Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

874 institutional holders +7 vs Q2 2023
34,417,54934.4m shares reported held*
$7.4bnreported value*
51 new 368 added 269 reduced 45 sold out net bought ≈ $48.0m (-15.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $214.25. Options: 5 managers hold calls ($10.0m notional), 4 hold puts ($5.6m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 800Q4 22: 854Q1 23: 849Q2 23: 867Q3 23: 874874Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022800
Q4 2022854
Q1 2023849
Q2 2023867
Q3 2023874

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 384 bought or addedQ4 22: 325 cut or sold outQ4 22Q1 23: 366 bought or addedQ1 23: 357 cut or sold outQ1 23Q2 23: 406 bought or addedQ2 23: 342 cut or sold outQ2 23Q3 23: 419 bought or addedQ3 23: 314 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384325
Q1 2023366357
Q2 2023406342
Q3 2023419314

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $26.4mQ4 22 puts: $12.8mQ4 22P/C 0.48Q1 23 calls: $12.3mQ1 23 puts: $7.6mQ1 23P/C 0.61Q2 23 calls: $13.6mQ2 23 puts: $4.5mQ2 23P/C 0.33Q3 23 calls: $10.0mQ3 23 puts: $5.6mQ3 23P/C 0.56
Numbers
QuarterCallsPutsP/C
Q4 2022$26.4m$12.8m0.48
Q1 2023$12.3m$7.6m0.61
Q2 2023$13.6m$4.5m0.33
Q3 2023$10.0m$5.6m0.56

Biggest buyers

OSAIC HOLDINGS, INC. Added +239,799+239.8k
EP Wealth Advisors, LLC Added +199,339+199.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +132,830+132.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +87,510+87.5k
Cetera Advisor Networks LLC Added +63,316+63.3k
COMERICA BANK New +52,232+52.2k
LPL Financial LLC Added +48,569+48.6k
AMERIPRISE FINANCIAL INC Added +45,723+45.7k
JPMORGAN CHASE & CO Added +36,592+36.6k
ASSETMARK, INC Added +36,544+36.5k

Biggest sellers

Bishop & Co Investment Management, LLC Reduced -15,777,174-15.8m
Bronte Capital Management Pty Ltd. Sold out -171,513-171.5k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -139,806-139.8k
Members Trust Co Reduced -138,479-138.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -70,747-70.7k
ELEVATUS WELATH MANAGEMENT Sold out -67,763-67.8k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -61,239-61.2k
World Investment Advisors Reduced -59,929-59.9k
CIBC Private Wealth Group LLC Reduced -54,389-54.4k
JONES FINANCIAL COMPANIES LLLP Reduced -52,583-52.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.9m32.1k shares
CITADEL ADVISORS LLC Added $1.4m6.6k shares
Belvedere Trading LLC Reduced $1.3m6.0k shares
WOLVERINE TRADING, LLC New $278.4k1.3k shares
Private Advisor Group, LLC New $161.9k75.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.5m21.0k shares
WOLVERINE TRADING, LLC New $813.9k3.8k shares
CITADEL ADVISORS LLC Reduced $214.2k1.0k shares
Belvedere Trading LLC Unchanged $107.1k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 5,648,2975.6m $1.2bn $1.2bn 0.15% Reduced -27.4k -27,378
2 JONES FINANCIAL COMPANIES LLLP 0.93% of their portfolio DES PERES, MO 2,627,5972.6m $562.8m $562.8m 0.93% Reduced -52.6k -52,583
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 1,889,4101.9m $404.7m $404.7m 0.04% Added +15.5k +15,489
4 ASSETMARK, INC 1.11% of their portfolio CONCORD, CA 1,293,7751.3m $277.1m $277.1m 1.11% Added +36.5k +36,544
5 PNC Financial Services Group, Inc. 0.19% of their portfolio Pittsburgh, PA 1,035,6041.0m $221.8m $221.8m 0.19% Reduced -16.2k -16,218
6 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 982,194982.2k $210.4m $210.4m 0.10% Reduced -70.7k -70,747
7 Corient Private Wealth LP 0.42% of their portfolio MIAMI, FL 847,970848.0k $181.6m $181.6m 0.42% Added +21.4k +21,410
8 SEI INVESTMENTS CO 0.29% of their portfolio OAKS, PA 763,313763.3k $163.5m $163.5m 0.29% Added +20.2k +20,186
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 763,096763.1k $163.4m $163.4m 0.07% Reduced -43.8k -43,785
10 MATHER GROUP, LLC. 2.86% of their portfolio CHICAGO, IL 752,104752.1k $161.1m $161.1m 2.86% Reduced -9.7k -9,732
11 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 627,807627.8k $134.5m $134.5m 0.04% Added +12.8k +12,766
12 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 611,853611.9k $131.0m $131.0m 0.09% Added +48.6k +48,569
13 CHOREO, LLC 3.84% of their portfolio ROCKFORD, IL 507,151507.2k $108.6m $108.6m 3.84% Added +10.5k +10,509
14 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 461,176461.2k $98.8m $98.8m 0.15% Added +239.8k +239,799
15 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 370,786370.8k $79.4m $79.4m 0.13% Added +11.3k +11,275
16 Cohen Klingenstein LLC 3.41% of their portfolio NEW YORK, NY 351,621351.6k $75.3m $75.3m 3.41% Added +1.6k +1,550
17 TIAA TRUST, NATIONAL ASSOCIATION 0.26% of their portfolio CHARLOTTE, NC 335,241335.2k $71.8m $71.8m 0.26% First filing
18 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 326,799326.8k $69.9m $69.9m 0.13% Added +9.7k +9,700
19 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 312,343312.3k $66.9m $66.9m 0.02% Added +45.7k +45,723
20 MONETA GROUP INVESTMENT ADVISORS LLC 1.34% of their portfolio ST LOUIS, MO 276,311276.3k $59.2m $59.2m 1.34% Added +14.0k +13,982
21 RWA WEALTH PARTNERS, LLC 1.28% of their portfolio BOSTON, MA 275,257275.3k $59.0m $59.0m 1.28% Added +5.1k +5,129
22 Rockefeller Capital Management L.P. 0.22% of their portfolio NEW YORK, NY 268,156268.2k $57.4m $57.4m 0.22% Added +24.6k +24,613
23 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 267,417267.4k $55.7m $55.7m 0.09% Reduced -18.4k -18,396
24 1832 Asset Management L.P. 0.11% of their portfolio TORONTO, A6 244,919244.9k $52.5m $52.5m 0.11% Added +9.6k +9,601
25 Mill Creek Capital Advisors, LLC 1.65% of their portfolio Conshohocken, PA 231,652231.7k $49.6m $49.6m 1.65% Added +4.8k +4,776
26 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 229,072229.1k $49.1m $49.1m 0.01% Added +36.6k +36,592
27 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 221,854221.9k $47.5m $47.5m 0.04% Added +3.6k +3,561
28 EP Wealth Advisors, LLC 0.73% of their portfolio TORRANCE, CA 221,077221.1k $47.4m $47.4m 0.73% Added +199.3k +199,339
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.31% of their portfolio IRVING, TX 219,599219.6k $47.0m $47.0m 0.31% Reduced -61.2k -61,239
30 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 216,731216.7k $46.4m $46.4m 0.10% Added +5.0k +4,972
31 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 205,326205.3k $44.0m $44.0m 0.08% Added +5.8k +5,784
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 198,424198.4k $42.5m $42.5m 0.01% Added +3.7k +3,664
33 Mariner, LLC 0.11% of their portfolio Overland Park, KS 183,868183.9k $39.4m $39.4m 0.11% Added +9.4k +9,377
34 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 171,856171.9k $36.8m $36.8m 0.20% Added +9.1k +9,118
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 167,402167.4k $35.9m $35.9m 0.05% Added +6.7k +6,681
36 Cetera Advisor Networks LLC 0.22% of their portfolio EL SEGUNDO, CA 165,660165.7k $35.5m $35.5m 0.22% Added +63.3k +63,316
37 LINCOLN NATIONAL CORP 0.69% of their portfolio RADNOR, PA 158,999159.0k $34.1m $34.1m 0.69% Added +3.3k +3,333
38 American Financial Advisors, LLC 5.06% of their portfolio Marietta, GA 150,038150.0k $32.1m $32.1m 5.06% Reduced -3.5k -3,460
39 COLONY GROUP LLC 0.48% of their portfolio Boston, MA 147,648147.6k $31.6m $31.6m 0.48% Added +4.9k +4,914
40 Members Trust Co 0.92% of their portfolio TAMPA, FL 147,588147.6k $31.7m $31.7m 0.92% Reduced -138.5k -138,479
41 Performance Wealth Partners, LLC 1.51% of their portfolio HINSDALE, IL 145,193145.2k $31.1m $31.1m 1.51% Reduced -4.9k -4,882
42 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 137,712137.7k $29.5m $29.5m 0.14% Reduced -3.7k -3,683
43 Pacific Life Fund Advisors LLC 3.10% of their portfolio NEWPORT BEACH, CA 136,805136.8k $29.3m $29.3m 3.10% Reduced -6.2k -6,230
44 Summit Financial Strategies, Inc. 5.46% of their portfolio Columbus, OH 133,928133.9k $28.7m $28.7m 5.46% Reduced -250 -250
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 132,830132.8k $28.4m $28.4m 0.01% New
46 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 123,471123.5k $26.4m $26.4m 0.04% Reduced -16.1k -16,070
47 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 119,177119.2k $25.5m $25.5m 0.03% Reduced -1.2k -1,162
48 Rodgers & Associates, LTD 3.73% of their portfolio Lancaster, PA 115,345115.3k $24.7m $24.7m 3.73% Reduced -737 -737
49 Bragg Financial Advisors, Inc 1.25% of their portfolio CHARLOTTE, NC 110,933110.9k $23.8m $23.8m 1.25% Added +3.8k +3,813
50 Waldron Private Wealth LLC 1.20% of their portfolio BRIDGEVILLE, PA 108,326108.3k $23.2m $23.2m 1.20% Added +2.0k +1,995
51 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 106,942106.9k $22.9m $22.9m 0.04% Reduced -2.8k -2,763
52 INSPIRION WEALTH ADVISORS, LLC 4.39% of their portfolio LIBERTYVILLE, IL 105,048105.0k $22.5m $22.5m 4.39% Added +870 +870
53 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 103,950104.0k $22.3m $22.3m 0.24% Added +5.5k +5,453
54 PATHSTONE FAMILY OFFICE, LLC 0.17% of their portfolio ENGLEWOOD, NJ 103,922103.9k $22.3m $22.3m 0.17% Added +5.3k +5,343
55 MOSAIC FAMILY WEALTH PARTNERS, LLC 4.28% of their portfolio ST. LOUIS, MO 99,65699.7k $21.3m $21.3m 4.28% Added +1.5k +1,541
56 Jentner Corp 13.11% of their portfolio Akron, OH 98,47098.5k $21.1m $21.1m 13.11% Added +1.9k +1,901
57 BHK Investment Advisors, LLC 9.36% of their portfolio BIRMINGHAM, AL 95,04695.0k $20.4m $20.4m 9.36% Added +693 +693
58 Brickley Wealth Management 5.41% of their portfolio SAN MATEO, CA 94,65794.7k $20.3m $20.3m 5.41% Reduced -207 -207
59 CIBC Private Wealth Group LLC 0.05% of their portfolio ATLANTA, GA 92,35992.4k $19.8m $19.8m 0.05% Reduced -54.4k -54,389
60 Strategies Wealth Advisors, LLC 3.84% of their portfolio GRAND RAPIDS, MI 91,38091.4k $19.6m $19.6m 3.84% Added +4.8k +4,795
61 One Day In July LLC 3.38% of their portfolio BURLINGTON, VT 88,81588.8k $19.0m $19.0m 3.38% Added +6.2k +6,161
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 87,51087.5k $18.7m $18.7m 0.06% New
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,35387.4k $18.7m $18.7m 0.00% Added +3.5k +3,456
64 Cresset Asset Management, LLC 0.13% of their portfolio Chicago, IL 85,81285.8k $18.4m $18.4m 0.13% Added +33.4k +33,429
65 Invst, LLC 2.53% of their portfolio INDIANAPOLIS, IN 81,61181.6k $17.5m $17.5m 2.53% Added +51 +51
66 Avior Wealth Management, LLC 1.16% of their portfolio OMAHA, NE 80,36780.4k $17.2m $17.2m 1.16% Added +2.7k +2,722
67 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 80,03280.0k $17.1m $17.1m 0.05% Reduced -7.0k -6,992
68 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 75,64375.6k $16.2m $16.2m 0.15% Reduced -9.3k -9,322
69 NATIXIS ADVISORS, LLC 0.05% of their portfolio Boston, MA 75,48475.5k $16.2m $16.2m 0.05% Reduced -158 -158
70 Vision Capital Management, Inc. 2.96% of their portfolio PORTLAND, OR 75,01575.0k $16.1m $16.1m 2.96% Added +1.4k +1,372
71 Retirement Investment Advisors, Inc. 1.44% of their portfolio OKLAHOMA CITY, OK 73,74273.7k $15.8m $15.8m 1.44% Added +19.3k +19,296
72 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 70,22770.2k $15.0m $15.0m 0.07% Reduced -1.2k -1,249
73 Private Portfolio Partners LLC 3.87% of their portfolio PARAMUS, NJ 69,73169.7k $14.9m $14.9m 3.87% Added +1.2k +1,167
74 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.57% of their portfolio LITTLE ROCK, AR 68,10568.1k $14.6m $14.6m 1.57% Reduced -13.7k -13,654
75 B. Riley Wealth Advisors, Inc. 0.38% of their portfolio MEMPHIS, TN 66,19666.2k $14.2m $14.2m 0.38% Added +12.5k +12,455
76 Asset Management Group, Inc. 3.06% of their portfolio STAMFORD, CT 64,92064.9k $13.9m $13.9m 3.06% Reduced -440 -440
77 FMR LLC 0.00% of their portfolio BOSTON, MA 63,97064.0k $13.7m $13.7m 0.00% Reduced -12.2k -12,220
78 PEAPACK GLADSTONE FINANCIAL CORP 0.25% of their portfolio BEDMINSTER, NJ 63,76663.8k $13.7m $13.7m 0.25% Added +1.1k +1,102
79 Partners in Financial Planning 3.46% of their portfolio SALEM, VA 62,77462.8k $13.4m $13.4m 3.46% Added +3.2k +3,158
80 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 62,72662.7k $13.4m $13.4m 0.17% Added +20.5k +20,522
81 SAGE FINANCIAL GROUP INC 1.46% of their portfolio W. CONSHOHOCKEN, PA 61,44561.4k $13.2m $13.2m 1.46% Added +66 +66
82 BBJS FINANCIAL ADVISORS, LLC 4.96% of their portfolio SEATTLE, WA 61,13761.1k $13.1m $13.1m 4.96% Added +3.9k +3,909
83 McAdam, LLC 1.03% of their portfolio Philadelphia, PA 58,47758.5k $12.5m $12.5m 1.03% Added +8.5k +8,530
84 LMCG INVESTMENTS, LLC 0.84% of their portfolio BOSTON, MA 58,09158.1k $12.4m $12.4m 0.84% Reduced -972 -972
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 57,55257.6k $13.0m $13.0m 0.00% Added +1.8k +1,759
86 Gallagher Fiduciary Advisors, LLC 1.08% of their portfolio ROLLING MEADOWS, IL 57,44357.4k $12.3m $12.3m 1.08% Reduced -2.9k -2,918
87 Total Wealth Planning, LLC 2.50% of their portfolio CINCINNATI, OH 57,07357.1k $12.2m $12.2m 2.50% Added +2.6k +2,590
88 Bromfield Sneider Wealth Advisors 9.20% of their portfolio WESTWOOD, MA 57,03357.0k $12.2m $12.2m 9.20% Added +398 +398
89 Robinswood Financial LLC 5.50% of their portfolio KIRKLAND, WA 53,85053.9k $11.5m $11.5m 5.50% Added +51 +51
90 Larson Financial Group LLC 1.12% of their portfolio ST LOUIS, MO 53,30453.3k $11.4m $11.4m 1.12% Added +7.4k +7,400
91 BENJAMIN F. EDWARDS & COMPANY, INC. 0.44% of their portfolio ST. LOUIS, MO 53,21853.2k $11.4m $11.4m 0.44% Added +1.1k +1,073
92 SWAN Capital LLC 9.01% of their portfolio PENSACOLA, FL 52,75152.8k $11.3m $11.3m 9.01% First filing
93 QUEST INVESTMENT MANAGEMENT LLC 1.59% of their portfolio LAKE OSWEGO, OR 52,66052.7k $11.3m $11.3m 1.59% Unchanged
94 COMERICA BANK 0.06% of their portfolio DALLAS, TX 52,23252.2k $11.2m $11.2m 0.06% New
95 KWMG, LLC 1.36% of their portfolio OVERLAND PARK, KS 50,44850.4k $10.8m $10.8m 1.36% Added +2.4k +2,428
96 ETFIDEA, LLC 4.56% of their portfolio SYRACUSE, NY 50,12550.1k $10.7m $10.7m 4.56% Added +335 +335
97 Pasadena Private Wealth, LLC 3.21% of their portfolio PASADENA, CA 50,09650.1k $10.7m $10.7m 3.21% Added +3.7k +3,699
98 RS CRUM INC. 3.71% of their portfolio Newport Beach, CA 48,23548.2k $10.3m $10.3m 3.71% Reduced -270 -270
99 Corrigan Financial, Inc. 3.44% of their portfolio MIDDLETOWN, RI 47,20047.2k $10.1m $10.1m 3.44% Added +103 +103
100 WP Advisors, LLC 4.20% of their portfolio San Francisco, CA 47,08047.1k $10.1m $10.1m 4.20% Reduced -336 -336