CARLYLE CREDIT INCOME FUND CCIF
SHS BEN INT · Closed-End Fund · CUSIP 92535C104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.81.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 45 |
| Q4 2022 | 45 |
| Q1 2023 | 39 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 14 | 15 |
| Q1 2023 | 12 | 20 |
Biggest buyers
| Relative Value Partners Group, LLC | Added | +1.6m |
| Terrapin Asset Management, LLC | New | +310.1k |
| CSS LLC/IL | New | +95.1k |
| MILLENNIUM MANAGEMENT LLC | New | +20.0k |
| GUGGENHEIM CAPITAL LLC | Added | +10.3k |
| RIVERBRIDGE PARTNERS LLC | Added | +2.2k |
| Cambridge Investment Research Advisors, Inc. | Added | +740 |
| Cetera Advisor Networks LLC | Added | +617 |
| UBS Group AG | Added | +273 |
| MELFA WEALTH MANAGEMENT, INC. | Added | +178 |
Biggest sellers
| Matisse Capital | Sold out | -186.0k |
| Bulldog Investors, LLP | Reduced | -168.1k |
| BOOTHBAY FUND MANAGEMENT, LLC | Sold out | -168.1k |
| Koshinski Asset Management, Inc. | Sold out | -47.7k |
| Pekin Hardy Strauss, Inc. | Reduced | -37.3k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -28.6k |
| ICON ADVISERS INC/CO | Reduced | -22.9k |
| SeaCrest Wealth Management, LLC | Sold out | -21.0k |
| Woodline Partners LP | Sold out | -16.5k |
| MERCER GLOBAL ADVISORS INC /ADV | Sold out | -15.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Karpus Management, Inc. 13G · institution new · filed 2025-12-05 | 22.1% |
| Eagle Point Credit Management LLC 13G · passive investor -6.0 pts · filed 2026-09-08 | 12.9% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Relative Value Partners Group, LLC 1.12% of their portfolio | 3.3m $32.8m | Added +1.6m |
| Saba Capital Management, L.P. 0.20% of their portfolio | 844.0k $8.3m | Unchanged |
| SIT INVESTMENT ASSOCIATES INC 0.15% of their portfolio | 573.6k $5.6m | Added +100 |
| Almitas Capital LLC 2.56% of their portfolio | 546.2k $5.4m | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 2.01% of their portfolio | 505.7k $5.0m | Reduced -4.8k |
| Bulldog Investors, LLP 1.37% of their portfolio | 432.9k $4.2m | Reduced -168.1k |
| ICON ADVISERS INC/CO 1.05% of their portfolio | 419.2k $4.1m | Reduced -22.9k |
| Terrapin Asset Management, LLC 4.07% of their portfolio | 310.1k $3.0m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 201.5k $2.0m | Reduced -28.6k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 149.3k $1.5m | Added +617 |
| RIVERBRIDGE PARTNERS LLC 0.02% of their portfolio | 110.7k $1.1m | Added +2.2k |
| CSS LLC/IL 0.07% of their portfolio | 95.1k $933.2k | New |
| ACCESS FINANCIAL SERVICES, INC. 0.42% of their portfolio | 69.6k $683.0k | Reduced -4.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 58.0k $569.0k | Added +740 |
| HighTower Advisors, LLC 0.00% of their portfolio | 40.3k $394.0k | Reduced -2.3k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 39.5k $387.3k | Added +10.3k |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 31.0k $304.2k | Reduced -11.1k |
| CENTAURUS FINANCIAL, INC. 0.02% of their portfolio | 25.9k $254.0k | Unchanged |
| MELFA WEALTH MANAGEMENT, INC. 0.20% of their portfolio | 20.7k $202.8k | Added +178 |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 20.0k $196.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 17.0k $166.8k | Reduced -4.5k |
| LPL Financial LLC 0.00% of their portfolio | 15.0k $147.3k | Reduced -2.5k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 14.1k $139.0k | Unchanged |
| WealthPLAN Partners, LLC 0.01% of their portfolio | 13.4k $131.4k | Unchanged |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 11.8k $115.7k | Unchanged |
| EWG Elevate Inc. 0.05% of their portfolio | 11.5k $112.7k | Unchanged |
| VERUS CAPITAL PARTNERS, LLC 0.02% of their portfolio | 11.5k $112.5k | Reduced -1.1k |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 11.2k $109.8k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.8k $105.9k | Added +13 |
| Pekin Hardy Strauss, Inc. 0.02% of their portfolio | 10.7k $104.8k | Reduced -37.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.0k $39.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 3.1k $30.5k | Added +273 |
| Kistler-Tiffany Companies, LLC 0.00% of their portfolio | 1.0k $9.8k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 860 $8.4k | Unchanged |
| Luken Investment Analytics, LLC 0.00% of their portfolio | 819 $8.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 800 $7.8k | Reduced -1.9k |
| Avion Wealth 0.00% of their portfolio | 500 $4.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 182 $2.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |