Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

581 institutional holders +0 vs Q4 2023
361,267,633361.3m shares reported held*
$16.5bnreported value*
62 new 259 added 169 reduced 58 sold out net sold ≈ $394.9m (-9.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($679.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.68. Options: 1 managers hold calls ($27.4k notional), 3 hold puts ($1.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527Q1 23: 517Q2 23: 540Q3 23: 539Q4 23: 581Q1 24: 581581Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022503
Q4 2022527
Q1 2023517
Q2 2023540
Q3 2023539
Q4 2023581
Q1 2024581

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 236 bought or addedQ4 22: 248 cut or sold outQ4 22Q1 23: 283 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 285 bought or addedQ2 23: 217 cut or sold outQ2 23Q3 23: 290 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 293 bought or addedQ4 23: 238 cut or sold outQ4 23Q1 24: 321 bought or addedQ1 24: 227 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022236248
Q1 2023283226
Q2 2023285217
Q3 2023290229
Q4 2023293238
Q1 2024321227

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $791.0kQ2 23 puts: $584.1kQ2 23P/C 0.74Q3 23 calls: $1.9mQ3 23 puts: $2.2mQ3 23P/C 1.12Q4 23 calls: $2.2mQ4 23 puts: $1.1mQ4 23P/C 0.49Q1 24 calls: $27.4kQ1 24 puts: $1.3mQ1 24P/C 47.83
Numbers
QuarterCallsPutsP/C
Q2 2023$791.0k$584.1k0.74
Q3 2023$1.9m$2.2m1.12
Q4 2023$2.2m$1.1m0.49
Q1 2024$27.4k$1.3m47.83

Biggest buyers

MORGAN STANLEY Added +3,666,100+3.7m
Charles Schwab Investment Advisory, Inc. Added +2,856,614+2.9m
Bank of New York Mellon Corp Added +2,143,081+2.1m
JANE STREET GROUP, LLC New +1,258,910+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +956,908+956.9k
First Interstate Bank New +824,094+824.1k
ASSETMARK, INC Added +805,991+806.0k
CITADEL ADVISORS LLC Added +759,856+759.9k
Cetera Investment Advisers Added +390,754+390.8k
STIFEL FINANCIAL CORP Added +378,399+378.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -9,576,897-9.6m
JPMORGAN CHASE & CO Reduced -8,292,884-8.3m
Morningstar Investment Services LLC Reduced -2,372,169-2.4m
AE Wealth Management LLC Reduced -1,468,705-1.5m
OSAIC HOLDINGS, INC. Reduced -1,253,494-1.3m
Hamilton Capital, LLC Reduced -966,788-966.8k
Financial Gravity Asset Management, Inc. Reduced -752,203-752.2k
American Trust Reduced -450,902-450.9k
SYON CAPITAL LLC Reduced -306,123-306.1k
Vectors Research Management, LLC Reduced -292,638-292.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $27.4k600 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m22.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $278.2k6.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 8.46% of their portfolio SAN FRANCISCO, CA 134,995,733135.0m $6.2bn $6.2bn 8.46% Added +2.9m +2,856,614
2 BANK OF AMERICA CORP /DE/ 0.29% of their portfolio CHARLOTTE, NC 64,607,51864.6m $2.9bn $2.9bn 0.29% Reduced -9.6m -9,576,897
3 ENVESTNET ASSET MANAGEMENT INC 0.31% of their portfolio Berwyn, PA 18,455,39518.5m $841.8m $841.8m 0.31% Added +956.9k +956,908
4 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 12,442,23612.4m $567.5m $567.5m 0.03% Reduced -8.3m -8,292,884
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 12,069,96612.1m $550.5m $550.5m 0.01% Added +3.7m +3,666,100
6 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 9,976,20110.0m $455.0m $455.0m 0.09% Added +2.1m +2,143,081
7 ASSETMARK, INC 1.05% of their portfolio CONCORD, CA 7,109,9187.1m $324.3m $324.3m 1.05% Added +806.0k +805,991
8 STIFEL FINANCIAL CORP 0.27% of their portfolio ST. LOUIS, MO 5,281,0575.3m $240.9m $240.9m 0.27% Added +378.4k +378,399
9 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 4,853,3604.9m $221.4m $221.4m 0.12% Added +200.7k +200,700
10 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,074,5754.1m $185.8m $185.8m 0.05% Reduced -219.5k -219,521
11 Envestnet Portfolio Solutions, Inc. 0.65% of their portfolio BERWYN, PA 3,804,0203.8m $173.5m $173.5m 0.65% Added +239.9k +239,876
12 LINCOLN NATIONAL CORP 2.28% of their portfolio RADNOR, PA 3,202,4933.2m $146.1m $146.1m 2.28% Added +174.2k +174,232
13 MATHER GROUP, LLC. 2.30% of their portfolio CHICAGO, IL 3,140,7213.1m $145.6m $145.6m 2.30% Reduced -14.7k -14,738
14 Morningstar Investment Services LLC 1.47% of their portfolio CHICAGO, IL 2,920,4312.9m $133.6m $133.6m 1.47% Reduced -2.4m -2,372,169
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,877,7132.9m $131.3m $131.3m 0.03% Reduced -50.9k -50,930
16 TD PRIVATE CLIENT WEALTH LLC 3.62% of their portfolio NEW YORK, NY 2,416,5912.4m $110.2m $110.2m 3.62% Added +314.8k +314,777
17 KEYBANK NATIONAL ASSOCIATION/OH 0.42% of their portfolio BROOKLYN, OH 2,218,3172.2m $101.2m $101.2m 0.42% Reduced -57.0k -57,004
18 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,632,2961.6m $74.4m $74.4m 0.02% Added +259.6k +259,568
19 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,537,9461.5m $70.1m $70.1m 0.05% Reduced -46.6k -46,597
20 Acropolis Investment Management, LLC 4.21% of their portfolio ST. LOUIS, MO 1,409,7251.4m $64.3m $64.3m 4.21% Added +58.0k +58,014
21 Relative Value Partners Group, LLC 4.00% of their portfolio NORTHBROOK, IL 1,405,1241.4m $64.9m $64.9m 4.00% Added +18.2k +18,223
22 Financial Engines Advisors L.L.C. 0.14% of their portfolio SANTA CLARA, CA 1,360,0231.4m $62.0m $62.0m 0.14% Added +3.6k +3,583
23 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,299,7801.3m $59.3m $59.3m 0.01% Added +83.4k +83,386
24 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 1,281,0121.3m $58.4m $58.4m 0.22% Added +64.8k +64,844
25 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,258,9101.3m $57.4m $57.4m 0.07% New
26 BANK OF HAWAII 2.76% of their portfolio HONOLULU, HI 1,241,8261.2m $56.6m $56.6m 2.76% Added +101.6k +101,634
27 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 1,192,1271.2m $54.4m $54.4m 0.05% Reduced -63.6k -63,605
28 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,173,6931.2m $53.5m $53.5m 0.02% Reduced -17.1k -17,149
29 Valmark Advisers, Inc. 0.92% of their portfolio AKRON, OH 1,156,3111.2m $52.7m $52.7m 0.92% Added +36.1k +36,136
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 1,131,8131.1m $51.6m $51.6m 0.13% Added +22.7k +22,690
31 Ally Invest Advisors Inc. 4.78% of their portfolio CHARLOTTE, NC 1,055,2341.1m $48.1m $48.1m 4.78% Added +27.1k +27,069
32 Executive Wealth Management, LLC 4.01% of their portfolio BRIGHTON, MI 1,013,0441.0m $45.8m $45.8m 4.01% Added +94.0k +94,000
33 AE Wealth Management LLC 0.44% of their portfolio TOPEKA, KS 851,038851.0k $38.8m $38.8m 0.44% Reduced -1.5m -1,468,705
34 Bell Investment Advisors, Inc 7.58% of their portfolio ORINDA, CA 850,519850.5k $38.8m $38.8m 7.58% Added +14.4k +14,384
35 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 832,343832.3k $38.0m $38.0m 0.09% Added +390.8k +390,754
36 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 2.82% of their portfolio NEW YORK, NY 831,467831.5k $37.9m $37.9m 2.82% Reduced -5.8k -5,783
37 First Interstate Bank 2.60% of their portfolio Billings, MT 824,094824.1k $37.6m $37.6m 2.60% New
38 Mitsubishi UFJ Asset Management Co., Ltd. 0.05% of their portfolio TOKYO, M0 823,300823.3k $37.2m $37.2m 0.05% Reduced -7.7k -7,700
39 Advisory Alpha, LLC 1.53% of their portfolio HOLLAND, MI 817,822817.8k $37.3m $37.3m 1.53% Added +255.2k +255,158
40 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 802,224802.2k $36.6m $36.6m 0.06% Unchanged
41 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 774,924774.9k $35.3m $35.3m 0.03% Added +759.9k +759,856
42 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 774,119774.1k $35.3m $35.3m 0.06% Added +9.0k +8,965
43 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 755,424755.4k $34.5m $34.5m 0.10% Added +33.2k +33,220
44 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 710,761710.8k $32.4m $32.4m 0.05% Added +61.7k +61,685
45 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 664,565664.6k $30.3m $30.3m 0.07% Reduced -1.3m -1,253,494
46 First Financial Bankshares Inc 0.68% of their portfolio Abilene, TX 658,708658.7k $30.0m $30.0m 0.68% Added +60.9k +60,868
47 Atria Investments, Inc 0.39% of their portfolio Charlotte, NC 624,688624.7k $28.5m $28.5m 0.39% Reduced -35.4k -35,388
48 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 619,535619.5k $28.3m $28.3m 0.05% Reduced -8.7k -8,716
49 Allworth Financial LP 0.18% of their portfolio FOLSOM, CA 573,168573.2k $26.1m $26.1m 0.18% Reduced -9.3k -9,345
50 Sequoia Financial Advisors, LLC 0.30% of their portfolio Akron, OH 535,067535.1k $24.4m $24.4m 0.30% Added +50.9k +50,905
51 Orion Porfolio Solutions, LLC 0.26% of their portfolio OMAHA, NE 526,339526.3k $24.0m $24.0m 0.26% Reduced -21.6k -21,584
52 Orion Portfolio Solutions, LLC 0.26% of their portfolio Omaha, NE 526,339526.3k $24.0m $24.0m 0.26% Reduced -21.6k -21,584
53 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 525,623525.6k $24.0m $24.0m 0.04% Added +34.7k +34,655
54 Pallas Capital Advisors LLC 1.00% of their portfolio BRAINTREE, MA 524,091524.1k $23.9m $23.9m 1.00% Added +63.3k +63,296
55 Evergreen Advisors, LLC 7.29% of their portfolio CHATTANOOGA, TN 523,402523.4k $23.9m $23.9m 7.29% Added +39.4k +39,372
56 MA Private Wealth 4.60% of their portfolio SAN CARLOS, CA 497,449497.4k $22.7m $22.7m 4.60% Reduced -25.8k -25,758
57 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 482,071482.1k $22.0m $22.0m 0.03% Added +14.8k +14,810
58 Manning & Napier Group, LLC 0.25% of their portfolio Fairport, NY 477,375477.4k $21.8m $21.8m 0.25% Added +3.1k +3,061
59 Parkside Advisors LLC 5.57% of their portfolio BERKELEY, CA 474,195474.2k $21.6m $21.6m 5.57% Added +18.0k +18,024
60 Zurich Insurance Group Ltd/FI 0.19% of their portfolio ZURICH, V8 467,648467.6k $21.3m $21.3m 0.19% Unchanged
61 ST GERMAIN D J CO INC 1.04% of their portfolio SPRINGFIELD, MA 464,924464.9k $21.2m $21.2m 1.04% Reduced -8.0k -7,984
62 COURIER CAPITAL LLC 1.53% of their portfolio BUFFALO, NY 463,818463.8k $21.2m $21.2m 1.53% Added +3.6k +3,566
63 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 438,544438.5k $20.0m $20.0m 0.00% Added +15.0k +15,004
64 Atria Wealth Solutions, Inc. 0.22% of their portfolio NEW YORK, NY 434,458434.5k $19.8m $19.8m 0.22% Added +41.5k +41,514
65 Connecticut Wealth Management, LLC 1.05% of their portfolio FARMINGTON, CT 433,138433.1k $19.8m $19.8m 1.05% Reduced -100.4k -100,353
66 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 431,864431.9k $19.7m $19.7m 0.08% Added +3.6k +3,599
67 Vectors Research Management, LLC 5.49% of their portfolio New York, NY 426,553426.6k $19.5m $19.5m 5.49% Reduced -292.6k -292,638
68 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 424,962425.0k $19.4m $19.4m 0.06% Added +87.8k +87,819
69 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 423,115423.1k $19.3m $19.3m 0.05% Reduced -65.8k -65,809
70 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.29% of their portfolio CINCINNATI, OH 414,375414.4k $18.9m $18.9m 0.29% Reduced -213.3k -213,341
71 Jaffetilchin Investment Partners, LLC 1.60% of their portfolio TAMPA, FL 391,898391.9k $17.9m $17.9m 1.60% Added +62.0k +62,006
72 Northland Capital Management LLC 12.25% of their portfolio VIRGINIA, MN 383,654383.7k $17.5m $17.5m 12.25% Added +8.2k +8,173
73 EVERGREEN CAPITAL MANAGEMENT LLC 0.61% of their portfolio Bellevue, WA 355,234355.2k $16.2m $16.2m 0.61% Added +3.9k +3,863
74 RKL Wealth Management LLC 1.46% of their portfolio LANCASTER, PA 323,670323.7k $14.8m $14.8m 1.46% Reduced -12.4k -12,436
75 Whitcomb & Hess, Inc. 4.65% of their portfolio ASHLAND, OH 317,168317.2k $14.5m $14.5m 4.65% Added +20.5k +20,473
76 Hamilton Capital, LLC 1.08% of their portfolio COLUMBUS, OH 315,702315.7k $14.4m $14.4m 1.08% Reduced -966.8k -966,788
77 PROFFITT & GOODSON INC 2.49% of their portfolio KNOXVILLE, TN 307,373307.4k $14.0m $14.0m 2.49% Added +3.7k +3,664
78 SYON CAPITAL LLC 1.32% of their portfolio SAN FRANCISCO, CA 305,207305.2k $13.9m $13.9m 1.32% Reduced -306.1k -306,123
79 CreativeOne Wealth, LLC 0.55% of their portfolio OVERLAND PARK, KS 303,045303.0k $13.8m $13.8m 0.55% Added +32.6k +32,645
80 Windward Private Wealth Management Inc. 5.57% of their portfolio OVERLAND PARK, KS 299,060299.1k $13.6m $13.6m 5.57% Added +1.2k +1,187
81 Money Design Co.,Ltd. 0.74% of their portfolio TOKYO, M0 297,911297.9k $13.6m $13.6m 0.74% Added +2.1k +2,126
82 Park Avenue Institutional Advisers LLC 29.73% of their portfolio New York, NY 295,500295.5k $13.5m $13.5m 29.73% Unchanged
83 STALEY CAPITAL ADVISERS INC 0.63% of their portfolio PITTSBURGH, PA 294,223294.2k $13.4m $13.4m 0.63% Added +19.2k +19,173
84 1607 Capital Partners, LLC 1.09% of their portfolio Richmond, VA 293,030293.0k $13.4m $13.4m 1.09% Added +144.9k +144,930
85 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 291,242291.2k $13.3m $13.3m 0.02% Added +21.7k +21,710
86 Advanced Asset Management Advisors Inc 3.19% of their portfolio DUBLIN, OH 283,000283.0k $12.9m $12.9m 3.19% Unchanged
87 Merit Financial Group, LLC 0.29% of their portfolio ALPHARETTA, GA 275,754275.8k $12.3m $12.3m 0.29% Added +126.7k +126,733
88 Quantum Financial Advisors, LLC 2.29% of their portfolio SANTA MONICA, CA 272,377272.4k $12.4m $12.4m 2.29% Reduced -173.1k -173,085
89 Brookstone Capital Management 0.22% of their portfolio WHEATON, IL 266,940266.9k $12.2m $12.2m 0.22% Reduced -21.1k -21,060
90 HBK Sorce Advisory LLC 0.43% of their portfolio ERIE, PA 264,192264.2k $12.0m $12.0m 0.43% Added +108.2k +108,200
91 Robinswood Financial LLC 5.06% of their portfolio KIRKLAND, WA 261,918261.9k $11.8m $11.8m 5.06% Added +484 +484
92 OneAscent Financial Services LLC 1.31% of their portfolio BIRMINGHAM, AL 260,524260.5k $11.9m $11.9m 1.31% Reduced -23.1k -23,142
93 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 259,958260.0k $11.9m $11.9m 0.00% New
94 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 244,737244.7k $11.2m $11.2m 0.01% Added +24.7k +24,728
95 Family CFO Inc 6.89% of their portfolio LOS ALTOS, CA 244,027244.0k $11.1m $11.1m 6.89% Added +460 +460
96 OBSIDIAN CIO, LLC 2.61% of their portfolio NEW YORK, NY 232,634232.6k $10.6m $10.6m 2.61% Added +17.3k +17,333
97 Betterment LLC 0.03% of their portfolio NEW YORK, NY 229,861229.9k $10.5m $10.5m 0.03% Added +10.5k +10,527
98 Composition Wealth, LLC 0.26% of their portfolio LOS ANGELES, CA 228,929228.9k $10.4m $10.4m 0.26% Reduced -60.5k -60,494
99 POWER WEALTH MANAGEMENT LLC 6.54% of their portfolio ALPHARETTA, GA 228,430228.4k $10.4m $10.4m 6.54% Added +35.1k +35,096
100 Kingdom Financial Group LLC. 7.01% of their portfolio PEORIA, AZ 218,640218.6k $10.0m $10.0m 7.01% Added +71.6k +71,574