Vault-13

VERITONE INC VERI

COM · Common Stock · CUSIP 92347M100

US business; artificial intelligence tech company based in Costa Mesa, California, founded in 2014

57 institutional holders -22 vs Q2 2024
7,994,8798.0m shares reported held*
20.9% of all shares outstanding*
$28.7mreported value*
5 new 12 added 20 reduced 26 sold out net sold ≈ $2.4m (-678.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 38.2m as of 2024-11-11, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.59. Options: 8 managers hold calls ($4.3m notional), 6 hold puts ($1.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 94Q4 22: 91Q1 23: 98Q2 23: 73Q3 23: 73Q4 23: 69Q1 24: 71Q2 24: 79Q3 24: 5757Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202294
Q4 202291
Q1 202398
Q2 202373
Q3 202373
Q4 202369
Q1 202471
Q2 202479
Q3 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 49 cut or sold outQ1 23: 56 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 62 cut or sold outQ3 23: 29 bought or addedQ3 23: 37 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 35 cut or sold outQ1 24: 33 bought or addedQ1 24: 34 cut or sold outQ1 24Q2 24: 40 bought or addedQ2 24: 45 cut or sold outQ3 24: 17 bought or addedQ3 24: 46 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224249
Q1 20235638
Q2 20233362
Q3 20232937
Q4 20233535
Q1 20243334
Q2 20244045
Q3 20241746

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $203.3kQ4 23 puts: $95.1kQ4 23P/C 0.47Q1 24 calls: $7.8mQ1 24 puts: $1.9mQ1 24P/C 0.24Q2 24 calls: $2.9mQ2 24 puts: $738.1kQ2 24P/C 0.26Q3 24 calls: $4.3mQ3 24 puts: $1.1mQ3 24P/C 0.26
Numbers
QuarterCallsPutsP/C
Q4 2023$203.3k$95.1k0.47
Q1 2024$7.8m$1.9m0.24
Q2 2024$2.9m$738.1k0.26
Q3 2024$4.3m$1.1m0.26

Biggest buyers

PRIVATE MANAGEMENT GROUP INC Added +452,861+452.9k
D. E. Shaw & Co., Inc. Added +152,390+152.4k
GROUP ONE TRADING LLC Added +107,426+107.4k
GSA CAPITAL PARTNERS LLP Added +92,150+92.2k
MARSHALL WACE, LLP New +86,162+86.2k
AJOVista, LLC New +70,535+70.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +63,200+63.2k
Vanguard Capital Wealth Advisors Added +40,700+40.7k
XTX Topco Ltd New +36,881+36.9k
BENJAMIN EDWARDS INC New +18,000+18.0k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Sold out -358,900-358.9k
JANE STREET GROUP, LLC Sold out -181,983-182.0k
GOLDMAN SACHS GROUP INC Reduced -177,785-177.8k
NORTHERN TRUST CORP Reduced -147,579-147.6k
MILLENNIUM MANAGEMENT LLC Reduced -138,820-138.8k
Y-Intercept (Hong Kong) Ltd Sold out -91,960-92.0k
Cubist Systematic Strategies, LLC Sold out -89,641-89.6k
BANK OF AMERICA CORP /DE/ Reduced -74,304-74.3k
MORGAN STANLEY Reduced -70,944-70.9k
Centiva Capital, LP Sold out -60,752-60.8k

Biggest calls

UBS Group AG Unchanged $2.7m744.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $456.3k127.1k shares
CITADEL ADVISORS LLC Reduced $439.4k122.4k shares
GOLDMAN SACHS GROUP INC New $276.4k77.0k shares
GROUP ONE TRADING LLC Reduced $197.1k54.9k shares
SIMPLEX TRADING, LLC Reduced $160.0k44.7k shares
Traynor Capital Management, Inc. Added $143.6k40.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Sculptor Capital LP Unchanged $593.8k165.4k shares
CITADEL ADVISORS LLC Added $296.9k82.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $103.8k28.9k shares
GROUP ONE TRADING LLC Reduced $78.3k21.8k shares
SIMPLEX TRADING, LLC Added $53.0k15.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Steelberg Chad 13D · may seek influence filed 2024-12-17
Stated purposeItem 4 of the Schedule 13D is hereby amended to add the following information: Sales On December 13, 2024 the Reporting Person sold 504,657 shares of Common Stock at a price of $2.515 per share in a private transaction in exchange for a promissory note for an aggregate of $1,269,212.36. Full filing
10.1% 4.2m≈ $5.8m 2024-12-17
Esousa Group Holdings LLC 13G · passive investor no change · filed 2025-07-15 10.0% no change 9.9m≈ $13.6m 2025-07-15
BlackRock, Inc. 13G · institution new · filed 2026-07-30 7.1% new 6.6m≈ $9.0m 2026-07-30
Steelberg Ryan 13D · may seek influence -0.2 pts · filed 2026-07-16 6.5% -0.2 pts 6.2m≈ $8.5m 2026-07-16

Fell to 5% or below in the last year: BANTA ASSET MANAGEMENT LP (3.9%, 2026-02-06)

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.0k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRIVATE MANAGEMENT GROUP INC 0.36% of their portfolio IRVINE, CA 2,891,8452.9m $10.4m $10.4m 0.36% Added +452.9k +452,861
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,548,6241.5m $5.6m $5.6m 0.00% Reduced -615 -615
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 478,809478.8k $1.7m $1.7m 0.00% First filing
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 363,659363.7k $1.3m $1.3m 0.00% Reduced -6.2k -6,166
5 SILVERBACK ASSET MANAGEMENT LLC 0.16% of their portfolio DURHAM, NC 324,722324.7k $1.2m $1.2m 0.16% Unchanged
6 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 211,539211.5k $759.4k $759.4k 0.00% Reduced -138.8k -138,820
7 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 187,024187.0k $671.4k $671.4k 0.00% Added +152.4k +152,390
8 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 167,558167.6k $601.5k $601.5k 0.02% Added +107.4k +107,426
9 Sculptor Capital LP 0.01% of their portfolio New York, NY 161,400161.4k $579.4k $579.4k 0.01% Unchanged
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 144,548144.5k $518.9k $518.9k 0.00% Reduced -25.8k -25,834
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 134,468134.5k $482.7k $482.7k 0.00% Added +63.2k +63,200
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 117,595117.6k $422.2k $422.2k 0.00% Reduced -147.6k -147,579
13 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 117,209117.2k $420.8k $420.8k 0.01% Unchanged
14 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 114,274114.3k $410.2k $410.2k 0.03% Reduced -6.7k -6,656
15 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 108,614108.6k $390.0k $390.0k 0.03% Added +92.2k +92,150
16 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 86,16286.2k $309.3k $309.3k 0.00% New
17 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 84,80084.8k $304.4k $304.4k 0.00% Reduced -1.4k -1,378
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 84,50084.5k $303.4k $303.4k 0.01% Reduced -5.5k -5,500
19 Vanguard Capital Wealth Advisors 0.27% of their portfolio DENVER, CO 70,60070.6k $253.5k $253.5k 0.27% Added +40.7k +40,700
20 AJOVista, LLC 1.08% of their portfolio BOSTON, MA 70,53570.5k $253.2k $253.2k 1.08% New
21 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 60,50060.5k $218.0k $218.0k 0.00% Unchanged
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 55,84455.8k $200.5k $200.5k 0.00% Reduced -70.9k -70,944
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 54,81454.8k $196.8k $196.8k 0.00% Reduced -193 -193
24 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,59037.6k $134.9k $134.9k 0.01% Unchanged
25 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 36,88136.9k $132.4k $132.4k 0.01% New
26 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 31,41531.4k $112.8k $112.8k 0.00% Reduced -4.0k -3,974
27 CITIZENS FINANCIAL GROUP INC/RI 0.00% of their portfolio PROVIDENCE, RI 27,24227.2k $97.8k $97.8k 0.00% Unchanged
28 BFSG, LLC 0.01% of their portfolio IRVINE, CA 23,45023.4k $84.2k $84.2k 0.01% Added +2.8k +2,775
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,28021.3k $76.4k $76.4k 0.00% Unchanged
30 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 18,00018.0k $64.6k $64.6k 0.00% New
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 17,56017.6k $63.0k $63.0k 0.00% Added +13.9k +13,889
32 NJ State Employees Deferred Compensation Plan 0.01% of their portfolio TRENTON, NJ 16,00016.0k $57.4k $57.4k 0.01% Unchanged
33 SHERBROOKE PARK ADVISERS LLC 0.01% of their portfolio WHITE PLAINS, NY 15,84915.8k $56.9k $56.9k 0.01% Reduced -13.9k -13,866
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,79814.8k $53.1k $53.1k 0.00% New
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,04614.0k $50.4k $50.4k 0.00% Reduced -177.8k -177,785
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,97013.0k $46.6k $46.6k 0.00% Reduced -74.3k -74,304
37 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 12,57912.6k $45.2k $45.2k 0.00% Reduced -873 -873
38 Carl P. Sherr & Co., LLC 0.02% of their portfolio WORCESTER, MA 12,20012.2k $43.8k $43.8k 0.02% Reduced -1.8k -1,800
39 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 7,4307.4k $26.7k $26.7k 0.00% Added +1.0k +1,010
40 Catalyst Funds Management Pty Ltd 0.01% of their portfolio SYDNEY NSW, C3 6,6006.6k $23.7k $23.7k 0.01% Unchanged
41 FMR LLC 0.00% of their portfolio BOSTON, MA 6,4986.5k $23.3k $23.3k 0.00% Reduced -161 -161
42 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,1136.1k $21.9k $21.9k 0.00% Added +6.1k +6,112
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,9204.9k $17.7k $17.7k 0.00% Added +494 +494
44 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2124.2k $15.1k $15.1k 0.00% Unchanged
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3701.4k $4.9k $4.9k 0.00% Unchanged
46 Signature Resources Capital Management, LLC 0.00% of their portfolio NEWPORT BEACH, CA 1,3191.3k $4.7k $4.7k 0.00% Unchanged
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2701.3k $4.6k $4.6k 0.00% Unchanged
48 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,0561.1k $3.8k $3.8k 0.00% Reduced -21.7k -21,739
49 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 883883 $3.2k $3.2k 0.00% Reduced -11.0k -11,016
50 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 750750 $2.7k $2.7k 0.00% Added +70 +70
51 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 344344 $1.2k $1.2k 0.00% Unchanged
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 293293 $1.0k $1.0k 0.00% Reduced -14.0k -14,029
53 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 150150 $539 $539 0.00% Unchanged
54 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 100100 $359 $359 0.00% Unchanged
55 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 6767 $241 $241 0.00% Unchanged
56 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $4 $4 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged