Vault-13

VERITONE INC VERI

COM · Common Stock · CUSIP 92347M100

US business; artificial intelligence tech company based in Costa Mesa, California, founded in 2014

66 institutional holders +3 vs Q4 2024
6,847,1056.8m shares reported held*
15.3% of all shares outstanding*
$16.2mreported value*
17 new 12 added 17 reduced 12 sold out net sold ≈ $694.9k (-398.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 44.8m as of 2025-03-24, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.36. Options: 7 managers hold calls ($2.8m notional), 6 hold puts ($696.9k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 94Q4 22: 91Q1 23: 98Q2 23: 73Q3 23: 73Q4 23: 69Q1 24: 71Q2 24: 79Q3 24: 57Q4 24: 63Q1 25: 6666Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202294
Q4 202291
Q1 202398
Q2 202373
Q3 202373
Q4 202369
Q1 202471
Q2 202479
Q3 202457
Q4 202463
Q1 202566

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 33 bought or addedQ2 23: 62 cut or sold outQ3 23: 29 bought or addedQ3 23: 37 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 35 cut or sold outQ1 24: 33 bought or addedQ1 24: 34 cut or sold outQ1 24Q2 24: 40 bought or addedQ2 24: 45 cut or sold outQ3 24: 17 bought or addedQ3 24: 46 cut or sold outQ3 24Q4 24: 27 bought or addedQ4 24: 20 cut or sold outQ1 25: 29 bought or addedQ1 25: 29 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233362
Q3 20232937
Q4 20233535
Q1 20243334
Q2 20244045
Q3 20241746
Q4 20242720
Q1 20252929

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 24 calls: $2.9mQ2 24 puts: $738.1kQ2 24P/C 0.26Q3 24 calls: $4.3mQ3 24 puts: $1.1mQ3 24P/C 0.26Q4 24 calls: $3.6mQ4 24 puts: $775.9kQ4 24P/C 0.21Q1 25 calls: $2.8mQ1 25 puts: $696.9kQ1 25P/C 0.25
Numbers
QuarterCallsPutsP/C
Q2 2024$2.9m$738.1k0.26
Q3 2024$4.3m$1.1m0.26
Q4 2024$3.6m$775.9k0.21
Q1 2025$2.8m$696.9k0.25

Biggest buyers

OMERS ADMINISTRATION Corp New +135,600+135.6k
SILVERBACK ASSET MANAGEMENT LLC New +100,000+100.0k
GEODE CAPITAL MANAGEMENT, LLC Added +84,189+84.2k
GOLDMAN SACHS GROUP INC Added +54,794+54.8k
Skandinaviska Enskilda Banken AB (publ) New +44,082+44.1k
NBZ Investment Advisors LLC New +37,107+37.1k
VANGUARD GROUP INC Added +34,169+34.2k
CAPITAL ADVISORS INC/OK New +30,000+30.0k
TWO SIGMA INVESTMENTS, LP New +26,260+26.3k
Schonfeld Strategic Advisors LLC New +23,374+23.4k

Biggest sellers

GSA CAPITAL PARTNERS LLP Sold out -191,980-192.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -184,246-184.2k
MILLENNIUM MANAGEMENT LLC Reduced -110,208-110.2k
SILVERBACK ASSET MANAGEMENT LLC Sold out -100,000-100.0k
CITADEL ADVISORS LLC Reduced -83,001-83.0k
GROUP ONE TRADING LLC Reduced -58,875-58.9k
XTX Topco Ltd Sold out -54,264-54.3k
Squarepoint Ops LLC Sold out -43,850-43.9k
D. E. Shaw & Co., Inc. Sold out -35,244-35.2k
MORGAN STANLEY Reduced -22,991-23.0k

Biggest calls

UBS Group AG Unchanged $1.7m744.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $489.1k209.9k shares
GROUP ONE TRADING LLC Added $202.3k87.0k shares
SIMPLEX TRADING, LLC Reduced $180.0k77.6k shares
CITADEL ADVISORS LLC Added $136.5k58.7k shares
WOLVERINE TRADING, LLC New $25.5k10.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $326.0k140.2k shares
GROUP ONE TRADING LLC Added $157.2k67.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $116.3k49.9k shares
SIMPLEX TRADING, LLC Added $71.0k30.8k shares
WOLVERINE TRADING, LLC New $26.5k10.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Steelberg Chad 13D · may seek influence filed 2024-12-17
Stated purposeItem 4 of the Schedule 13D is hereby amended to add the following information: Sales On December 13, 2024 the Reporting Person sold 504,657 shares of Common Stock at a price of $2.515 per share in a private transaction in exchange for a promissory note for an aggregate of $1,269,212.36. Full filing
10.1% 4.2m≈ $5.8m 2024-12-17
Esousa Group Holdings LLC 13G · passive investor no change · filed 2025-07-15 10.0% no change 9.9m≈ $13.6m 2025-07-15
BlackRock, Inc. 13G · institution new · filed 2026-07-30 7.1% new 6.6m≈ $9.0m 2026-07-30
Steelberg Ryan 13D · may seek influence -0.2 pts · filed 2026-07-16 6.5% -0.2 pts 6.2m≈ $8.5m 2026-07-16

Fell to 5% or below in the last year: BANTA ASSET MANAGEMENT LP (3.9%, 2026-02-06)

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.0k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$1.3m—
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRIVATE MANAGEMENT GROUP INC 0.20% of their portfolio IRVINE, CA 2,427,3792.4m $5.6m $5.6m 0.20% Reduced -19.9k -19,856
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,582,7931.6m $3.7m $3.7m 0.00% Added +34.2k +34,169
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 513,866513.9k $1.2m $1.2m 0.00% Reduced -7.1k -7,057
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 461,245461.2k $1.1m $1.1m 0.00% Added +84.2k +84,189
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 164,066164.1k $381.5k $381.5k 0.00% Added +11.9k +11,900
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 158,485158.5k $368.5k $368.5k 0.00% Reduced -83.0k -83,001
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 156,833156.8k $364.6k $364.6k 0.00% Added +10.7k +10,728
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 148,613148.6k $345.5k $345.5k 0.00% Added +13.0k +12,959
9 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 135,600135.6k $315.3k $315.3k 0.00% New
10 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 110,618110.6k $257.2k $257.2k 0.02% Reduced -1.3k -1,278
11 SILVERBACK ASSET MANAGEMENT LLC 0.04% of their portfolio DURHAM, NC 100,000100.0k $232.5k $232.5k 0.04% New
12 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 77,17777.2k $179.4k $179.4k 0.01% Reduced -58.9k -58,875
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 72,40072.4k $168.3k $168.3k 0.00% Reduced -8.7k -8,700
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 69,02169.0k $160.5k $160.5k 0.00% Added +54.8k +54,794
15 Vanguard Capital Wealth Advisors 0.18% of their portfolio DENVER, CO 64,01464.0k $148.8k $148.8k 0.18% Reduced -11.2k -11,200
16 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 60,50060.5k $141.0k $141.0k 0.00% Unchanged
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,70846.7k $108.6k $108.6k 0.00% Reduced -184.2k -184,246
18 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 44,08244.1k $102.5k $102.5k 0.00% New
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,21341.2k $95.8k $95.8k 0.00% Added +1.6k +1,567
20 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 37,66537.7k $87.8k $87.8k 0.00% Unchanged
21 NBZ Investment Advisors LLC 0.05% of their portfolio KNOXVILLE, TN 37,10737.1k $86.3k $86.3k 0.05% New
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 35,74635.7k $83.1k $83.1k 0.00% Reduced -23.0k -22,991
23 CAPITAL ADVISORS INC/OK 0.00% of their portfolio TULSA, OK 30,00030.0k $69.8k $69.8k 0.00% New
24 CITIZENS FINANCIAL GROUP INC/RI 0.00% of their portfolio PROVIDENCE, RI 27,24227.2k $63.3k $63.3k 0.00% Unchanged
25 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,26026.3k $61.1k $61.1k 0.00% New
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,08625.1k $58.3k $58.3k 0.00% Added +3.8k +3,806
27 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 23,37423.4k $54.3k $54.3k 0.00% New
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 20,00020.0k $46.5k $46.5k 0.00% Unchanged
29 Atom Investors LP 0.01% of their portfolio AUSTIN, TX 19,81219.8k $46.1k $46.1k 0.01% New
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 18,67318.7k $43.4k $43.4k 0.00% Reduced -18.9k -18,863
31 Jain Global LLC 0.00% of their portfolio NEW YORK, NY 18,16418.2k $42.2k $42.2k 0.00% New
32 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 18,00018.0k $41.9k $41.9k 0.00% Unchanged
33 BFSG, LLC 0.00% of their portfolio IRVINE, CA 17,11017.1k $39.8k $39.8k 0.00% Reduced -130 -130
34 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,05116.1k $37.3k $37.3k 0.00% Reduced -110.2k -110,208
35 NJ State Employees Deferred Compensation Plan 0.00% of their portfolio TRENTON, NJ 16,00016.0k $37.2k $37.2k 0.00% Unchanged
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,49415.5k $36.0k $36.0k 0.00% Added +945 +945
37 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 15,29915.3k $35.6k $35.6k 0.01% New
38 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 14,86414.9k $35.7k $35.7k 0.00% New
39 Virtu Financial LLC 0.00% of their portfolio New York, NY 13,00313.0k $30.0k $30.0k 0.00% New
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,72812.7k $29.6k $29.6k 0.00% Reduced -129 -129
41 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 12,15712.2k $28.3k $28.3k 0.00% New
42 FMR LLC 0.00% of their portfolio BOSTON, MA 8,6878.7k $20.2k $20.2k 0.00% Added +2.3k +2,330
43 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 6,1456.1k $14.3k $14.3k 0.00% Reduced -11 -11
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,5205.5k $12.8k $12.8k 0.00% Reduced -500 -500
45 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,1905.2k $12.1k $12.1k 0.00% Unchanged
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2124.2k $9.8k $9.8k 0.00% Unchanged
47 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 2,0492.0k $4.8k $4.8k 0.00% Added +1.2k +1,185
48 Kiker Wealth Management, LLC 0.00% of their portfolio JASPER, GA 1,6711.7k $3.9k $3.9k 0.00% New
49 Signature Resources Capital Management, LLC 0.00% of their portfolio NEWPORT BEACH, CA 1,3191.3k $3.1k $3.1k 0.00% Unchanged
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1001.1k $2.6k $2.6k 0.00% Reduced -270 -270
51 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,0941.1k $2.5k $2.5k 0.00% First filing
52 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 1,0251.0k $2.4k $2.4k 0.00% New
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 985985 $2.3k $2.3k 0.00% Added +350 +350
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 883883 $2.1k $2.1k 0.00% Unchanged
55 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 750750 $1.7k $1.7k 0.00% Unchanged
56 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 700700 $1.8k $1.8k 0.00% Unchanged
57 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 344344 $800 $800 0.00% Unchanged
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 323323 $751 $751 0.00% Reduced -4 -4
59 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 200200 $465 $465 0.00% New
60 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 142142 $330 $330 0.00% New
61 Hurley Capital, LLC 0.00% of their portfolio NEW YORK, NY 100100 $233 $233 0.00% Unchanged
62 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 100100 $233 $233 0.00% Unchanged
63 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 6767 $156 $156 0.00% Unchanged
64 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 5050 $117 $117 0.00% Unchanged
65 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $2 $2 0.00% Unchanged
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged