Vault-13

VANGUARD INDEX FDS VXF

EXTEND MKT ETF · ETP · CUSIP 922908652

769 institutional holders +81 vs Q3 2023
50,248,67650.2m shares reported held*
$8.0bnreported value*
78 new 255 added 237 reduced 45 sold out net bought ≈ $700.8m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $159.21. Options: 2 managers hold calls ($2.3m notional), 3 hold puts ($772.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 616Q4 22: 672Q1 23: 664Q2 23: 694Q3 23: 688Q4 23: 769769Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022616
Q4 2022672
Q1 2023664
Q2 2023694
Q3 2023688
Q4 2023769

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 278 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 290 bought or addedQ1 23: 260 cut or sold outQ1 23Q2 23: 249 bought or addedQ2 23: 275 cut or sold outQ2 23Q3 23: 286 bought or addedQ3 23: 284 cut or sold outQ3 23Q4 23: 333 bought or addedQ4 23: 282 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022278247
Q1 2023290260
Q2 2023249275
Q3 2023286284
Q4 2023333282

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $2.5mQ1 23 puts: $658.9kQ1 23P/C 0.27Q2 23 calls: $3.8mQ2 23 puts: $1.5mQ2 23P/C 0.39Q3 23 calls: $5.5mQ3 23 puts: $1.1mQ3 23P/C 0.19Q4 23 calls: $2.3mQ4 23 puts: $772.8kQ4 23P/C 0.33
Numbers
QuarterCallsPutsP/C
Q1 2023$2.5m$658.9k0.27
Q2 2023$3.8m$1.5m0.39
Q3 2023$5.5m$1.1m0.19
Q4 2023$2.3m$772.8k0.33

Biggest buyers

MORGAN STANLEY Added +3,338,640+3.3m
Cerity Partners LLC Added +1,645,134+1.6m
EXCHANGE TRADED CONCEPTS, LLC New +282,726+282.7k
JPMORGAN CHASE & CO Added +200,903+200.9k
VANGUARD GROUP INC Added +199,066+199.1k
BESSEMER GROUP INC Added +159,993+160.0k
Financial Synergies Wealth Advisors, Inc. Added +152,852+152.9k
Thrivent Financial for Lutherans Added +146,025+146.0k
ENVESTNET ASSET MANAGEMENT INC Added +141,224+141.2k
SageView Advisory Group, LLC Added +117,493+117.5k

Biggest sellers

FIFTH THIRD BANCORP Reduced -480,619-480.6k
OSAIC HOLDINGS, INC. Reduced -284,035-284.0k
BANK OF MONTREAL /CAN/ Reduced -132,911-132.9k
TORONTO DOMINION BANK Reduced -100,000-100.0k
Legacy Private Trust Co. Reduced -90,017-90.0k
ARMSTRONG ADVISORY GROUP, INC Reduced -88,649-88.6k
NATIXIS ADVISORS, LLC Reduced -82,977-83.0k
BANK OF AMERICA CORP /DE/ Reduced -70,673-70.7k
Mariner, LLC Reduced -66,158-66.2k
Composition Wealth, LLC Reduced -52,818-52.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m10.7k shares
CITADEL ADVISORS LLC Reduced $575.5k3.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $641.2k3.9k shares
CITADEL ADVISORS LLC Added $131.5k800 shares
Cutler Group LLC / CA Added $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,497,9346.5m $1.1bn $1.1bn 0.05% Added +3.3m +3,338,640
2 ENVESTNET ASSET MANAGEMENT INC 0.23% of their portfolio Berwyn, PA 3,411,1053.4m $560.9m $560.9m 0.23% Added +141.2k +141,224
3 Wealthfront Advisers LLC 1.96% of their portfolio Palo Alto, CA 3,105,6323.1m $510.6m $510.6m 1.96% Added +12.3k +12,335
4 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 1,964,9172.0m $73.5m $73.5m 0.25% Added +1.6m +1,645,134
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,703,7451.7m $280.1m $280.1m 0.03% Reduced -70.7k -70,673
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.13% of their portfolio Toronto, A6 1,373,4521.4m $225.8m $225.8m 0.13% Added +88.1k +88,083
7 CITIGROUP INC 0.27% of their portfolio NEW YORK, NY 1,250,1911.3m $205.6m $205.6m 0.27% Added +83.5k +83,500
8 ASSETMARK, INC 0.73% of their portfolio CONCORD, CA 1,236,6021.2m $203.3m $203.3m 0.73% Added +7.9k +7,899
9 FIFTH THIRD BANCORP 0.84% of their portfolio CINCINNATI, OH 1,195,0371.2m $196.5m $196.5m 0.84% Reduced -480.6k -480,619
10 Envestnet Portfolio Solutions, Inc. 0.68% of their portfolio BERWYN, PA 994,662994.7k $163.5m $163.5m 0.68% Reduced -17.5k -17,529
11 US BANCORP \DE\ 0.24% of their portfolio MINNEAPOLIS, MN 970,745970.7k $159.6m $159.6m 0.24% Added +18.4k +18,351
12 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 809,493809.5k $133.1m $133.1m 0.04% Added +37.8k +37,798
13 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 792,653792.7k $130.4m $130.4m 0.23% Reduced -284.0k -284,035
14 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 738,514738.5k $121.4m $121.4m 0.03% Reduced -36.3k -36,335
15 Wealthspire Advisors, LLC 1.70% of their portfolio NEW YORK, NY 727,960728.0k $119.7m $119.7m 1.70% Added +57.8k +57,760
16 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 690,898690.9k $113.6m $113.6m 0.07% Reduced -12.9k -12,948
17 UBS Group AG 0.04% of their portfolio ZURICH, V8 661,194661.2k $108.7m $108.7m 0.04% Added +12.1k +12,113
18 SigFig Wealth Management, LLC 3.94% of their portfolio SAN FRANCISCO, CA 631,432631.4k $103.8m $103.8m 3.94% Added +2.8k +2,784
19 Cambridge Investment Research Advisors, Inc. 0.41% of their portfolio FAIRFIELD, IA 587,730587.7k $96.6m $96.6m 0.41% Reduced -24.8k -24,820
20 Blue Trust, Inc. 1.26% of their portfolio BRENTWOOD, TN 550,060550.1k $78.8m $78.8m 1.26% Reduced -51.7k -51,667
21 SageView Advisory Group, LLC 3.88% of their portfolio Newport Beach, CA 550,049550.0k $90.2m $90.2m 3.88% Added +117.5k +117,493
22 Focus Partners Wealth 1.18% of their portfolio ST LOUIS, MO 547,971548.0k $90.1m $90.1m 1.18% First filing
23 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 519,522519.5k $85.4m $85.4m 0.03% Reduced -16.0k -16,036
24 Stratos Wealth Partners, LTD. 1.57% of their portfolio BEACHWOOD, OH 513,520513.5k $84.4m $84.4m 1.57% Added +29.6k +29,589
25 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 495,740495.7k $81.5m $81.5m 0.00% Added +199.1k +199,066
26 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 481,194481.2k $79.1m $79.1m 0.15% Reduced -10.8k -10,841
27 DIVERSIFIED TRUST CO 2.18% of their portfolio MEMPHIS, TN 395,117395.1k $65.0m $65.0m 2.18% Added +15.9k +15,872
28 OIKOS HOLDINGS LLC 17.36% of their portfolio NEW YORK, NY 386,100386.1k $63.5m $63.5m 17.36% Unchanged
29 Charter Oak Capital Management, LLC 6.70% of their portfolio PORTSMOUTH, NH 342,932342.9k $56.4m $56.4m 6.70% Added +11.1k +11,146
30 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 335,189335.2k $55.1m $55.1m 0.09% Added +9.0k +8,965
31 COLDSTREAM CAPITAL MANAGEMENT INC 1.54% of their portfolio BELLEVUE, WA 334,129334.1k $54.9m $54.9m 1.54% Reduced -1.0k -1,010
32 Van Cleef Asset Management,Inc 7.67% of their portfolio BEACHWOOD, OH 331,826331.8k $54.6m $54.6m 7.67% Added +3.4k +3,422
33 Gleason Group, Inc. 12.22% of their portfolio PROSPECT, KY 323,488323.5k $53.2m $53.2m 12.22% Added +21.4k +21,412
34 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 321,550321.6k $52.9m $52.9m 0.02% Added +14.0k +14,044
35 Plante Moran Financial Advisors, LLC 5.35% of their portfolio SOUTHFIELD, MI 311,340311.3k $51.2m $51.2m 5.35% Added +19.5k +19,502
36 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 301,236301.2k $49.5m $49.5m 0.10% Added +160.0k +159,993
37 EXCHANGE TRADED CONCEPTS, LLC 1.24% of their portfolio Oklahoma City, OK 282,726282.7k $46.5m $46.5m 1.24% New
38 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 277,886277.9k $45.7m $45.7m 0.10% Added +146.0k +146,025
39 Mariner, LLC 0.11% of their portfolio Overland Park, KS 273,958274.0k $45.0m $45.0m 0.11% Reduced -66.2k -66,158
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 271,771271.8k $44.7m $44.7m 0.05% Added +2.6k +2,563
41 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 264,100264.1k $43.4m $43.4m 0.02% Reduced -12.3k -12,282
42 NEPC LLC 2.33% of their portfolio Boston, MA 256,202256.2k $42.1m $42.1m 2.33% Added +35.5k +35,491
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 227,450227.4k $37.4m $37.4m 0.00% Added +200.9k +200,903
44 TD PRIVATE CLIENT WEALTH LLC 1.33% of their portfolio NEW YORK, NY 224,169224.2k $36.9m $36.9m 1.33% Added +80.1k +80,145
45 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 2.31% of their portfolio ROCHESTER, NY 213,696213.7k $35.1m $35.1m 2.31% Added +1.2k +1,204
46 Voya Financial Advisors, Inc. 4.28% of their portfolio WINDSOR, CT 213,565213.6k $35.5m $35.5m 4.28% Added +10.6k +10,572
47 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 202,459202.5k $33.3m $33.3m 0.06% Added +9.5k +9,480
48 RAYMOND JAMES TRUST N.A. 0.87% of their portfolio ST. PETERSBURG, FL 200,802200.8k $33.0m $33.0m 0.87% Reduced -5.8k -5,825
49 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 191,963192.0k $31.6m $31.6m 0.15% Added +19.6k +19,582
50 ACT WEALTH MANAGEMENT, LLC 16.90% of their portfolio PLANO, TX 190,564190.6k $31.3m $31.3m 16.90% Added +8.9k +8,934
51 James J. Burns & Company, LLC 7.16% of their portfolio MELVILLE, NY 182,936182.9k $30.1m $30.1m 7.16% Added +4.7k +4,684
52 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 179,025179.0k $29.4m $29.4m 0.01% Reduced -3.0k -2,984
53 Financial Synergies Wealth Advisors, Inc. 3.61% of their portfolio HOUSTON, TX 175,425175.4k $23.3m $23.3m 3.61% Added +152.9k +152,852
54 UNITED SERVICES AUTOMOBILE ASSOCIATION 0.63% of their portfolio SAN ANTONIO, TX 172,416172.4k $28.3m $28.3m 0.63% Reduced -5.5k -5,456
55 ARMSTRONG ADVISORY GROUP, INC 2.72% of their portfolio NEEDHAM, MA 170,221170.2k $28.0m $28.0m 2.72% Reduced -88.6k -88,649
56 Lido Advisors, LLC 0.28% of their portfolio Los Angeles, CA 168,989169.0k $27.8m $27.8m 0.28% Reduced -7.2k -7,190
57 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 152,173152.2k $25.0m $25.0m 0.14% Reduced -641 -641
58 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 147,204147.2k $24.2m $24.2m 0.08% Added +7.0k +7,032
59 Legacy Private Trust Co. 1.85% of their portfolio NEENAH, WI 141,265141.3k $23.2m $23.2m 1.85% Reduced -90.0k -90,017
60 First Ascent Asset Management, LLC 2.60% of their portfolio DENVER, CO 141,092141.1k $23.2m $23.2m 2.60% Added +14.5k +14,469
61 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 133,724133.7k $22.0m $22.0m 0.06% Reduced -83.0k -82,977
62 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 132,338132.3k $21.8m $21.8m 0.02% Added +10.8k +10,757
63 FC Advisory LLC 8.20% of their portfolio WEST CHESTER, PA 128,974129.0k $21.2m $21.2m 8.20% Reduced -1.1k -1,133
64 Beacon Harbor Wealth Advisors, Inc. 6.14% of their portfolio VIRGINIA BEACH, VA 128,413128.4k $21.1m $21.1m 6.14% Added +3.7k +3,718
65 Firestone Capital Management 6.20% of their portfolio SOUTH MIAMI, FL 122,374122.4k $20.1m $20.1m 6.20% Reduced -2.6k -2,586
66 Valmark Advisers, Inc. 0.36% of their portfolio AKRON, OH 116,839116.8k $19.2m $19.2m 0.36% Added +3.0k +2,968
67 Merit Financial Group, LLC 0.57% of their portfolio ALPHARETTA, GA 114,227114.2k $18.8m $18.8m 0.57% Added +43.2k +43,242
68 New England Private Wealth Advisors LLC 3.28% of their portfolio WELLESLEY, MA 108,015108.0k $17.8m $17.8m 3.28% Added +1.6k +1,597
69 MAYPORT, LLC 7.67% of their portfolio NEWTON, MA 102,661102.7k $16.9m $16.9m 7.67% Added +1.4k +1,436
70 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 100,000100.0k $16.4m $16.4m 0.02% Reduced -100.0k -100,000
71 HARBOUR INVESTMENTS, INC. 0.68% of their portfolio MADISON, WI 99,85199.9k $16.4m $16.4m 0.68% Added +98.7k +98,652
72 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.11% of their portfolio Cincinnati, OH 95,19695.2k $15.7m $15.7m 0.11% Reduced -102 -102
73 Beacon Pointe Advisors, LLC 0.18% of their portfolio NEWPORT BEACH, CA 91,91791.9k $15.1m $15.1m 0.18% Reduced -2.5k -2,538
74 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 91,74291.7k $15.1m $15.1m 0.02% Added +2.1k +2,132
75 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 91,04791.0k $15.0m $15.0m 0.12% Added +4.0k +3,995
76 Continuum Advisory, LLC 2.07% of their portfolio EAGLE, ID 88,48488.5k $14.6m $14.6m 2.07% Added +3.8k +3,844
77 Wealth Group Ltd 4.63% of their portfolio EDEN PRAIRIE, MN 86,58286.6k $14.0m $14.0m 4.63% First filing
78 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 82,60482.6k $13.6m $13.6m 0.03% Reduced -33 -33
79 Ballentine Partners, LLC 0.28% of their portfolio Waltham, MA 82,07082.1k $13.5m $13.5m 0.28% Reduced -1.0k -1,031
80 Applied Capital LLC 7.40% of their portfolio LITTLE ROCK, AR 80,49480.5k $13.2m $13.2m 7.40% Reduced -1.9k -1,875
81 Schechter Investment Advisors, LLC 1.12% of their portfolio BIRMINGHAM, MI 78,29578.3k $12.9m $12.9m 1.12% Reduced -2.9k -2,852
82 Segment Wealth Management, LLC 1.13% of their portfolio HOUSTON, TX 77,57077.6k $12.8m $12.8m 1.13% Added +1.5k +1,473
83 SOL Capital Management CO 1.64% of their portfolio ROCKVILLE, MD 73,61973.6k $12.1m $12.1m 1.64% Added +2.6k +2,563
84 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 73,59973.6k $12.1m $12.1m 0.12% Added +483 +483
85 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 73,28973.3k $12.1m $12.1m 0.04% Reduced -1.3k -1,254
86 Ancora Advisors LLC 0.28% of their portfolio Cleveland, OH 73,03173.0k $12.0m $12.0m 0.28% Reduced -575 -575
87 State of Wisconsin - Board of Commissioners of Public Lands 2.96% of their portfolio MADISON, WI 72,71072.7k $12.0m $12.0m 2.96% Unchanged
88 PRINCIPAL SECURITIES, INC. 0.44% of their portfolio DES MOINES, IA 71,51571.5k $11.8m $11.8m 0.44% First filing
89 Independent Advisor Alliance 0.39% of their portfolio CHARLOTTE, NC 70,66370.7k $10.9m $10.9m 0.39% Added +35.0k +34,991
90 Linscomb Wealth, Inc. 0.63% of their portfolio Houston, TX 69,95970.0k $11.5m $11.5m 0.63% Reduced -885 -885
91 Dakota Wealth Management 0.44% of their portfolio PALM BEACH GARDENS, FL 68,23468.2k $11.2m $11.2m 0.44% Added +2.0k +1,998
92 J.W. COLE ADVISORS, INC. 0.65% of their portfolio TAMPA, FL 67,76367.8k $11.1m $11.1m 0.65% Added +1.7k +1,695
93 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 64,81864.8k $10.7m $10.7m 0.02% Added +4.8k +4,792
94 Fiduciary Group, LLC 1.25% of their portfolio SAVANNAH, GA 64,80764.8k $10.7m $10.7m 1.25% Reduced -332 -332
95 BLAIR WILLIAM & CO/IL 0.04% of their portfolio CHICAGO, IL 64,70664.7k $10.6m $10.6m 0.04% Reduced -2.9k -2,909
96 West Financial Advisors, LLC 2.41% of their portfolio DES MOINES, IA 64,37764.4k $10.6m $10.6m 2.41% Reduced -2.1k -2,100
97 BRISTOL JOHN W & CO INC /NY/ 0.19% of their portfolio NEW YORK, NY 62,86262.9k $10.3m $10.3m 0.19% New
98 NORDEN GROUP LLC 2.05% of their portfolio PROVO, UT 61,61661.6k $11.9m $11.9m 2.05% Added +60.3k +60,315
99 Great Diamond Partners, LLC 2.47% of their portfolio Portland, ME 60,90360.9k $10.0m $10.0m 2.47% Added +232 +232
100 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 60,70060.7k $10.0m $10.0m 0.08% Added +5.6k +5,594