Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

595 institutional holders +5 vs Q2 2024
359,455,322359.5m shares reported held*
$17.0bnreported value*
65 new 279 added 175 reduced 64 sold out net sold ≈ $121.7m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.20. Options: 1 managers hold calls ($42.5k notional), 3 hold puts ($3.8m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527Q1 23: 517Q2 23: 540Q3 23: 539Q4 23: 581Q1 24: 581Q2 24: 590Q3 24: 595595Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022503
Q4 2022527
Q1 2023517
Q2 2023540
Q3 2023539
Q4 2023581
Q1 2024581
Q2 2024590
Q3 2024595

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 236 bought or addedQ4 22: 248 cut or sold outQ1 23: 283 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 285 bought or addedQ2 23: 217 cut or sold outQ3 23: 290 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 293 bought or addedQ4 23: 238 cut or sold outQ1 24: 321 bought or addedQ1 24: 227 cut or sold outQ1 24Q2 24: 315 bought or addedQ2 24: 250 cut or sold outQ3 24: 344 bought or addedQ3 24: 239 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022236248
Q1 2023283226
Q2 2023285217
Q3 2023290229
Q4 2023293238
Q1 2024321227
Q2 2024315250
Q3 2024344239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 23 calls: $2.2mQ4 23 puts: $1.1mQ4 23P/C 0.49Q1 24 calls: $27.4kQ1 24 puts: $1.3mQ1 24P/C 47.83Q2 24 calls: $13.6kQ2 24 puts: $853.5kQ2 24P/C 62.67Q3 24 calls: $42.5kQ3 24 puts: $3.8mQ3 24P/C 89.17
Numbers
QuarterCallsPutsP/C
Q4 2023$2.2m$1.1m0.49
Q1 2024$27.4k$1.3m47.83
Q2 2024$13.6k$853.5k62.67
Q3 2024$42.5k$3.8m89.17

Biggest buyers

WELLS FARGO & COMPANY/MN Added +4,535,396+4.5m
JPMORGAN CHASE & CO Added +3,555,062+3.6m
BANK OF AMERICA CORP /DE/ Added +2,139,431+2.1m
NorthCoast Asset Management LLC Added +1,846,939+1.8m
RAYMOND JAMES & ASSOCIATES Added +1,737,364+1.7m
BANK OF HAWAII Added +850,699+850.7k
DEUTSCHE BANK AG\ New +780,000+780.0k
ENVESTNET ASSET MANAGEMENT INC Added +760,633+760.6k
Intelligence Driven Advisers, LLC New +626,029+626.0k
Morningstar Investment Services LLC Added +623,803+623.8k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -20,563,095-20.6m
MATHER GROUP, LLC. Reduced -3,184,425-3.2m
Allspring Global Investments Holdings, LLC Reduced -650,000-650.0k
American Trust Sold out -367,142-367.1k
MORGAN STANLEY Reduced -264,216-264.2k
NOMURA ASSET MANAGEMENT CO LTD Reduced -262,500-262.5k
UBS Group AG Reduced -231,564-231.6k
TRUIST FINANCIAL CORP Reduced -219,177-219.2k
SEI INVESTMENTS CO Reduced -143,248-143.2k
VICTORY CAPITAL MANAGEMENT INC Reduced -127,640-127.6k

Biggest calls

CITADEL ADVISORS LLC Added $42.5k900 shares

Biggest puts

OAK HILL WEALTH ADVISORS, LLC New $3.8m80.0k shares
CITADEL ADVISORS LLC Reduced $14.2k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1.09% of their portfolio SAN FRANCISCO, CA 120,664,879120.7m $5.7bn $5.7bn 1.09% Reduced -20.6m -20,563,095
2 BANK OF AMERICA CORP /DE/ 0.28% of their portfolio CHARLOTTE, NC 68,993,60069.0m $3.3bn $3.3bn 0.28% Added +2.1m +2,139,431
3 ENVESTNET ASSET MANAGEMENT INC 0.30% of their portfolio Berwyn, PA 19,875,74819.9m $938.3m $938.3m 0.30% Added +760.6k +760,633
4 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 17,163,63817.2m $810.3m $810.3m 0.03% Added +3.6m +3,555,062
5 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 10,123,18110.1m $477.9m $477.9m 0.09% Added +67.9k +67,856
6 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 7,994,8278.0m $377.4m $377.4m 0.09% Added +4.5m +4,535,396
7 ASSETMARK, INC 1.03% of their portfolio CONCORD, CA 7,642,0517.6m $360.8m $360.8m 1.03% Added +207.6k +207,604
8 STIFEL FINANCIAL CORP 0.28% of their portfolio ST. LOUIS, MO 5,627,5535.6m $265.7m $265.7m 0.28% Added +171.4k +171,411
9 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 5,180,6005.2m $244.6m $244.6m 0.11% Added +184.1k +184,105
10 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,467,8104.5m $210.5m $210.5m 0.05% Added +597.7k +597,738
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,999,9104.0m $188.8m $188.8m 0.01% Reduced -264.2k -264,216
12 Envestnet Portfolio Solutions, Inc. 0.59% of their portfolio BERWYN, PA 3,839,8283.8m $181.3m $181.3m 0.59% Added +32.4k +32,437
13 Morningstar Investment Services LLC 1.75% of their portfolio CHICAGO, IL 3,617,4423.6m $171.1m $171.1m 1.75% Added +623.8k +623,803
14 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 3,431,5633.4m $162.0m $162.0m 0.10% Added +1.7m +1,737,364
15 LINCOLN NATIONAL CORP 4.94% of their portfolio RADNOR, PA 3,267,9333.3m $154.3m $154.3m 4.94% Added +16.4k +16,402
16 TD PRIVATE CLIENT WEALTH LLC 4.43% of their portfolio NEW YORK, NY 3,260,5613.3m $153.9m $153.9m 4.43% Added +377.3k +377,295
17 BANK OF HAWAII 4.38% of their portfolio HONOLULU, HI 2,218,0302.2m $104.7m $104.7m 4.38% Added +850.7k +850,699
18 KEYBANK NATIONAL ASSOCIATION/OH 0.40% of their portfolio BROOKLYN, OH 2,196,3402.2m $103.7m $103.7m 0.40% Added +22.2k +22,233
19 NorthCoast Asset Management LLC 0.67% of their portfolio STAMFORD, CT 2,036,0342.0m $95.9m $95.9m 0.67% Added +1.8m +1,846,939
20 Acropolis Investment Management, LLC 4.38% of their portfolio ST. LOUIS, MO 1,563,5601.6m $73.8m $73.8m 4.38% Added +84.3k +84,272
21 Financial Engines Advisors L.L.C. 0.14% of their portfolio SANTA CLARA, CA 1,430,0961.4m $67.5m $67.5m 0.14% Added +41.8k +41,845
22 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,406,7721.4m $66.4m $66.4m 0.01% Added +61.5k +61,545
23 Valmark Advisers, Inc. 0.99% of their portfolio AKRON, OH 1,337,8661.3m $63.2m $63.2m 0.99% Added +20.4k +20,353
24 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,249,6441.2m $59.0m $59.0m 0.20% Reduced -32.4k -32,397
25 Ally Invest Advisors Inc. 4.71% of their portfolio CHARLOTTE, NC 1,126,2041.1m $53.2m $53.2m 4.71% Added +34.4k +34,369
26 Executive Wealth Management, LLC 4.04% of their portfolio BRIGHTON, MI 1,090,5651.1m $51.5m $51.5m 4.04% Added +22.8k +22,843
27 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 1,064,4871.1m $50.3m $50.3m 0.05% Reduced -127.6k -127,640
28 First Interstate Bank 2.95% of their portfolio Billings, MT 1,028,5511.0m $48.6m $48.6m 2.95% Added +108.7k +108,701
29 Advisory Alpha, LLC 1.67% of their portfolio HOLLAND, MI 998,530998.5k $47.1m $47.1m 1.67% Added +53.9k +53,945
30 AE Wealth Management LLC 0.40% of their portfolio TOPEKA, KS 929,056929.1k $43.9m $43.9m 0.40% Added +54.8k +54,786
31 UBS Group AG 0.01% of their portfolio ZURICH, V8 920,194920.2k $43.4m $43.4m 0.01% Reduced -231.6k -231,564
32 Bell Investment Advisors, Inc 7.60% of their portfolio ORINDA, CA 878,095878.1k $41.5m $41.5m 7.60% Added +34.0k +34,036
33 First Financial Bankshares Inc 0.86% of their portfolio Abilene, TX 863,344863.3k $40.8m $40.8m 0.86% Added +179.5k +179,505
34 Mitsubishi UFJ Asset Management Co., Ltd. 0.04% of their portfolio TOKYO, M0 844,000844.0k $39.9m $39.9m 0.04% Added +68.4k +68,400
35 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 2.65% of their portfolio NEW YORK, NY 824,831824.8k $38.9m $38.9m 2.65% Added +66.5k +66,463
36 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 816,601816.6k $38.6m $38.6m 0.08% Added +30.0k +30,033
37 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 782,131782.1k $36.9m $36.9m 0.08% Reduced -9.4k -9,374
38 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 780,000780.0k $36.8m $36.8m 0.02% New
39 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 778,551778.6k $36.8m $36.8m 0.10% Added +4.1k +4,052
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 776,829776.8k $36.7m $36.7m 0.08% Reduced -28.2k -28,233
41 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 751,595751.6k $35.5m $35.5m 0.06% Reduced -15.3k -15,336
42 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 703,258703.3k $33.2m $33.2m 0.05% Added +23.0k +23,043
43 Kestra Investment Management, LLC 1.32% of their portfolio AUSTIN, TX 648,805648.8k $30.6m $30.6m 1.32% Added +192.2k +192,169
44 Intelligence Driven Advisers, LLC 4.22% of their portfolio CARLSBAD, CA 626,029626.0k $29.6m $29.6m 4.22% New
45 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 620,518620.5k $29.3m $29.3m 0.04% Added +65.6k +65,638
46 Pallas Capital Advisors LLC 1.20% of their portfolio BRAINTREE, MA 609,140609.1k $28.0m $28.0m 1.20% Added +48.2k +48,183
47 MA Private Wealth 5.06% of their portfolio SAN CARLOS, CA 573,634573.6k $27.1m $27.1m 5.06% Added +30.8k +30,808
48 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 557,555557.6k $26.3m $26.3m 0.10% Added +61.0k +61,013
49 EVERGREEN CAPITAL MANAGEMENT LLC 0.88% of their portfolio Bellevue, WA 554,253554.3k $26.2m $26.2m 0.88% Added +176.7k +176,731
50 Evergreen Advisors, LLC 7.20% of their portfolio CHATTANOOGA, TN 552,364552.4k $26.1m $26.1m 7.20% Added +17.1k +17,068
51 Parkside Advisors LLC 5.90% of their portfolio BERKELEY, CA 526,698526.7k $24.9m $24.9m 5.90% Added +28.1k +28,111
52 POWER WEALTH MANAGEMENT LLC 10.17% of their portfolio ALPHARETTA, GA 504,271504.3k $23.8m $23.8m 10.17% Added +67.4k +67,390
53 Orion Porfolio Solutions, LLC 0.24% of their portfolio OMAHA, NE 500,044500.0k $23.6m $23.6m 0.24% Reduced -9.7k -9,669
54 Orion Portfolio Solutions, LLC 0.24% of their portfolio Omaha, NE 500,044500.0k $23.6m $23.6m 0.24% Reduced -9.7k -9,669
55 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 496,395496.4k $23.4m $23.4m 0.04% Reduced -219.2k -219,177
56 MANNING & NAPIER ADVISORS LLC 0.25% of their portfolio Fairport, NY 489,487489.5k $23.1m $23.1m 0.25% Added +148 +148
57 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 470,249470.2k $22.2m $22.2m 0.03% Reduced -8.2k -8,212
58 Zurich Insurance Group Ltd/FI 0.19% of their portfolio ZURICH, V8 467,648467.6k $22.1m $22.1m 0.19% Unchanged
59 ST GERMAIN D J CO INC 0.99% of their portfolio SPRINGFIELD, MA 454,806454.8k $21.5m $21.5m 0.99% Reduced -3.3k -3,310
60 Allworth Financial LP 0.13% of their portfolio FOLSOM, CA 447,028447.0k $21.1m $21.1m 0.13% Reduced -63.1k -63,063
61 Atria Wealth Solutions, Inc. 0.23% of their portfolio NEW YORK, NY 446,081446.1k $21.1m $21.1m 0.23% Added +2.8k +2,845
62 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 430,076430.1k $20.3m $20.3m 0.01% Added +324.0k +324,020
63 Jaffetilchin Investment Partners, LLC 1.52% of their portfolio TAMPA, FL 424,770424.8k $20.1m $20.1m 1.52% Added +20.4k +20,377
64 Park Avenue Institutional Advisers LLC 36.34% of their portfolio New York, NY 412,915412.9k $19.5m $19.5m 36.34% Reduced -112.6k -112,585
65 Connecticut Wealth Management, LLC 0.93% of their portfolio FARMINGTON, CT 408,078408.1k $19.3m $19.3m 0.93% Reduced -11.3k -11,343
66 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.28% of their portfolio CINCINNATI, OH 407,702407.7k $19.2m $19.2m 0.28% Added +12.1k +12,149
67 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 388,200388.2k $18.3m $18.3m 0.04% New
68 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 373,097373.1k $17.6m $17.6m 0.05% Reduced -19.0k -18,989
69 HBK Sorce Advisory LLC 0.53% of their portfolio ERIE, PA 371,927371.9k $17.6m $17.6m 0.53% Reduced -74.4k -74,403
70 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 367,320367.3k $17.3m $17.3m 0.00% Reduced -46.0k -45,987
71 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 345,867345.9k $16.3m $16.3m 0.04% Reduced -41.4k -41,414
72 CAPITAL INSIGHT PARTNERS, LLC 2.80% of their portfolio SCOTTSDALE, AZ 338,370338.4k $16.0m $16.0m 2.80% Added +195.6k +195,635
73 COURIER CAPITAL LLC 1.09% of their portfolio BUFFALO, NY 336,457336.5k $15.9m $15.9m 1.09% Added +297.6k +297,587
74 Quantum Financial Advisors, LLC 2.43% of their portfolio SANTA MONICA, CA 329,400329.4k $15.6m $15.6m 2.43% Added +6.7k +6,715
75 Merit Financial Group, LLC 0.35% of their portfolio ALPHARETTA, GA 328,965329.0k $15.5m $15.5m 0.35% Added +17.4k +17,363
76 RKL Wealth Management LLC 1.39% of their portfolio LANCASTER, PA 326,149326.1k $15.4m $15.4m 1.39% Added +2.8k +2,776
77 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 325,874325.9k $15.4m $15.4m 0.02% Added +24.1k +24,120
78 Whitcomb & Hess, Inc. 4.53% of their portfolio ASHLAND, OH 322,762322.8k $15.2m $15.2m 4.53% Reduced -8.5k -8,468
79 CreativeOne Wealth, LLC 0.52% of their portfolio OVERLAND PARK, KS 321,432321.4k $15.2m $15.2m 0.52% Added +37.3k +37,295
80 STALEY CAPITAL ADVISERS INC 0.68% of their portfolio PITTSBURGH, PA 320,350320.4k $15.1m $15.1m 0.68% Reduced -5.0k -5,000
81 PROFFITT & GOODSON INC 2.44% of their portfolio KNOXVILLE, TN 315,334315.3k $14.9m $14.9m 2.44% Added +3.6k +3,627
82 Hamilton Capital, LLC 1.07% of their portfolio COLUMBUS, OH 314,393314.4k $14.4m $14.4m 1.07% Added +18.1k +18,121
83 Money Design Co.,Ltd. 0.74% of their portfolio TOKYO, M0 314,081314.1k $14.8m $14.8m 0.74% Added +10.1k +10,089
84 Vectors Research Management, LLC 4.48% of their portfolio New York, NY 313,269313.3k $14.8m $14.8m 4.48% Reduced -34.4k -34,442
85 SYON CAPITAL LLC 1.30% of their portfolio SAN FRANCISCO, CA 312,184312.2k $14.7m $14.7m 1.30% Added +9.6k +9,570
86 Windward Private Wealth Management Inc. 5.63% of their portfolio OVERLAND PARK, KS 310,797310.8k $14.7m $14.7m 5.63% Added +3.8k +3,775
87 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 294,697294.7k $13.5m $13.5m 0.09% Added +123.8k +123,778
88 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 294,454294.5k $13.9m $13.9m 0.17% Added +51.0k +51,015
89 Robinswood Financial LLC 4.92% of their portfolio KIRKLAND, WA 280,473280.5k $13.2m $13.2m 4.92% Added +12.4k +12,421
90 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 276,509276.5k $13.1m $13.1m 0.08% Added +114.8k +114,833
91 United Asset Strategies, Inc. 1.17% of their portfolio GARDEN CITY, NY 266,558266.6k $12.6m $12.6m 1.17% Added +9.9k +9,945
92 OBSIDIAN CIO, LLC 2.62% of their portfolio NEW YORK, NY 263,996264.0k $12.5m $12.5m 2.62% Added +22.1k +22,128
93 Betterment LLC 0.03% of their portfolio NEW YORK, NY 259,547259.5k $12.3m $12.3m 0.03% Added +26.2k +26,181
94 Kingdom Financial Group LLC. 8.78% of their portfolio PEORIA, AZ 248,706248.7k $11.7m $11.7m 8.78% Reduced -3.4k -3,354
95 ALPS ADVISORS INC 0.08% of their portfolio Denver, CO 239,710239.7k $11.3m $11.3m 0.08% Reduced -8.3k -8,350
96 FLC Capital Advisors 2.59% of their portfolio PALM DESERT, CA 237,767237.8k $11.2m $11.2m 2.59% Added +11.4k +11,372
97 Family CFO Inc 6.24% of their portfolio LOS ALTOS, CA 234,257234.3k $11.1m $11.1m 6.24% Reduced -6.7k -6,706
98 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 232,317232.3k $11.0m $11.0m 0.07% Added +46.4k +46,376
99 1607 Capital Partners, LLC 0.99% of their portfolio Richmond, VA 229,530229.5k $10.8m $10.8m 0.99% Unchanged
100 First National Trust Co 0.42% of their portfolio Johnstown, PA 228,769228.8k $10.8m $10.8m 0.42% Added +29.5k +29,499