Vault-13

VANGUARD SCOTTSDALE FDS VONE

VNG RUS1000IDX · ETP · CUSIP 92206C730

238 institutional holders -5 vs Q2 2023
10,622,08810.6m shares reported held*
$2.1bnreported value*
17 new 79 added 77 reduced 20 sold out net bought ≈ $35.1m (+129.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $194.67. Options: 2 managers hold calls ($12.5m notional), 2 hold puts ($4.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 198Q4 22: 216Q1 23: 225Q2 23: 243Q3 23: 238238Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022198
Q4 2022216
Q1 2023225
Q2 2023243
Q3 2023238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 97 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211770
Q1 20238593
Q2 20238896
Q3 20239697

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $122.0kQ4 22 puts: $1.4mQ4 22P/C 11.43Q1 23 calls: $2.1mQ1 23 puts: $176.2kQ1 23P/C 0.08Q2 23 calls: $342.5kQ2 23 puts: $6.0kQ2 23P/C 0.02Q3 23 calls: $12.5mQ3 23 puts: $4.2mQ3 23P/C 0.34
Numbers
QuarterCallsPutsP/C
Q4 2022$122.0k$1.4m11.43
Q1 2023$2.1m$176.2k0.08
Q2 2023$342.5k$6.0k0.02
Q3 2023$12.5m$4.2m0.34

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +60,845+60.8k
Flower City Capital Added +42,753+42.8k
RED CEDAR INVESTMENT MANAGEMENT, LLC Added +37,369+37.4k
SAWGRASS ASSET MANAGEMENT LLC New +37,100+37.1k
Clearstead Advisors, LLC Added +33,055+33.1k
HighTower Advisors, LLC Added +30,401+30.4k
COMERICA BANK New +29,452+29.5k
MORGAN STANLEY Added +23,276+23.3k
Hilltop Partners LLC Added +21,731+21.7k
STIFEL FINANCIAL CORP Added +20,472+20.5k

Biggest sellers

Veritable, L.P. Sold out -60,844-60.8k
EP Wealth Advisors, LLC Reduced -49,946-49.9k
Cerity Partners LLC Reduced -36,178-36.2k
CBIZ Investment Advisory Services, LLC Reduced -27,661-27.7k
UBS Group AG Reduced -22,790-22.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,651-17.7k
ASSETMARK, INC Reduced -13,990-14.0k
ROYAL BANK OF CANADA Reduced -12,952-13.0k
Austin Private Wealth, LLC Reduced -12,399-12.4k
SigFig Wealth Management, LLC Reduced -10,835-10.8k

Biggest calls

WOLVERINE TRADING, LLC New $6.4m32.7k shares
Belvedere Trading LLC Added $6.1m31.3k shares

Biggest puts

WOLVERINE TRADING, LLC New $2.6m13.1k shares
Belvedere Trading LLC New $1.7m8.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 1,185,7251.2m $230.8m $230.8m 0.02% Added +8.8k +8,786
2 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 769,216769.2k $149.7m $149.7m 0.05% Added +11.0k +11,012
3 RED CEDAR INVESTMENT MANAGEMENT, LLC 22.38% of their portfolio GRAND RAPIDS, MI 751,604751.6k $146.3m $146.3m 22.38% Added +37.4k +37,369
4 UBS Group AG 0.05% of their portfolio ZURICH, V8 577,467577.5k $112.4m $112.4m 0.05% Reduced -22.8k -22,790
5 DAIDO LIFE INSURANCE CO 12.37% of their portfolio TOKYO, M0 483,982484.0k $94.2m $94.2m 12.37% Unchanged
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 397,021397.0k $77.3m $77.3m 0.01% Added +23.3k +23,276
7 Austin Private Wealth, LLC 10.92% of their portfolio Austin, TX 387,651387.7k $75.5m $75.5m 10.92% Reduced -12.4k -12,399
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 309,962310.0k $60.3m $60.3m 0.01% Added +1.2k +1,247
9 Cerity Partners LLC 0.29% of their portfolio NEW YORK, NY 305,936305.9k $59.6m $59.6m 0.29% Reduced -36.2k -36,178
10 Waverly Advisors, LLC 2.40% of their portfolio BIRMINGHAM, AL 282,702282.7k $55.0m $55.0m 2.40% Reduced -135 -135
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 245,991246.0k $47.9m $47.9m 0.01% Added +10.3k +10,307
12 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 12.37% of their portfolio COLUMBIA, SC 219,953220.0k $42.8m $42.8m 12.37% Reduced -236 -236
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 217,927217.9k $42.4m $42.4m 0.02% Added +5.7k +5,696
14 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 192,154192.2k $37.4m $37.4m 0.01% Reduced -2.7k -2,680
15 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 187,528187.5k $36.5m $36.5m 0.05% Added +20.5k +20,472
16 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 167,801167.8k $32.7m $32.7m 0.03% Added +4.5k +4,458
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 162,040162.0k $31.5m $31.5m 0.01% Added +5.1k +5,076
18 Flower City Capital 30.06% of their portfolio PITTSFORD, NY 151,203151.2k $29.4m $29.4m 30.06% Added +42.8k +42,753
19 Hilltop Partners LLC 11.87% of their portfolio MISHAWAKA, IN 144,934144.9k $28.2m $28.2m 11.87% Added +21.7k +21,731
20 Beacon Pointe Advisors, LLC 0.34% of their portfolio NEWPORT BEACH, CA 139,404139.4k $27.1m $27.1m 0.34% Added +8.5k +8,517
21 SigFig Wealth Management, LLC 0.99% of their portfolio SAN FRANCISCO, CA 126,400126.4k $24.6m $24.6m 0.99% Reduced -10.8k -10,835
22 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 123,661123.7k $24.1m $24.1m 0.02% Reduced -663 -663
23 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 120,173120.2k $23.4m $23.4m 0.04% Added +51 +51
24 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 114,909114.9k $22.4m $22.4m 0.33% Added +923 +923
25 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 111,486111.5k $21.7m $21.7m 0.08% Reduced -10.1k -10,054
26 Atria Wealth Solutions, Inc. 0.30% of their portfolio NEW YORK, NY 111,063111.1k $21.6m $21.6m 0.30% Reduced -5.7k -5,727
27 EVOKE WEALTH, LLC 0.72% of their portfolio Los Angeles, CA 104,423104.4k $20.3m $20.3m 0.72% Reduced -9.5k -9,500
28 Hirtle & Co., LLC 0.98% of their portfolio WEST CONSHOHOCKEN, PA 100,710100.7k $19.6m $19.6m 0.98% Added +15.9k +15,925
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 90,99291.0k $17.7m $17.7m 0.06% Added +16.6k +16,550
30 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 85,28085.3k $16.6m $16.6m 0.08% Reduced -372 -372
31 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 82,86882.9k $16.1m $16.1m 0.03% Added +30.4k +30,401
32 StrategIQ Financial Group, LLC 1.61% of their portfolio MERRILLVILLE, IN 71,55971.6k $13.9m $13.9m 1.61% Reduced -181 -181
33 Litman Gregory Wealth Management LLC 1.44% of their portfolio LARKSPUR, CA 71,47571.5k $13.9m $13.9m 1.44% Reduced -826 -826
34 PATHSTONE FAMILY OFFICE, LLC 0.10% of their portfolio ENGLEWOOD, NJ 66,82366.8k $13.0m $13.0m 0.10% Added +60.8k +60,845
35 CBIZ Investment Advisory Services, LLC 1.18% of their portfolio INDEPENDENCE, OH 66,26766.3k $12.9m $12.9m 1.18% Reduced -27.7k -27,661
36 Clearstead Advisors, LLC 0.37% of their portfolio CLEVELAND, OH 66,11066.1k $12.9m $12.9m 0.37% Added +33.1k +33,055
37 Opus Capital Group, LLC 2.17% of their portfolio CINCINNATI, OH 62,79362.8k $12.2m $12.2m 2.17% Added +55 +55
38 Stegner Investment Associates Inc. 10.35% of their portfolio LOUISVILLE, KY 61,56061.6k $12.0m $12.0m 10.35% Added +5 +5
39 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.82% of their portfolio LONG BEACH, CA 55,79655.8k $10.9m $10.9m 0.82% Added +910 +910
40 Royal Fund Management, LLC 1.54% of their portfolio Lady Lake, FL 55,40455.4k $10.8m $10.8m 1.54% Reduced -2.8k -2,781
41 Arbor Investment Advisors, LLC 1.78% of their portfolio WINSTON SALEM, NC 52,20852.2k $10.2m $10.2m 1.78% Reduced -229 -229
42 Blackston Financial Advisory Group, LLC 6.50% of their portfolio THE VILLAGES, FL 47,93747.9k $9.3m $9.3m 6.50% Added +1.1k +1,094
43 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 46,88446.9k $9.1m $9.1m 0.05% Added +28 +28
44 SAWGRASS ASSET MANAGEMENT LLC 0.88% of their portfolio PONTE VEDRA BEACH, FL 37,10037.1k $7.2m $7.2m 0.88% New
45 Thrive Wealth Management, LLC 1.89% of their portfolio AUDUBON, PA 36,49336.5k $7.1m $7.1m 1.89% Reduced -214 -214
46 COLDSTREAM CAPITAL MANAGEMENT INC 0.23% of their portfolio BELLEVUE, WA 36,16636.2k $7.0m $7.0m 0.23% Reduced -275 -275
47 COZAD ASSET MANAGEMENT INC 0.91% of their portfolio CHAMPAIGN, IL 35,81135.8k $7.0m $7.0m 0.91% Unchanged
48 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 35,30135.3k $6.9m $6.9m 0.00% Reduced -75 -75
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 35,12735.1k $6.8m $6.8m 0.01% Reduced -5.5k -5,543
50 COLONY GROUP LLC 0.10% of their portfolio Boston, MA 34,85134.9k $6.8m $6.8m 0.10% Reduced -5 -5
51 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 31,46031.5k $6.1m $6.1m 0.04% Added +12.7k +12,748
52 FOUNDERS CAPITAL MANAGEMENT, LLC 1.33% of their portfolio Hartford, CT 30,20430.2k $5.9m $5.9m 1.33% Unchanged
53 Mariner, LLC 0.02% of their portfolio Overland Park, KS 29,94129.9k $5.8m $5.8m 0.02% Reduced -8.3k -8,271
54 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 29,94029.9k $5.8m $5.8m 0.01% Added +605 +605
55 COMERICA BANK 0.03% of their portfolio DALLAS, TX 29,45229.5k $5.7m $5.7m 0.03% New
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,93225.9k $5.0m $5.0m 0.00% Reduced -13.0k -12,952
57 Parkside Financial Bank & Trust 1.16% of their portfolio SAINT LOUIS, MO 25,72025.7k $5.0m $5.0m 1.16% Reduced -370 -370
58 Aaron Wealth Advisors LLC 0.62% of their portfolio Chicago, IL 24,54524.5k $4.8m $4.8m 0.62% Reduced -839 -839
59 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 24,54424.5k $4.8m $4.8m 0.05% Reduced -1.0k -1,008
60 Waypoint Capital Advisors, LLC 1.47% of their portfolio Minneapolis, MN 22,44622.4k $4.4m $4.4m 1.47% Reduced -2.2k -2,250
61 Capstone Financial Advisors, Inc. 0.32% of their portfolio DOWNERS GROVE, IL 21,08821.1k $4.1m $4.1m 0.32% Reduced -203 -203
62 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 20,74120.7k $4.0m $4.0m 0.02% Reduced -7.8k -7,840
63 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 20,73520.7k $4.0m $4.0m 0.02% Added +60 +60
64 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 20,44520.4k $4.0m $4.0m 0.01% Added +303 +303
65 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.26% of their portfolio BOSTON, MA 20,38720.4k $4.0m $4.0m 0.26% Reduced -4.9k -4,916
66 Alesco Advisors, LLC, An ESL Co 0.15% of their portfolio Pittsford, NY 20,35520.4k $4.0m $4.0m 0.15% Unchanged
67 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 19,18119.2k $3.7m $3.7m 0.03% Reduced -336 -336
68 Stratos Wealth Advisors, LLC 0.24% of their portfolio BEACHWOOD, OH 18,74018.7k $3.6m $3.6m 0.24% Added +2.6k +2,602
69 Nova R Wealth, Inc. 2.43% of their portfolio OVERLAND PARK, KS 18,11118.1k $3.5m $3.5m 2.43% Added +1.1k +1,071
70 FOSTER & MOTLEY INC 0.28% of their portfolio CINCINNATI, OH 17,65017.6k $3.4m $3.4m 0.28% Reduced -1.6k -1,596
71 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 17,29217.3k $3.4m $3.4m 0.01% Added +119 +119
72 US FINANCIAL ADVISORS, LLC 1.37% of their portfolio BRAINTREE, MA 16,97917.0k $3.3m $3.3m 1.37% Added +519 +519
73 CMH Wealth Management LLC 0.92% of their portfolio PORTSMOUTH, NH 16,85716.9k $3.3m $3.3m 0.92% Reduced -115 -115
74 Hapanowicz & Associates Financial Services, Inc 2.33% of their portfolio PITTSBURGH, PA 16,81816.8k $3.3m $3.3m 2.33% Reduced -3.1k -3,080
75 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 16,09616.1k $3.1m $3.1m 0.02% Added +2.6k +2,573
76 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 15,35715.4k $3.0m $3.0m 0.01% Unchanged
77 CHOREO, LLC 0.10% of their portfolio ROCKFORD, IL 14,87314.9k $2.9m $2.9m 0.10% Added +301 +301
78 LPWM LLC 1.26% of their portfolio MINNEAPOLIS, MN 14,42414.4k $2.8m $2.8m 1.26% Added +473 +473
79 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 14,14514.1k $2.8m $2.8m 0.01% First filing
80 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 14,10214.1k $2.7m $2.7m 0.04% Reduced -1.5k -1,492
81 Brown Financial Advisory 2.38% of their portfolio FAIRHOPE, AL 13,82613.8k $2.7m $2.7m 2.38% Reduced -14 -14
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,80213.8k $2.7m $2.7m 0.00% Reduced -1.8k -1,813
83 CHERRYDALE WEALTH MANAGEMENT, LLC 1.60% of their portfolio HOBOKEN, NJ 13,77913.8k $2.7m $2.7m 1.60% Added +6.5k +6,454
84 Spectrum Asset Management, Inc. (NB/CA) 1.36% of their portfolio NEWPORT BEACH, CA 13,33413.3k $2.6m $2.6m 1.36% Reduced -3.2k -3,200
85 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 13,30513.3k $2.6m $2.6m 0.02% Reduced -150 -150
86 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 13,15913.2k $2.6m $2.6m 0.00% Added +5.9k +5,900
87 Zhang Financial LLC 0.25% of their portfolio PORTAGE, MI 12,68912.7k $2.5m $2.5m 0.25% Added +69 +69
88 Topel & Distasi Wealth Management, LLC 1.27% of their portfolio BERKELEY, CA 12,40912.4k $2.4m $2.4m 1.27% Unchanged
89 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 12,24612.2k $2.4m $2.4m 0.00% Reduced -1.2k -1,221
90 Bridgeworth, LLC 0.25% of their portfolio BIRMINGHAM, AL 11,55011.6k $2.2m $2.2m 0.25% Reduced -49 -49
91 PFW Advisors LLC 0.75% of their portfolio ATLANTA, GA 10,86110.9k $2.1m $2.1m 0.75% Unchanged
92 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 10,83610.8k $2.1m $2.1m 0.04% Reduced -853 -853
93 Anson Capital, Inc. 3.77% of their portfolio TYRONE, GA 10,19910.2k $2.0m $2.0m 3.77% Added +45 +45
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,18010.2k $2.0m $2.0m 0.00% Reduced -312 -312
95 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 10,12610.1k $2.0m $2.0m 0.05% Added +1.5k +1,481
96 Parallel Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 9,6359.6k $1.9m $1.9m 0.06% Unchanged
97 BECKER CAPITAL MANAGEMENT INC 0.07% of their portfolio Portland, OR 9,4059.4k $1.8m $1.8m 0.07% Unchanged
98 Endowment Wealth Management, Inc. 1.61% of their portfolio APPLETON, WI 9,1859.2k $1.8m $1.8m 1.61% Added +1.0k +1,013
99 ETF Portfolio Partners, Inc. 0.63% of their portfolio LEAWOOD, KS 8,8358.8k $1.7m $1.7m 0.63% Reduced -189 -189
100 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,4908.5k $1.7m $1.7m 0.00% Added +2.0k +2,030