Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

517 institutional holders -10 vs Q4 2022
308,392,915308.4m shares reported held*
$14.3bnreported value*
59 new 224 added 164 reduced 62 sold out net bought ≈ $536.8m (+13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.39. Options: 1 managers hold calls ($1.0m notional), 3 hold puts ($1.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527Q1 23: 517517Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022503
Q4 2022527
Q1 2023517

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 236 bought or addedQ4 22: 248 cut or sold outQ4 22Q1 23: 283 bought or addedQ1 23: 226 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022236248
Q1 2023283226

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.0mQ3 22 puts: $5.8mQ3 22P/C 1.97Q4 22 calls: $1.9mQ4 22 puts: $3.9mQ4 22P/C 2.09Q1 23 calls: $1.0mQ1 23 puts: $1.4mQ1 23P/C 1.39
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$5.8m1.97
Q4 2022$1.9m$3.9m2.09
Q1 2023$1.0m$1.4m1.39

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +10,586,242+10.6m
Summit Wealth Group, LLC Added +2,086,620+2.1m
Bank of New York Mellon Corp Added +1,422,432+1.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,189,422+1.2m
Orion Porfolio Solutions, LLC New +518,437+518.4k
TD PRIVATE CLIENT WEALTH LLC Added +516,993+517.0k
BANK OF HAWAII Added +442,891+442.9k
AMERIPRISE FINANCIAL INC Added +350,223+350.2k
MATHER GROUP, LLC. Added +348,252+348.3k
Relative Value Partners Group, LLC New +325,324+325.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,619,054-3.6m
CREDIT SUISSE AG/ Sold out -725,106-725.1k
RAYMOND JAMES & ASSOCIATES Reduced -656,897-656.9k
Connectus Wealth, LLC Sold out -535,789-535.8k
CW Advisors, LLC Reduced -472,989-473.0k
ASSETMARK, INC Reduced -406,471-406.5k
Money Design Co.,Ltd. Reduced -358,102-358.1k
Heartwood Wealth Advisors LLC Sold out -352,466-352.5k
NOMURA ASSET MANAGEMENT CO LTD Reduced -295,700-295.7k
RATIONAL ADVISORS, INC. Sold out -289,782-289.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.0m22.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $879.8k18.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $270.0k5.8k shares
WOLVERINE TRADING, LLC New $269.0k5.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 8.99% of their portfolio SAN FRANCISCO, CA 121,152,332121.2m $5.6bn $5.6bn 8.99% Added +10.6m +10,586,242
2 BANK OF AMERICA CORP /DE/ 0.27% of their portfolio CHARLOTTE, NC 50,295,47450.3m $2.3bn $2.3bn 0.27% Reduced -3.6m -3,619,054
3 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 19,657,84019.7m $915.1m $915.1m 0.44% Added +1.2m +1,189,422
4 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 9,587,3449.6m $446.3m $446.3m 0.06% Added +190.7k +190,652
5 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 7,667,5757.7m $356.9m $356.9m 0.08% Added +1.4m +1,422,432
6 MATHER GROUP, LLC. 5.88% of their portfolio CHICAGO, IL 7,110,6037.1m $331.0m $331.0m 5.88% Added +348.3k +348,252
7 ASSETMARK, INC 1.09% of their portfolio CONCORD, CA 5,659,2805.7m $263.4m $263.4m 1.09% Reduced -406.5k -406,471
8 STIFEL FINANCIAL CORP 0.31% of their portfolio ST. LOUIS, MO 4,698,6714.7m $218.7m $218.7m 0.31% Added +304.9k +304,920
9 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 3,828,7673.8m $178.2m $178.2m 0.14% Added +111.8k +111,807
10 RWA WEALTH PARTNERS, LLC 3.95% of their portfolio BOSTON, MA 3,535,4803.5m $164.6m $164.6m 3.95% Added +120.2k +120,223
11 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,492,3793.5m $162.6m $162.6m 0.05% Added +350.2k +350,223
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 3,053,8613.1m $142.2m $142.2m 0.04% Added +25.1k +25,124
13 LINCOLN NATIONAL CORP 2.67% of their portfolio RADNOR, PA 2,730,2752.7m $127.1m $127.1m 2.67% Added +40.4k +40,411
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,378,3002.4m $110.7m $110.7m 0.01% Added +178.5k +178,517
15 KEYBANK NATIONAL ASSOCIATION/OH 0.50% of their portfolio BROOKLYN, OH 2,256,0092.3m $105.0m $105.0m 0.50% Reduced -26.8k -26,849
16 Summit Wealth Group, LLC 0.13% of their portfolio WHITE RIVER JUNCTION, VT 2,236,2772.2m $48 $48 0.13% Added +2.1m +2,086,620
17 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 2,082,5352.1m $97.0m $97.0m 0.18% Added +67.4k +67,363
18 AE Wealth Management LLC 0.61% of their portfolio TOPEKA, KS 2,037,1342.0m $94.8m $94.8m 0.61% Added +542 +542
19 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,830,4301.8m $85.2m $85.2m 0.07% Reduced -656.9k -656,897
20 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.79% of their portfolio OMAHA, NE 1,645,3911.6m $76.6m $76.6m 0.79% Reduced -99.4k -99,401
21 Acropolis Investment Management, LLC 4.92% of their portfolio ST. LOUIS, MO 1,286,0511.3m $59.9m $59.9m 4.92% Added +56.1k +56,113
22 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,279,2631.3m $59.5m $59.5m 0.03% Added +122.5k +122,463
23 Cambridge Investment Research Advisors, Inc. 0.29% of their portfolio FAIRFIELD, IA 1,266,6711.3m $59.0m $59.0m 0.29% Added +14.9k +14,943
24 CANTOR FITZGERALD, L. P. 1.20% of their portfolio NEW YORK, NY 1,209,8201.2m $56.3m $56.3m 1.20% Added +22.0k +22,030
25 EVERGREEN CAPITAL MANAGEMENT LLC 2.50% of their portfolio Bellevue, WA 1,193,3821.2m $55.6m $55.6m 2.50% Reduced -46.0k -46,035
26 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,184,8431.2m $55.2m $55.2m 0.02% Reduced -23.9k -23,921
27 Valmark Advisers, Inc. 1.05% of their portfolio AKRON, OH 1,049,3171.0m $48.8m $48.8m 1.05% Added +34.0k +34,035
28 Financial Engines Advisors L.L.C. 0.13% of their portfolio SANTA CLARA, CA 1,016,4721.0m $47.3m $47.3m 0.13% Added +17.3k +17,290
29 Ally Invest Advisors Inc. 5.59% of their portfolio CHARLOTTE, NC 1,016,0121.0m $47.3m $47.3m 5.59% Added +729 +729
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 979,464979.5k $45.6m $45.6m 0.01% Added +216.7k +216,698
31 Executive Wealth Management, LLC 4.96% of their portfolio BRIGHTON, MI 959,696959.7k $44.7m $44.7m 4.96% Added +72.2k +72,213
32 Mitsubishi UFJ Asset Management Co., Ltd. 0.10% of their portfolio TOKYO, M0 896,000896.0k $41.7m $41.7m 0.10% Reduced -4.4k -4,400
33 Morningstar Investment Services LLC 0.54% of their portfolio CHICAGO, IL 872,399872.4k $40.5m $40.5m 0.54% Added +14.4k +14,397
34 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 802,224802.2k $37.3m $37.3m 0.06% Added +40.4k +40,373
35 Allworth Financial LP 0.37% of their portfolio FOLSOM, CA 798,233798.2k $37.2m $37.2m 0.37% Added +301.0k +301,007
36 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 782,933782.9k $36.4m $36.4m 0.04% Unchanged
37 Bartlett & Co. LLC 0.67% of their portfolio CINCINNATI, OH 745,236745.2k $34.7m $34.7m 0.67% Added +18.1k +18,098
38 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.67% of their portfolio CINCINNATI, OH 745,236745.2k $34.7m $34.7m 0.67% Added +18.1k +18,098
39 Bell Investment Advisors, Inc 7.92% of their portfolio ORINDA, CA 726,901726.9k $33.8m $33.8m 7.92% Added +39.7k +39,722
40 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 716,750716.8k $33.4m $33.4m 0.07% Added +258 +258
41 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 645,354645.4k $30.0m $30.0m 0.07% Added +16.8k +16,823
42 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 628,105628.1k $29.2m $29.2m 0.12% Added +17.8k +17,779
43 True Link Financial Advisors, LLC 3.57% of their portfolio SAN FRANCISCO, CA 612,926612.9k $28.5m $28.5m 3.57% Added +48.7k +48,708
44 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 577,322577.3k $26.9m $26.9m 0.05% Added +41.8k +41,784
45 Advisory Alpha, LLC 1.68% of their portfolio HOLLAND, MI 566,759566.8k $26.4m $26.4m 1.68% Added +14.5k +14,485
46 TD PRIVATE CLIENT WEALTH LLC 1.18% of their portfolio NEW YORK, NY 564,000564.0k $26.3m $26.3m 1.18% Added +517.0k +516,993
47 Atria Investments, Inc 0.49% of their portfolio Charlotte, NC 555,721555.7k $25.9m $25.9m 0.49% Added +20.4k +20,391
48 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 545,404545.4k $25.4m $25.4m 0.12% Reduced -26.3k -26,255
49 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 523,618523.6k $24.4m $24.4m 0.05% Added +56.7k +56,697
50 Orion Porfolio Solutions, LLC 0.30% of their portfolio OMAHA, NE 518,437518.4k $24.1m $24.1m 0.30% New
51 Orion Portfolio Solutions, LLC 0.30% of their portfolio Omaha, NE 518,437518.4k $24.1m $24.1m 0.30% Added +25.8k +25,835
52 BANK OF HAWAII 1.34% of their portfolio HONOLULU, HI 496,137496.1k $23.1m $23.1m 1.34% Added +442.9k +442,891
53 Manning & Napier Group, LLC 0.27% of their portfolio Fairport, NY 494,301494.3k $23.0m $23.0m 0.27% Added +3.8k +3,849
54 MA Private Wealth 5.50% of their portfolio SAN CARLOS, CA 485,805485.8k $22.6m $22.6m 5.50% Added +171.4k +171,376
55 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 482,303482.3k $22.5m $22.5m 0.20% Added +10.0k +10,032
56 Parkside Advisors LLC 7.39% of their portfolio BERKELEY, CA 479,514479.5k $22.3m $22.3m 7.39% Added +67.9k +67,866
57 Zurich Insurance Group Ltd/FI 0.27% of their portfolio ZURICH, V8 467,648467.6k $21.8m $21.8m 0.27% Unchanged
58 Evergreen Advisors, LLC 7.87% of their portfolio CHATTANOOGA, TN 455,318455.3k $21.2m $21.2m 7.87% Added +10.3k +10,263
59 Vectors Research Management, LLC 5.42% of their portfolio New York, NY 451,493451.5k $21.0m $21.0m 5.42% Added +57.8k +57,793
60 American Trust 1.42% of their portfolio LEXINGTON, KY 441,280441.3k $20.5m $20.5m 1.42% Added +109.6k +109,584
61 HNP Capital LLC 5.55% of their portfolio ROCHESTER, NY 428,257428.3k $19.9m $19.9m 5.55% Added +54.6k +54,644
62 Windward Private Wealth Management Inc. 8.34% of their portfolio OVERLAND PARK, KS 420,031420.0k $19.6m $19.6m 8.34% Added +16.1k +16,072
63 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 408,054408.1k $19.0m $19.0m 0.28% Reduced -8.1k -8,071
64 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 380,000380.0k $17.7m $17.7m 0.01% Unchanged
65 Money Design Co.,Ltd. 1.04% of their portfolio TOKYO, M0 378,950378.9k $17.6m $17.6m 1.04% Reduced -358.1k -358,102
66 TIEDEMANN ADVISORS, LLC 0.78% of their portfolio NEW YORK, NY 367,838367.8k $17.1m $17.1m 0.78% Reduced -81.0k -81,019
67 Sequoia Financial Advisors, LLC 0.36% of their portfolio Akron, OH 350,326350.3k $16.3m $16.3m 0.36% Added +33.7k +33,724
68 RKL Wealth Management LLC 2.03% of their portfolio LANCASTER, PA 344,557344.6k $16.0m $16.0m 2.03% Reduced -3.3k -3,324
69 Relative Value Partners Group, LLC 0.52% of their portfolio NORTHBROOK, IL 325,324325.3k $15.1m $15.1m 0.52% New
70 Whitcomb & Hess, Inc. 5.26% of their portfolio ASHLAND, OH 298,110298.1k $13.9m $13.9m 5.26% Reduced -87.7k -87,733
71 Checchi Capital Advisers, LLC 1.33% of their portfolio BEVERLY HILLS, CA 295,084295.1k $13.7m $13.7m 1.33% Reduced -713 -713
72 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 293,849293.8k $13.7m $13.7m 0.10% Reduced -30.5k -30,525
73 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 292,419292.4k $13.6m $13.6m 0.00% Added +8.0k +7,955
74 Jaffetilchin Investment Partners, LLC 1.55% of their portfolio TAMPA, FL 292,373292.4k $13.6m $13.6m 1.55% New
75 Advanced Asset Management Advisors Inc 3.21% of their portfolio DUBLIN, OH 283,000283.0k $13.2m $13.2m 3.21% Unchanged
76 Composition Wealth, LLC 0.42% of their portfolio LOS ANGELES, CA 278,627278.6k $13.0m $13.0m 0.42% Reduced -3.9k -3,886
77 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 271,056271.1k $12.6m $12.6m 0.22% Reduced -7.3k -7,329
78 Family CFO Inc 9.54% of their portfolio LOS ALTOS, CA 268,767268.8k $12.5m $12.5m 9.54% Added +41.1k +41,104
79 CreativeOne Wealth, LLC 0.60% of their portfolio OVERLAND PARK, KS 262,401262.4k $12.2m $12.2m 0.60% Added +19.2k +19,231
80 1834 INVESTMENT ADVISORS CO 1.46% of their portfolio Milwaukee, WI 261,729261.7k $12.2m $12.2m 1.46% Added +234.5k +234,544
81 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 257,731257.7k $12.0m $12.0m 0.02% Added +21.3k +21,270
82 Brookstone Capital Management 0.22% of their portfolio WHEATON, IL 247,730247.7k $11.4m $11.4m 0.22% Added +3.6k +3,594
83 Tidal Investments LLC 0.18% of their portfolio Milwaukee, WI 230,986231.0k $10.7m $10.7m 0.18% Added +148.2k +148,235
84 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 214,497214.5k $10.0m $10.0m 0.02% New
85 United Asset Strategies, Inc. 1.27% of their portfolio GARDEN CITY, NY 206,550206.6k $9.6m $9.6m 1.27% Added +155 +155
86 Betterment LLC 0.03% of their portfolio NEW YORK, NY 206,238206.2k $9.6m $9.6m 0.03% Added +422 +422
87 PROFFITT & GOODSON INC 1.92% of their portfolio KNOXVILLE, TN 202,004202.0k $9.4m $9.4m 1.92% Reduced -16.9k -16,851
88 OneAscent Wealth Management LLC 3.59% of their portfolio BIRMINGHAM, AL 197,796197.8k $9.2m $9.2m 3.59% Added +22.0k +22,009
89 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 197,153197.2k $9.2m $9.2m 0.07% Reduced -3.1k -3,104
90 AJ WEALTH STRATEGIES, LLC 0.47% of their portfolio NEW YORK, NY 191,857191.9k $8.9m $8.9m 0.47% Reduced -479 -479
91 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 191,042191.0k $8.9m $8.9m 0.01% Added +15.0k +14,991
92 Abacus Wealth Partners, LLC 2.92% of their portfolio SANTA MONICA, CA 189,504189.5k $8.8m $8.8m 2.92% Added +15.0k +14,957
93 OneAscent Financial Services LLC 3.52% of their portfolio BIRMINGHAM, AL 186,162186.2k $8.7m $8.7m 3.52% Added +16.1k +16,117
94 LIBERTY WEALTH MANAGEMENT LLC 1.76% of their portfolio OAKLAND, CA 183,335183.3k $8.5m $8.5m 1.76% First filing
95 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 179,053179.1k $8.3m $8.3m 0.02% Reduced -4.4k -4,388
96 LEUTHOLD GROUP, LLC 1.09% of their portfolio MINNEAPOLIS, MN 177,568177.6k $8.3m $8.3m 1.09% Unchanged
97 Quantum Financial Advisors, LLC 2.55% of their portfolio SANTA MONICA, CA 174,205174.2k $8.1m $8.1m 2.55% Added +29.5k +29,492
98 Wavelength Capital Management, LLC 8.89% of their portfolio WESTPORT, CT 171,555171.6k $8.0m $8.0m 8.89% Added +21.7k +21,700
99 Connecticut Wealth Management, LLC 0.60% of their portfolio FARMINGTON, CT 170,813170.8k $8.0m $8.0m 0.60% Reduced -43.7k -43,700
100 Annapolis Financial Services, LLC 2.41% of their portfolio ANNAPOLIS, MD 170,650170.7k $7.9m $7.9m 2.41% Reduced -54.1k -54,084