Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

1,025 institutional holders +41 vs Q2 2024
40,895,65440.9m shares reported held*
$10.9bnreported value*
69 new 392 added 335 reduced 30 sold out net bought ≈ $261.8m (+652.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $266.34. Options: 3 managers hold calls ($13.7m notional), 4 hold puts ($7.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 800Q4 22: 854Q1 23: 849Q2 23: 867Q3 23: 874Q4 23: 978Q1 24: 999Q2 24: 984Q3 24: 1,0251,025Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022800
Q4 2022854
Q1 2023849
Q2 2023867
Q3 2023874
Q4 2023978
Q1 2024999
Q2 2024984
Q3 20241,025

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 384 bought or addedQ4 22: 325 cut or sold outQ1 23: 366 bought or addedQ1 23: 357 cut or sold outQ1 23Q2 23: 406 bought or addedQ2 23: 342 cut or sold outQ3 23: 419 bought or addedQ3 23: 314 cut or sold outQ3 23Q4 23: 473 bought or addedQ4 23: 307 cut or sold outQ1 24: 507 bought or addedQ1 24: 379 cut or sold outQ1 24Q2 24: 395 bought or addedQ2 24: 435 cut or sold outQ3 24: 461 bought or addedQ3 24: 365 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022384325
Q1 2023366357
Q2 2023406342
Q3 2023419314
Q4 2023473307
Q1 2024507379
Q2 2024395435
Q3 2024461365

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $10.5mQ4 23 puts: $7.4mQ4 23P/C 0.70Q1 24 calls: $11.5mQ1 24 puts: $4.6mQ1 24P/C 0.40Q2 24 calls: $7.1mQ2 24 puts: $5.0mQ2 24P/C 0.70Q3 24 calls: $13.7mQ3 24 puts: $7.5mQ3 24P/C 0.55
Numbers
QuarterCallsPutsP/C
Q4 2023$10.5m$7.4m0.70
Q1 2024$11.5m$4.6m0.40
Q2 2024$7.1m$5.0m0.70
Q3 2024$13.7m$7.5m0.55

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +732,755+732.8k
1832 Asset Management L.P. Added +227,467+227.5k
Axiom Advisory, LLC Added +118,211+118.2k
EP Wealth Advisors, LLC Added +110,959+111.0k
Private Portfolio Partners LLC New +73,202+73.2k
MML INVESTORS SERVICES, LLC Added +66,977+67.0k
Wealthspire Advisors, LLC Added +51,719+51.7k
BENJAMIN EDWARDS INC Added +51,695+51.7k
ASSETMARK, INC Added +46,877+46.9k
GOLDMAN SACHS GROUP INC Added +39,697+39.7k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -313,622-313.6k
Balyasny Asset Management L.P. Reduced -240,539-240.5k
Focus Partners Wealth Reduced -186,765-186.8k
US BANCORP \DE\ Reduced -131,151-131.2k
Apollon Wealth Management, LLC Reduced -68,788-68.8k
World Investment Advisors Reduced -57,670-57.7k
AMERIPRISE FINANCIAL INC Reduced -37,195-37.2k
CIBC Private Wealth Group LLC Reduced -34,236-34.2k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -26,602-26.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -24,988-25.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.0m26.2k shares
Belvedere Trading LLC Added $3.6m13.6k shares
CITADEL ADVISORS LLC Added $3.1m11.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.9m18.5k shares
CITADEL ADVISORS LLC Added $2.0m7.5k shares
Cubist Systematic Strategies, LLC Unchanged $320.8k1.2k shares
Belvedere Trading LLC Reduced $267.4k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.22% of their portfolio CHARLOTTE, NC 9,277,0699.3m $2.5bn $2.5bn 0.22% Added +732.8k +732,755
2 JONES FINANCIAL COMPANIES LLLP 0.54% of their portfolio DES PERES, MO 1,954,7892.0m $523.2m $523.2m 0.54% Reduced -14.4k -14,370
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 1,709,4461.7m $457.1m $457.1m 0.03% Added +7.0k +6,996
4 Axiom Advisory, LLC 4.04% of their portfolio SAN DIEGO, CA 1,687,4931.7m $432.4m $432.4m 4.04% Added +118.2k +118,211
5 ASSETMARK, INC 1.08% of their portfolio CONCORD, CA 1,407,7701.4m $376.4m $376.4m 1.08% Added +46.9k +46,877
6 Corient Private Wealth LP 0.40% of their portfolio MIAMI, FL 942,682942.7k $252.0m $252.0m 0.40% Added +32.7k +32,718
7 SEI INVESTMENTS CO 0.30% of their portfolio OAKS, PA 873,573873.6k $233.6m $233.6m 0.30% Reduced -9.6k -9,579
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 862,120862.1k $230.5m $230.5m 0.06% Added +32.9k +32,899
9 MATHER GROUP, LLC. 2.66% of their portfolio CHICAGO, IL 773,865773.9k $206.9m $206.9m 2.66% Reduced -9.8k -9,832
10 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 733,672733.7k $196.2m $196.2m 0.05% Reduced -18.7k -18,726
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 728,184728.2k $194.7m $194.7m 0.06% Reduced -25.0k -24,988
12 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 705,204705.2k $188.6m $188.6m 0.12% Reduced -7.8k -7,845
13 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 683,432683.4k $182.7m $182.7m 0.08% Added +8.2k +8,168
14 CHOREO, LLC 1.97% of their portfolio ROCKFORD, IL 507,869507.9k $134.4m $134.4m 1.97% Added +741 +741
15 MONETA GROUP INVESTMENT ADVISORS LLC 1.82% of their portfolio ST LOUIS, MO 469,044469.0k $125.4m $125.4m 1.82% Added +21.1k +21,067
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 447,060447.1k $119.5m $119.5m 0.00% Added +16.1k +16,094
17 TIAA TRUST, NATIONAL ASSOCIATION 0.33% of their portfolio CHARLOTTE, NC 408,307408.3k $109.2m $109.2m 0.33% Reduced -26.6k -26,602
18 EP Wealth Advisors, LLC 0.94% of their portfolio TORRANCE, CA 407,114407.1k $108.9m $108.9m 0.94% Added +111.0k +110,959
19 Cohen Klingenstein LLC 3.38% of their portfolio NEW YORK, NY 362,685362.7k $97.0m $97.0m 3.38% Unchanged
20 MML INVESTORS SERVICES, LLC 0.33% of their portfolio SPRINGFIELD, MA 343,040343.0k $91.7m $91.7m 0.33% Added +67.0k +66,977
21 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 325,397325.4k $87.0m $87.0m 0.02% Reduced -37.2k -37,195
22 Mill Creek Capital Advisors, LLC 2.03% of their portfolio Conshohocken, PA 314,630314.6k $84.1m $84.1m 2.03% Added +4.6k +4,633
23 RWA WEALTH PARTNERS, LLC 1.00% of their portfolio BOSTON, MA 300,309300.3k $80.3m $80.3m 1.00% Reduced -3.5k -3,453
24 Rockefeller Capital Management L.P. 0.21% of their portfolio NEW YORK, NY 297,420297.4k $79.5m $79.5m 0.21% Reduced -72 -72
25 TRUIST FINANCIAL CORP 0.12% of their portfolio CHARLOTTE, NC 297,040297.0k $79.4m $79.4m 0.12% Reduced -5.9k -5,898
26 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 285,167285.2k $76.2m $76.2m 0.17% Added +3.3k +3,258
27 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 281,700281.7k $75.3m $75.3m 0.11% Added +11.2k +11,183
28 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 241,795241.8k $64.6m $64.6m 0.04% Reduced -3.8k -3,817
29 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 239,371239.4k $64.0m $64.0m 0.10% Reduced -3.3k -3,293
30 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 232,468232.5k $62.2m $62.2m 0.14% Reduced -5.6k -5,593
31 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 227,610227.6k $60.9m $60.9m 0.10% Added +227.5k +227,467
32 Focus Partners Wealth 0.18% of their portfolio ST LOUIS, MO 208,099208.1k $55.6m $55.6m 0.18% Reduced -186.8k -186,765
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 203,639203.6k $54.4m $54.4m 0.01% Added +1.7k +1,715
34 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 200,555200.6k $53.6m $53.6m 0.07% Added +23.7k +23,692
35 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 200,156200.2k $53.5m $53.5m 0.07% Reduced -131.2k -131,151
36 Mariner, LLC 0.09% of their portfolio Overland Park, KS 197,189197.2k $52.7m $52.7m 0.09% Added +7.5k +7,534
37 Wealthspire Advisors, LLC 0.46% of their portfolio NEW YORK, NY 170,025170.0k $45.5m $45.5m 0.46% Added +51.7k +51,719
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 162,597162.6k $43.5m $43.5m 0.04% Reduced -13.6k -13,594
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.36% of their portfolio IRVING, TX 162,271162.3k $43.4m $43.4m 0.36% Added +4.0k +4,014
40 Balyasny Asset Management L.P. 0.11% of their portfolio Chicago, IL 156,625156.6k $41.9m $41.9m 0.11% Reduced -240.5k -240,539
41 LINCOLN NATIONAL CORP 1.34% of their portfolio RADNOR, PA 156,013156.0k $41.7m $41.7m 1.34% Added +6.1k +6,145
42 American Financial Advisors, LLC 5.07% of their portfolio Marietta, GA 138,885138.9k $37.1m $37.1m 5.07% Reduced -2.7k -2,683
43 Summit Financial Strategies, Inc. 4.16% of their portfolio Columbus, OH 138,110138.1k $36.9m $36.9m 4.16% Added +859 +859
44 Pathstone Holdings, LLC 0.16% of their portfolio ENGLEWOOD, NJ 133,732133.7k $35.8m $35.8m 0.16% Reduced -1.8k -1,813
45 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 128,909128.9k $34.5m $34.5m 0.04% Added +1.1k +1,145
46 Bragg Financial Advisors, Inc 1.35% of their portfolio CHARLOTTE, NC 122,530122.5k $32.8m $32.8m 1.35% Added +3.3k +3,252
47 Rodgers & Associates, LTD 3.91% of their portfolio Lancaster, PA 122,513122.5k $32.8m $32.8m 3.91% Added +2.9k +2,912
48 Strategies Wealth Advisors, LLC 4.35% of their portfolio GRAND RAPIDS, MI 121,594121.6k $32.5m $32.5m 4.35% Added +5.1k +5,053
49 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 121,475121.5k $32.5m $32.5m 0.01% Reduced -6.2k -6,174
50 NewEdge Advisors, LLC 0.21% of their portfolio NEW ORLEANS, LA 118,746118.7k $31.7m $31.7m 0.21% Added +3.6k +3,569
51 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 115,645115.6k $30.9m $30.9m 0.11% Added +3.7k +3,676
52 MOSAIC FAMILY WEALTH PARTNERS, LLC 4.59% of their portfolio ST. LOUIS, MO 115,487115.5k $30.9m $30.9m 4.59% Added +13.6k +13,614
53 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 112,995113.0k $30.2m $30.2m 0.19% Added +4.3k +4,349
54 INSPIRION WEALTH ADVISORS, LLC 4.17% of their portfolio LIBERTYVILLE, IL 111,503111.5k $29.8m $29.8m 4.17% Added +2.0k +2,005
55 Jentner Corp 8.54% of their portfolio Akron, OH 104,347104.3k $27.9m $27.9m 8.54% Added +9 +9
56 Vision Capital Management, Inc. 3.82% of their portfolio PORTLAND, OR 101,422101.4k $27.1m $27.1m 3.82% Added +4.2k +4,213
57 Avior Wealth Management, LLC 1.08% of their portfolio OMAHA, NE 101,261101.3k $27.0m $27.0m 1.08% Added +4.3k +4,321
58 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 101,190101.2k $27.1m $27.1m 0.01% Added +39.7k +39,697
59 One Day In July LLC 0.30% of their portfolio BURLINGTON, VT 100,090100.1k $2.7m $2.7m 0.30% Added +1.6k +1,611
60 Brickley Wealth Management 5.24% of their portfolio SAN MATEO, CA 96,03296.0k $25.7m $25.7m 5.24% Added +441 +441
61 Waldron Private Wealth LLC 1.06% of their portfolio BRIDGEVILLE, PA 95,62795.6k $25.6m $25.6m 1.06% Reduced -48 -48
62 Members Trust Co 0.82% of their portfolio TAMPA, FL 95,00995.0k $25.4m $25.4m 0.82% Added +1.5k +1,494
63 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 94,99095.0k $25.4m $25.4m 0.05% Added +279 +279
64 BHK Investment Advisors, LLC 9.30% of their portfolio BIRMINGHAM, AL 93,25493.3k $24.9m $24.9m 9.30% Reduced -1.0k -1,042
65 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 91,88991.9k $24.6m $24.6m 0.02% Reduced -4.4k -4,409
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 88,82588.8k $23.7m $23.7m 0.00% Reduced -5.1k -5,083
67 Cresset Asset Management, LLC 0.09% of their portfolio Chicago, IL 84,44684.4k $22.6m $22.6m 0.09% Reduced -4.9k -4,948
68 Larson Financial Group LLC 1.26% of their portfolio ST LOUIS, MO 82,64182.6k $22.1m $22.1m 1.26% Reduced -1.8k -1,757
69 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 80,40280.4k $21.5m $21.5m 0.04% Reduced -34.2k -34,236
70 Beacon Pointe Advisors, LLC 0.24% of their portfolio NEWPORT BEACH, CA 78,71378.7k $21.0m $21.0m 0.24% Added +2.1k +2,073
71 McAdam, LLC 1.15% of their portfolio Philadelphia, PA 76,49476.5k $20.5m $20.5m 1.15% Reduced -1.1k -1,115
72 Modera Wealth Management, LLC 0.25% of their portfolio WESTWOOD, NJ 74,93374.9k $20.0m $20.0m 0.25% Added +1.1k +1,054
73 EXENCIAL WEALTH ADVISORS, LLC 0.72% of their portfolio OKLAHOMA CITY, OK 74,43874.4k $19.9m $19.9m 0.72% Reduced -3.2k -3,243
74 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 74,14074.1k $19.8m $19.8m 0.04% Reduced -94 -94
75 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 73,23673.2k $19.6m $19.6m 0.07% Reduced -959 -959
76 Private Portfolio Partners LLC 3.67% of their portfolio PARAMUS, NJ 73,20273.2k $19.6m $19.6m 3.67% New
77 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 68,02068.0k $18.2m $18.2m 0.03% Reduced -1.2k -1,240
78 Atria Investments, Inc 0.22% of their portfolio Charlotte, NC 65,39265.4k $17.5m $17.5m 0.22% Added +3.9k +3,881
79 Invst, LLC 2.11% of their portfolio INDIANAPOLIS, IN 65,31765.3k $17.5m $17.5m 2.11% Reduced -9.2k -9,167
80 Partners in Financial Planning 3.43% of their portfolio SALEM, VA 63,67563.7k $17.0m $17.0m 3.43% Reduced -487 -487
81 Total Wealth Planning, LLC 2.65% of their portfolio CINCINNATI, OH 63,42463.4k $17.0m $17.0m 2.65% Added +1.9k +1,852
82 Asset Management Group, Inc. 2.92% of their portfolio STAMFORD, CT 62,39562.4k $16.7m $16.7m 2.92% Reduced -1.1k -1,132
83 SAGE FINANCIAL GROUP INC 1.35% of their portfolio W. CONSHOHOCKEN, PA 61,65061.6k $16.5m $16.5m 1.35% Added +111 +111
84 COMERICA BANK 0.07% of their portfolio DALLAS, TX 61,57861.6k $16.5m $16.5m 0.07% Reduced -276 -276
85 Safeguard Financial, LLC 3.86% of their portfolio MINOCQUA, WI 61,27661.3k $16.4m $16.4m 3.86% Added +3.1k +3,101
86 Gallagher Fiduciary Advisors, LLC 3.24% of their portfolio ROLLING MEADOWS, IL 59,78859.8k $16.0m $16.0m 3.24% Added +3.2k +3,199
87 PEAPACK GLADSTONE FINANCIAL CORP 0.22% of their portfolio BEDMINSTER, NJ 56,64656.6k $15.1m $15.1m 0.22% Reduced -2.1k -2,077
88 Robinswood Financial LLC 5.58% of their portfolio KIRKLAND, WA 56,17656.2k $15.0m $15.0m 5.58% Added +2.5k +2,527
89 Adventist Health System/ West 2.29% of their portfolio Roseville, CA 55,72055.7k $14.9m $14.9m 2.29% Unchanged
90 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.23% of their portfolio LITTLE ROCK, AR 55,03155.0k $14.7m $14.7m 1.23% Reduced -1.3k -1,343
91 STEPHENS INC /AR/ 0.21% of their portfolio LITTLE ROCK, AR 54,88554.9k $14.7m $14.7m 0.21% Added +166 +166
92 ETFIDEA, LLC 4.63% of their portfolio SYRACUSE, NY 54,70454.7k $14.6m $14.6m 4.63% Added +246 +246
93 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 54,14354.1k $14.5m $14.5m 0.04% Added +3.3k +3,308
94 BBJS FINANCIAL ADVISORS, LLC 5.11% of their portfolio SEATTLE, WA 53,59653.6k $14.3m $14.3m 5.11% Reduced -10.1k -10,079
95 Pasadena Private Wealth, LLC 3.01% of their portfolio PASADENA, CA 52,90052.9k $14.1m $14.1m 3.01% Reduced -169 -169
96 QUEST INVESTMENT MANAGEMENT LLC 1.65% of their portfolio LAKE OSWEGO, OR 52,66052.7k $14.1m $14.1m 1.65% Unchanged
97 Retirement Investment Advisors, Inc. 1.53% of their portfolio OKLAHOMA CITY, OK 52,38452.4k $14.0m $14.0m 1.53% Added +4.4k +4,359
98 BENJAMIN EDWARDS INC 0.20% of their portfolio Clayton, MO 52,21752.2k $14.0m $14.0m 0.20% Added +51.7k +51,695
99 RS CRUM INC. 3.23% of their portfolio Newport Beach, CA 51,59951.6k $13.8m $13.8m 3.23% Added +803 +803
100 LMCG INVESTMENTS, LLC 0.82% of their portfolio BOSTON, MA 51,23651.2k $13.7m $13.7m 0.82% Reduced -281 -281