74.9k |
| 1607 Capital Partners, LLC 0.26% of their portfolio | 483.2k $3.6m | Added +108.0k |
| Shaker Financial Services, LLC 1.34% of their portfolio | 411.8k $3.1m | Added +28.9k |
| MORGAN STANLEY 0.00% of their portfolio | 314.4k $2.3m | Reduced -25.4k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 243.9k $1.8m | Reduced -20.7k |
| Matisse Capital 0.67% of their portfolio | 145.0k $1.1m | Unchanged |
| NewEdge Advisors, LLC 0.01% of their portfolio | 132.8k $992.0k | Reduced -500 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 123.3k $921.4k | Added +6.4k |
| Moors & Cabot, Inc. 0.05% of their portfolio | 109.0k $814.2k | Added +47.8k |
| Fiera Capital Corp 0.00% of their portfolio | 88.7k $662.8k | Unchanged |
| CoreCap Advisors, LLC 0.05% of their portfolio | 88.3k $659.6k | First filing |
| STEPHENS INC /AR/ 0.01% of their portfolio | 75.5k $564.3k | Added +4.6k |
| LPL Financial LLC 0.00% of their portfolio | 57.1k $426.4k | Added +16.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 40.7k $304.0k | Reduced -239 |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 35.6k $266.3k | Added +1.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 32.6k $243.3k | Reduced -2.8k |
| Claro Advisors Inc. 0.06% of their portfolio | 30.6k $228.7k | Added +232 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 29.9k $223.1k | Reduced -8.5k |
| CENTAURUS FINANCIAL, INC. 0.02% of their portfolio | 27.4k $205.0k | Reduced -3.1k |
| Saba Capital Management, L.P. 0.01% of their portfolio | 27.4k $204.5k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 25.8k $192.9k | Added +13.1k |
| UBS Group AG 0.00% of their portfolio | 24.8k $185.2k | Added +3.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 16.8k $125.8k | Reduced -281 |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 14.7k $109.7k | Added +2.6k |
| HRT FINANCIAL LP 0.00% of their portfolio | 14.6k $109.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 14.2k $106.1k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 12.1k $90.3k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 12.0k $89.9k | Reduced -21.6k |
| OmniStar Financial Group, Inc. 0.10% of their portfolio | 11.2k $83.6k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 10.7k $80.0k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 65 $486 | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 17 $127 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |