Vault-13

VANGUARD SCOTTSDALE FDS VONE

VNG RUS1000IDX · ETP · CUSIP 92206C730

267 institutional holders +29 vs Q3 2023
11,835,67211.8m shares reported held*
$2.6bnreported value*
31 new 94 added 78 reduced 8 sold out net bought ≈ $226.3m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $216.89. Options: 3 managers hold calls ($502.0k notional), 1 hold puts ($1.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 198Q4 22: 216Q1 23: 225Q2 23: 243Q3 23: 238Q4 23: 267267Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022198
Q4 2022216
Q1 2023225
Q2 2023243
Q3 2023238
Q4 2023267

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 97 cut or sold outQ3 23Q4 23: 125 bought or addedQ4 23: 86 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211770
Q1 20238593
Q2 20238896
Q3 20239697
Q4 202312586

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $2.1mQ1 23 puts: $176.2kQ1 23P/C 0.08Q2 23 calls: $342.5kQ2 23 puts: $6.0kQ2 23P/C 0.02Q3 23 calls: $12.5mQ3 23 puts: $4.2mQ3 23P/C 0.34Q4 23 calls: $502.0kQ4 23 puts: $1.9mQ4 23P/C 3.76
Numbers
QuarterCallsPutsP/C
Q1 2023$2.1m$176.2k0.08
Q2 2023$342.5k$6.0k0.02
Q3 2023$12.5m$4.2m0.34
Q4 2023$502.0k$1.9m3.76

Biggest buyers

MORGAN STANLEY Added +542,633+542.6k
BANK OF AMERICA CORP /DE/ Added +253,642+253.6k
Hilltop Partners LLC Added +66,468+66.5k
GOLDMAN SACHS GROUP INC Added +52,943+52.9k
UBS Group AG Added +51,770+51.8k
STIFEL FINANCIAL CORP Added +43,513+43.5k
Global Retirement Partners, LLC Added +35,705+35.7k
Vigilare Wealth Management New +32,298+32.3k
JPMORGAN CHASE & CO Added +30,242+30.2k
Spectrum Asset Management, Inc. (NB/CA) Added +23,936+23.9k

Biggest sellers

EVOKE WEALTH, LLC Reduced -88,273-88.3k
FMR LLC Reduced -51,574-51.6k
Austin Private Wealth, LLC Reduced -37,911-37.9k
SigFig Wealth Management, LLC Reduced -33,611-33.6k
Clearstead Advisors, LLC Reduced -33,055-33.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -19,734-19.7k
RED CEDAR INVESTMENT MANAGEMENT, LLC Reduced -18,395-18.4k
Cambridge Investment Research Advisors, Inc. Reduced -15,485-15.5k
KEYBANK NATIONAL ASSOCIATION/OH Reduced -15,064-15.1k
MERCER GLOBAL ADVISORS INC /ADV Reduced -14,755-14.8k

Biggest calls

WOLVERINE TRADING, LLC Reduced $455.6k2.1k shares
Belvedere Trading LLC Reduced $43.4k200 shares
Cutler Group LLC / CA New $3.0k200 shares

Biggest puts

Belvedere Trading LLC Unchanged $1.9m8.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 1,134,1511.1m $246.0m $246.0m 0.02% Reduced -51.6k -51,574
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 939,654939.7k $203.8m $203.8m 0.01% Added +542.6k +542,633
3 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 762,971763.0k $165.5m $165.5m 0.05% Reduced -6.2k -6,245
4 RED CEDAR INVESTMENT MANAGEMENT, LLC 22.90% of their portfolio GRAND RAPIDS, MI 733,209733.2k $159.1m $159.1m 22.90% Reduced -18.4k -18,395
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 629,237629.2k $136.5m $136.5m 0.05% Added +51.8k +51,770
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 563,604563.6k $122.3m $122.3m 0.01% Added +253.6k +253,642
7 DAIDO LIFE INSURANCE CO 11.85% of their portfolio TOKYO, M0 483,982484.0k $105.0m $105.0m 11.85% Unchanged
8 Austin Private Wealth, LLC 9.58% of their portfolio Austin, TX 349,740349.7k $75.9m $75.9m 9.58% Reduced -37.9k -37,911
9 Cerity Partners LLC 0.23% of their portfolio NEW YORK, NY 312,346312.3k $67.8m $67.8m 0.23% Added +6.4k +6,410
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 298,934298.9k $64.9m $64.9m 0.01% Added +52.9k +52,943
11 Waverly Advisors, LLC 2.29% of their portfolio BIRMINGHAM, AL 282,429282.4k $61.3m $61.3m 2.29% Reduced -273 -273
12 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 12.72% of their portfolio COLUMBIA, SC 241,911241.9k $52.5m $52.5m 12.72% Added +22.0k +21,958
13 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 231,041231.0k $50.1m $50.1m 0.06% Added +43.5k +43,513
14 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 213,410213.4k $46.3m $46.3m 0.01% Added +21.3k +21,256
15 Hilltop Partners LLC 18.05% of their portfolio MISHAWAKA, IN 211,402211.4k $45.9m $45.9m 18.05% Added +66.5k +66,468
16 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 198,193198.2k $43.0m $43.0m 0.02% Reduced -19.7k -19,734
17 Sherrill & Hutchins Financial Advisory, Inc 38.29% of their portfolio ATLANTA, GA 187,785187.8k $40.7m $40.7m 38.29% First filing
18 Flower City Capital 27.89% of their portfolio PITTSFORD, NY 172,771172.8k $37.5m $37.5m 27.89% Added +21.6k +21,568
19 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 170,703170.7k $37.0m $37.0m 0.03% Added +2.9k +2,902
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 153,724153.7k $33.3m $33.3m 0.01% Reduced -8.3k -8,316
21 Beacon Pointe Advisors, LLC 0.36% of their portfolio NEWPORT BEACH, CA 136,669136.7k $29.6m $29.6m 0.36% Reduced -2.7k -2,735
22 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 123,170123.2k $26.7m $26.7m 0.02% Reduced -491 -491
23 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 121,212121.2k $26.3m $26.3m 0.04% Added +1.0k +1,039
24 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 116,361116.4k $25.2m $25.2m 0.33% Added +1.5k +1,452
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 111,759111.8k $24.2m $24.2m 0.07% Added +20.8k +20,767
26 Hirtle & Co., LLC 1.08% of their portfolio WEST CONSHOHOCKEN, PA 109,043109.0k $23.7m $23.7m 1.08% Added +8.3k +8,333
27 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 105,909105.9k $23.0m $23.0m 0.29% Reduced -5.2k -5,154
28 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 96,73196.7k $21.0m $21.0m 0.06% Reduced -14.8k -14,755
29 SigFig Wealth Management, LLC 0.76% of their portfolio SAN FRANCISCO, CA 92,78992.8k $20.1m $20.1m 0.76% Reduced -33.6k -33,611
30 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 84,28784.3k $18.3m $18.3m 0.03% Added +1.4k +1,419
31 StrategIQ Financial Group, LLC 1.75% of their portfolio MERRILLVILLE, IN 71,52371.5k $15.5m $15.5m 1.75% Reduced -36 -36
32 Litman Gregory Wealth Management LLC 1.46% of their portfolio LARKSPUR, CA 70,97671.0k $15.4m $15.4m 1.46% Reduced -499 -499
33 KEYBANK NATIONAL ASSOCIATION/OH 0.07% of their portfolio BROOKLYN, OH 70,21670.2k $15.2m $15.2m 0.07% Reduced -15.1k -15,064
34 Pathstone Holdings, LLC 0.08% of their portfolio ENGLEWOOD, NJ 66,53566.5k $14.4m $14.4m 0.08% First filing
35 CBIZ Investment Advisory Services, LLC 1.00% of their portfolio INDEPENDENCE, OH 62,71962.7k $13.1m $13.1m 1.00% Reduced -3.5k -3,548
36 Opus Capital Group, LLC 2.21% of their portfolio CINCINNATI, OH 62,66462.7k $13.6m $13.6m 2.21% Reduced -129 -129
37 Stegner Investment Associates Inc. 10.68% of their portfolio LOUISVILLE, KY 62,07662.1k $13.5m $13.5m 10.68% Added +516 +516
38 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.80% of their portfolio LONG BEACH, CA 53,14153.1k $11.5m $11.5m 0.80% Reduced -2.7k -2,655
39 Arbor Investment Advisors, LLC 1.79% of their portfolio WINSTON SALEM, NC 52,71552.7k $11.4m $11.4m 1.79% Added +507 +507
40 Royal Fund Management, LLC 1.43% of their portfolio Lady Lake, FL 51,92951.9k $11.3m $11.3m 1.43% Reduced -3.5k -3,475
41 Blackston Financial Advisory Group, LLC 6.14% of their portfolio THE VILLAGES, FL 44,65244.7k $9.7m $9.7m 6.14% Reduced -3.3k -3,285
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,04444.0k $9.6m $9.6m 0.00% Added +30.2k +30,242
43 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 43,81643.8k $9.5m $9.5m 0.04% Reduced -3.1k -3,068
44 SAWGRASS ASSET MANAGEMENT LLC 0.99% of their portfolio PONTE VEDRA BEACH, FL 40,48840.5k $8.8m $8.8m 0.99% Added +3.4k +3,388
45 COLDSTREAM CAPITAL MANAGEMENT INC 0.24% of their portfolio BELLEVUE, WA 39,18739.2k $8.5m $8.5m 0.24% Added +3.0k +3,021
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 38,68238.7k $8.4m $8.4m 0.01% Added +3.6k +3,555
47 Spectrum Asset Management, Inc. (NB/CA) 3.58% of their portfolio NEWPORT BEACH, CA 37,27037.3k $8.1m $8.1m 3.58% Added +23.9k +23,936
48 Thrive Wealth Management, LLC 1.77% of their portfolio AUDUBON, PA 36,75136.8k $8.0m $8.0m 1.77% Added +258 +258
49 Global Retirement Partners, LLC 0.33% of their portfolio San Rafael, CA 35,94835.9k $7.8m $7.8m 0.33% Added +35.7k +35,705
50 COZAD ASSET MANAGEMENT INC 0.89% of their portfolio CHAMPAIGN, IL 35,54935.5k $7.7m $7.7m 0.89% Reduced -262 -262
51 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 33,79533.8k $7.3m $7.3m 0.00% Reduced -1.5k -1,506
52 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 33,15933.2k $7.2m $7.2m 0.00% Added +20.0k +20,000
53 Clearstead Advisors, LLC 0.38% of their portfolio CLEVELAND, OH 33,05533.1k $7.2m $7.2m 0.38% Reduced -33.1k -33,055
54 Vigilare Wealth Management 3.61% of their portfolio SCOTTSDALE, AZ 32,29832.3k $7.0m $7.0m 3.61% New
55 Parkside Financial Bank & Trust 1.20% of their portfolio SAINT LOUIS, MO 30,53430.5k $6.6m $6.6m 1.20% Added +4.8k +4,814
56 FOUNDERS CAPITAL MANAGEMENT, LLC 1.34% of their portfolio Hartford, CT 30,20430.2k $6.6m $6.6m 1.34% Unchanged
57 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 30,03230.0k $6.5m $6.5m 0.01% Added +92 +92
58 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 29,68629.7k $6.4m $6.4m 0.04% Reduced -1.8k -1,774
59 COMERICA BANK 0.03% of their portfolio DALLAS, TX 29,52929.5k $6.4m $6.4m 0.03% Added +77 +77
60 Mariner, LLC 0.01% of their portfolio Overland Park, KS 27,68927.7k $6.0m $6.0m 0.01% Reduced -2.3k -2,252
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,25927.3k $5.9m $5.9m 0.00% Added +1.3k +1,327
62 Aaron Wealth Advisors LLC 0.85% of their portfolio Chicago, IL 23,74023.7k $5.2m $5.2m 0.85% Reduced -805 -805
63 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 23,69723.7k $5.1m $5.1m 0.05% Reduced -847 -847
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 23,24623.2k $5.0m $5.0m 0.01% Added +6.0k +5,954
65 FIRST MANHATTAN CO. LLC. 0.02% of their portfolio NEW YORK, NY 21,60621.6k $4.7m $4.7m 0.02% Added +1.2k +1,161
66 CHOREO, LLC 0.13% of their portfolio ROCKFORD, IL 21,47121.5k $4.7m $4.7m 0.13% Added +6.6k +6,598
67 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 20,96121.0k $4.5m $4.5m 0.02% Added +226 +226
68 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 20,91420.9k $4.5m $4.5m 0.06% Added +17.1k +17,066
69 Waypoint Capital Advisors, LLC 1.30% of their portfolio Minneapolis, MN 20,53520.5k $4.5m $4.5m 1.30% Reduced -1.9k -1,911
70 Capstone Financial Advisors, Inc. 0.32% of their portfolio DOWNERS GROVE, IL 20,42620.4k $4.4m $4.4m 0.32% Reduced -662 -662
71 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.26% of their portfolio BOSTON, MA 20,38720.4k $4.4m $4.4m 0.26% Unchanged
72 Alesco Advisors, LLC, An ESL Co 0.15% of their portfolio Pittsford, NY 20,35520.4k $4.4m $4.4m 0.15% Unchanged
73 Stratos Wealth Advisors, LLC 0.25% of their portfolio BEACHWOOD, OH 19,88119.9k $4.3m $4.3m 0.25% Added +1.1k +1,141
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,88518.9k $4.1m $4.1m 0.00% New
75 LPWM LLC 1.59% of their portfolio MINNEAPOLIS, MN 18,86418.9k $4.0m $4.0m 1.59% Added +4.4k +4,440
76 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 18,32018.3k $4.0m $4.0m 0.03% Reduced -861 -861
77 CMH Wealth Management LLC 0.93% of their portfolio PORTSMOUTH, NH 17,77317.8k $3.9m $3.9m 0.93% Added +916 +916
78 Nova R Wealth, Inc. 2.37% of their portfolio OVERLAND PARK, KS 17,33217.3k $3.8m $3.8m 2.37% Reduced -779 -779
79 FOSTER & MOTLEY INC 0.28% of their portfolio CINCINNATI, OH 17,28517.3k $3.8m $3.8m 0.28% Reduced -365 -365
80 US FINANCIAL ADVISORS, LLC 1.37% of their portfolio BRAINTREE, MA 16,92016.9k $3.7m $3.7m 1.37% Reduced -59 -59
81 Hapanowicz & Associates Financial Services, Inc 2.24% of their portfolio PITTSBURGH, PA 16,79616.8k $3.6m $3.6m 2.24% Reduced -22 -22
82 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 16,78016.8k $3.7m $3.7m 0.02% Added +684 +684
83 CHERRYDALE WEALTH MANAGEMENT, LLC 1.85% of their portfolio HOBOKEN, NJ 16,30616.3k $3.5m $3.5m 1.85% Added +2.5k +2,527
84 EVOKE WEALTH, LLC 7.01% of their portfolio Los Angeles, CA 16,15016.1k $3.5m $3.5m 7.01% Reduced -88.3k -88,273
85 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 14,94714.9k $3.2m $3.2m 0.01% Reduced -410 -410
86 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 14,91614.9k $3.2m $3.2m 0.01% Added +13.4k +13,414
87 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 14,24114.2k $3.1m $3.1m 0.01% Added +96 +96
88 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 13,83713.8k $3.0m $3.0m 0.02% Added +532 +532
89 M Holdings Securities, Inc. 0.33% of their portfolio PORTLAND, OR 13,34413.3k $2.9m $2.9m 0.33% New
90 Zhang Financial LLC 0.24% of their portfolio PORTAGE, MI 13,11613.1k $2.8m $2.8m 0.24% Added +427 +427
91 Brown Financial Advisory 2.31% of their portfolio FAIRHOPE, AL 13,09213.1k $2.8m $2.8m 2.31% Reduced -734 -734
92 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 12,65912.7k $2.7m $2.7m 0.04% Reduced -1.4k -1,443
93 Topel & Distasi Wealth Management, LLC 1.28% of their portfolio BERKELEY, CA 12,40912.4k $2.7m $2.7m 1.28% Unchanged
94 VCI Wealth Management LLC 1.62% of their portfolio ST LOUIS, MO 12,28412.3k $2.7m $2.7m 1.62% First filing
95 Anson Capital, Inc. 4.24% of their portfolio TYRONE, GA 11,85711.9k $2.6m $2.6m 4.24% Added +1.7k +1,658
96 Bridgeworth, LLC 0.25% of their portfolio BIRMINGHAM, AL 11,49911.5k $2.5m $2.5m 0.25% Reduced -51 -51
97 SAPIENT CAPITAL LLC 0.06% of their portfolio INDIANAPOLIS, IN 11,30611.3k $2.5m $2.5m 0.06% First filing
98 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 10,94610.9k $2.4m $2.4m 0.00% Reduced -1.3k -1,300
99 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,87710.9k $2.4m $2.4m 0.00% Added +697 +697
100 PFW Advisors LLC 0.74% of their portfolio ATLANTA, GA 10,65010.7k $2.3m $2.3m 0.74% Reduced -211 -211