VINTAGE WINE ESTATES INC
COM · Common Stock · CUSIP 92747V106
66
institutional holders
-6 vs Q1 2023
19.2m
shares reported held*
$16.5mreported value*
11 new
12 added
28 reduced
17 sold out
net sold ≈ $3.0m (-3.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.86. Options: 4 managers hold calls ($8.9k notional), 3 hold puts ($1.9k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 82 |
| Q4 2022 | 83 |
| Q1 2023 | 72 |
| Q2 2023 | 66 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 41 |
| Q1 2023 | 32 | 38 |
| Q2 2023 | 23 | 45 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $93.0k | $66.0k | 0.71 |
| Q4 2022 | $197.9k | $152.6k | 0.77 |
| Q1 2023 | $47.5k | $6.5k | 0.14 |
| Q2 2023 | $8.9k | $1.9k | 0.21 |
Biggest buyers
| GSA CAPITAL PARTNERS LLP | Added | +527.7k |
| MILLENNIUM MANAGEMENT LLC | New | +339.3k |
| Y-Intercept (Hong Kong) Ltd | New | +129.4k |
| OLD MISSION CAPITAL LLC | New | +64.7k |
| Qube Research & Technologies Ltd | New | +49.1k |
| GOLDMAN SACHS GROUP INC | Added | +39.4k |
| Verdence Capital Advisors LLC | Added | +36.9k |
| Ergoteles LLC | New | +32.0k |
| LPL Financial LLC | Added | +20.0k |
| HRT FINANCIAL LP | New | +19.4k |
Biggest sellers
| BlackRock Inc. | Reduced | -1.5m |
| WASATCH ADVISORS LP | Reduced | -880.5k |
| ArrowMark Colorado Holdings LLC | Reduced | -530.8k |
| STATE STREET CORP | Reduced | -449.9k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -335.8k |
| NORTHERN TRUST CORP | Reduced | -200.1k |
| VANGUARD GROUP INC | Reduced | -126.4k |
| AQR CAPITAL MANAGEMENT LLC | Sold out | -105.1k |
| Bank of New York Mellon Corp | Reduced | -91.1k |
| Nuveen Asset Management, LLC | Sold out | -73.4k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $5.8k6.8k shares |
| SIMPLEX TRADING, LLC | Added | $3.0k4.3k shares |
| GROUP ONE TRADING LLC | Unchanged | $86100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $1.0k1.3k shares |
| CITADEL ADVISORS LLC | Reduced | $8561.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| WASATCH ADVISORS LP 0.04% of their portfolio | 8.7m $7.4m | Reduced -880.5k |
| Paradice Investment Management LLC 0.25% of their portfolio | 3.9m $3.3m | Added +10.8k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.2m $1.9m | Reduced -126.4k |
| GSA CAPITAL PARTNERS LLP 0.06% of their portfolio | 648.4k $555.0k | Added +527.7k |
| Alberta Investment Management Corp 0.01% of their portfolio | 612.7k $524.1k | Unchanged |
| ArrowMark Colorado Holdings LLC 0.01% of their portfolio | 566.1k $484.3k | Reduced -530.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 496.3k $424.6k | Reduced -25.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 353.4k $302.4k | Reduced -335.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 339.3k $290.3k | New |
| BlackRock Inc. 0.00% of their portfolio | 284.4k $243.3k | Reduced -1.5m |
| Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio | 129.4k $110.7k | New |
| STATE STREET CORP 0.00% of their portfolio | 129.1k $110.4k | Reduced -449.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 70.5k $60.3k | Added +39.4k |
| OLD MISSION CAPITAL LLC 0.00% of their portfolio | 64.7k $55.4k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 62.5k $53.5k | Reduced -200.1k |
| MORGAN STANLEY 0.00% of their portfolio | 61.4k $52.6k | Reduced -30.8k |
| STEPHENS INC /AR/ 0.00% of their portfolio | 59.5k $50.9k | Reduced -1.8k |
| Verdence Capital Advisors LLC 0.01% of their portfolio | 52.6k $45.0k | Added +36.9k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 49.1k $42.0k | New |
| X-Square Capital, LLC 0.02% of their portfolio | 38.6k $33.0k | Reduced -2.8k |
| LPL Financial LLC 0.00% of their portfolio | 32.0k $27.4k | Added +20.0k |
| Ergoteles LLC 0.00% of their portfolio | 32.0k $27.4k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 29.6k $25.3k | Reduced -43.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 25.3k $21.7k | Reduced -91.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 24.5k $21.0k | Added +7.8k |
| BARCLAYS PLC 0.00% of their portfolio | 21.6k $18.5k | Reduced -17.5k |
| Mariner, LLC 0.00% of their portfolio | 21.2k $18.1k | Reduced -6.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 19.7k $16.8k | Reduced -41.5k |
| HRT FINANCIAL LP 0.00% of their portfolio | 19.4k $16.0k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 17.6k $15.1k | New |
| Arete Wealth Advisors, LLC 0.00% of their portfolio | 16.4k $14.0k | Added +6.0k |
| Creative Planning 0.00% of their portfolio | 15.6k $13.3k | New |
| Fortis Advisors, LLC 0.01% of their portfolio | 15.0k $12.8k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 13.1k $11.2k | Unchanged |
| CIBC Asset Management Inc 0.00% of their portfolio | 12.5k $10.7k | Unchanged |
| Sterneck Capital Management, LLC 0.01% of their portfolio | 10.5k $9.0k | Unchanged |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 10.2k $9.0k | Added +4 |
| Point72 Middle East FZE 0.00% of their portfolio | 10.1k $8.7k | New |
| TIEDEMANN ADVISORS, LLC 0.00% of their portfolio | 10.0k $8.6k | Unchanged |
| FineMark National Bank & Trust 0.00% of their portfolio | 10.0k $8.6k | Unchanged |
| COOPER/HAIMS ADVISORS, LLC 0.01% of their portfolio | 10.0k $8.6k | Unchanged |
| VERITY Wealth Advisors 0.01% of their portfolio | 10.0k $8.6k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 8.0k $6.8k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.6k $5.6k | Reduced -18.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 6.2k $5.3k | Reduced -4.5k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 6.0k $5.2k | Added +3.8k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 5.8k $4.9k | New |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 5.6k $4.8k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 5.4k $4.6k | Added +5.3k |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 4.8k $4.1k | Added +1.2k |
| EMC Capital Management 0.08% of their portfolio | 3.6k $97.0k | Reduced -54.2k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.4k $2.9k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 2.9k $2.5k | Reduced -44.4k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 2.2k $1.9k | Reduced -16.4k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.6k $1.8k | Reduced -2.6k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.5k $1.3k | Reduced -3 |
| FMR LLC 0.00% of their portfolio | 1.3k $1.1k | Reduced -11.4k |
| 1832 Asset Management L.P. 0.00% of their portfolio | 1.0k $855 | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.0k $856 | Unchanged |
| ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio | 1.0k $856 | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 962 $823 | Reduced -312 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 802 $1.0k | Reduced -1.1k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 584 $0 | Reduced -25.3k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 300 $257 | Reduced -22.8k |
| TORONTO DOMINION BANK 0.00% of their portfolio | 32 $0 | Added +16 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |